<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/11/10?registers=between Tue, 07 May 2024 13:26:57 -0700 Tue, 07 May 2024 13:26:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/11/10?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Partial Amendment No. 1 To Amend Exchange Rule 431 (Margin Requirements) https://regulations.justia.com/regulations/fedreg/2005/11/10/05-22454.html https://regulations.justia.com/regulations/fedreg/2005/11/10/05-22454.html Thu, 10 Nov 2005 00:00:00 -0800 05-22454 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-10/pdf/05-22454.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/11/10/05-22453.html https://regulations.justia.com/regulations/fedreg/2005/11/10/05-22453.html Thu, 10 Nov 2005 00:00:00 -0800 05-22453 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-10/pdf/05-22453.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend the Minor Rule Plan and Recommended Fine Schedule in Connection with Rules Regarding Principal Orders, Principal Acting as Agent Orders, and Limitations on Principal Order Access https://regulations.justia.com/regulations/fedreg/2005/11/10/05-22452.html https://regulations.justia.com/regulations/fedreg/2005/11/10/05-22452.html Thu, 10 Nov 2005 00:00:00 -0800 05-22452 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-10/pdf/05-22452.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Market Maker Quote Interaction https://regulations.justia.com/regulations/fedreg/2005/11/10/05-22416.html https://regulations.justia.com/regulations/fedreg/2005/11/10/05-22416.html Thu, 10 Nov 2005 00:00:00 -0800 05-22416 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-10/pdf/05-22416.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Portfolio Crossing Service on the Archipelago Exchange https://regulations.justia.com/regulations/fedreg/2005/11/10/05-22415.html https://regulations.justia.com/regulations/fedreg/2005/11/10/05-22415.html Thu, 10 Nov 2005 00:00:00 -0800 05-22415 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-10/pdf/05-22415.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of 9% Targeted Income Strategic Total Return SecuritiesSM https://regulations.justia.com/regulations/fedreg/2005/11/10/05-22414.html https://regulations.justia.com/regulations/fedreg/2005/11/10/05-22414.html Thu, 10 Nov 2005 00:00:00 -0800 05-22414 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-10/pdf/05-22414.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Regarding the Euro Currency Trust https://regulations.justia.com/regulations/fedreg/2005/11/10/05-22413.html https://regulations.justia.com/regulations/fedreg/2005/11/10/05-22413.html Thu, 10 Nov 2005 00:00:00 -0800 05-22413 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-10/pdf/05-22413.pdf