Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/11/14?limit=200&registers=between&mode=atom 2024-11-25T23:32:24-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6252.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Market Makers 2005-11-14T00:00:00-08:00 2005-11-14T00:00:00-08:00 E5-6252 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6252.pdf https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6251.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ) 2005-11-14T00:00:00-08:00 2005-11-14T00:00:00-08:00 E5-6251 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6251.pdf https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6250.html Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Implementation Date for the ANTE System and Increased Floor Broker Functionality in the ANTE System 2005-11-14T00:00:00-08:00 2005-11-14T00:00:00-08:00 E5-6250 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6250.pdf https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6249.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Partial Amendment No. 1 Relating to Margin Requirements for Complex Options Spreads 2005-11-14T00:00:00-08:00 2005-11-14T00:00:00-08:00 E5-6249 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6249.pdf https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6248.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to Compliance With Regulations Administered by the Office of Foreign Assets Control 2005-11-14T00:00:00-08:00 2005-11-14T00:00:00-08:00 E5-6248 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6248.pdf https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6247.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System November 7, 2005 2005-11-14T00:00:00-08:00 2005-11-14T00:00:00-08:00 E5-6247 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6247.pdf https://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6246.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Regarding Fees for Closed-End Funds Listing on the Nasdaq Capital Market 2005-11-14T00:00:00-08:00 2005-11-14T00:00:00-08:00 E5-6246 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6246.pdf https://regulations.justia.com/regulations/fedreg/2005/11/14/05-22585.html Notice - Sunshine Act Meeting 2005-11-14T00:00:00-08:00 2005-11-14T00:00:00-08:00 05-22585 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/05-22585.pdf