<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/11/14?registers=between Mon, 25 Nov 2024 23:28:33 -0800 Mon, 25 Nov 2024 23:28:33 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/11/14?registers=between Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Market Makers https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6252.html https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6252.html Mon, 14 Nov 2005 00:00:00 -0800 E5-6252 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6252.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ) https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6251.html https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6251.html Mon, 14 Nov 2005 00:00:00 -0800 E5-6251 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6251.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Implementation Date for the ANTE System and Increased Floor Broker Functionality in the ANTE System https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6250.html https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6250.html Mon, 14 Nov 2005 00:00:00 -0800 E5-6250 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6250.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Partial Amendment No. 1 Relating to Margin Requirements for Complex Options Spreads https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6249.html https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6249.html Mon, 14 Nov 2005 00:00:00 -0800 E5-6249 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6249.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to Compliance With Regulations Administered by the Office of Foreign Assets Control https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6248.html https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6248.html Mon, 14 Nov 2005 00:00:00 -0800 E5-6248 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6248.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System November 7, 2005 https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6247.html https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6247.html Mon, 14 Nov 2005 00:00:00 -0800 E5-6247 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6247.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Regarding Fees for Closed-End Funds Listing on the Nasdaq Capital Market https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6246.html https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6246.html Mon, 14 Nov 2005 00:00:00 -0800 E5-6246 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6246.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/11/14/05-22585.html https://regulations.justia.com/regulations/fedreg/2005/11/14/05-22585.html Mon, 14 Nov 2005 00:00:00 -0800 05-22585 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/05-22585.pdf