Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/11/07?limit=200&registers=between&mode=atom 2024-05-01T20:55:05-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/11/07/E5-6141.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to Equity Transaction Charges 2005-11-07T00:00:00-08:00 2005-11-07T00:00:00-08:00 E5-6141 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/E5-6141.pdf https://regulations.justia.com/regulations/fedreg/2005/11/07/E5-6140.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change and Amendments Nos. 1 and 2 Thereto, and Notice of Filing and Order Granting Accelerated Approval To Amendment No. 3, To Amend NASD Rules for Mediation Proceedings 2005-11-07T00:00:00-08:00 2005-11-07T00:00:00-08:00 E5-6140 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/E5-6140.pdf https://regulations.justia.com/regulations/fedreg/2005/11/07/E5-6138.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Fee Waiver for Certain Transactions in SPX LEAPS® Options 2005-11-07T00:00:00-08:00 2005-11-07T00:00:00-08:00 E5-6138 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/E5-6138.pdf https://regulations.justia.com/regulations/fedreg/2005/11/07/E5-6137.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Dissemination of Information on TRACE-Eligible Securities Transactions 2005-11-07T00:00:00-08:00 2005-11-07T00:00:00-08:00 E5-6137 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/E5-6137.pdf https://regulations.justia.com/regulations/fedreg/2005/11/07/05-22227.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Establish Rules Governing the Operation of the INET System 2005-11-07T00:00:00-08:00 2005-11-07T00:00:00-08:00 05-22227 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/05-22227.pdf https://regulations.justia.com/regulations/fedreg/2005/11/07/05-22181.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish Fee and Notice Requirements for Substitution Listing Events and Other Corporate Changes 2005-11-07T00:00:00-08:00 2005-11-07T00:00:00-08:00 05-22181 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/05-22181.pdf https://regulations.justia.com/regulations/fedreg/2005/11/07/05-22180.html Notice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Provide That Classes of Foreign Currency Options Newly Introduced for Trading on the Philadelphia Stock Exchange Be Treated as Equity/Index Options During a Temporary Period Ending on December 31, 2007 2005-11-07T00:00:00-08:00 2005-11-07T00:00:00-08:00 05-22180 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/05-22180.pdf https://regulations.justia.com/regulations/fedreg/2005/11/07/05-22179.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and 2 Relating to Exposure Periods in the Facilitation and Solicited Order Mechanisms 2005-11-07T00:00:00-08:00 2005-11-07T00:00:00-08:00 05-22179 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/05-22179.pdf https://regulations.justia.com/regulations/fedreg/2005/11/07/05-22178.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Seeking Permanent Approval of Rules Concerning Bond Mutual Fund Volatility Ratings Prior to Expiration of Pilot 2005-11-07T00:00:00-08:00 2005-11-07T00:00:00-08:00 05-22178 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/05-22178.pdf https://regulations.justia.com/regulations/fedreg/2005/11/07/05-22177.html Notice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Best Bid and Offer Guidelines Adopted Pursuant to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information 2005-11-07T00:00:00-08:00 2005-11-07T00:00:00-08:00 05-22177 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/05-22177.pdf https://regulations.justia.com/regulations/fedreg/2005/11/07/05-22085.html Rule - Adoption of Updated EDGAR Filer Manual 2005-11-07T00:00:00-08:00 2005-11-07T00:00:00-08:00 05-22085 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/05-22085.pdf