<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/11/01?registers=between Sat, 04 May 2024 12:20:21 -0700 Sat, 04 May 2024 12:20:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/11/01?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees with Respect to Transactions Executed Through the Intermarket Trading System https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6029.html https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6029.html Tue, 01 Nov 2005 00:00:00 -0800 E5-6029 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6029.pdf Notice - Self-Regulatory Organizations; Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6028.html https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6028.html Tue, 01 Nov 2005 00:00:00 -0800 E5-6028 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6028.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change and Amendments No. 2, 3, and 5 Thereto Relating to the Adoption of New Rules That Would Establish an Automated Opening System on the Exchange https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6027.html https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6027.html Tue, 01 Nov 2005 00:00:00 -0800 E5-6027 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6027.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Offers of Settlement https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6026.html https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6026.html Tue, 01 Nov 2005 00:00:00 -0800 E5-6026 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6026.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6022.html https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6022.html Tue, 01 Nov 2005 00:00:00 -0800 E5-6022 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6022.pdf Notice - Issuer Delisting; Notice of Application of SBC Communications Inc. To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6019.html https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6019.html Tue, 01 Nov 2005 00:00:00 -0800 E5-6019 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6019.pdf Notice - Issuer Delisting; Notice of Application of SBC Communications Inc. To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Chicago Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6018.html https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6018.html Tue, 01 Nov 2005 00:00:00 -0800 E5-6018 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6018.pdf Notice - Issuer Delisting; Notice of Application of Covanta Holding Corporation To Withdraw its Common Stock, $.10 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6017.html https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6017.html Tue, 01 Nov 2005 00:00:00 -0800 E5-6017 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6017.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Order Granting Approval of a Proposed Rule Change Relating to Anonymous Features on Trading Systems https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6016.html https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6016.html Tue, 01 Nov 2005 00:00:00 -0800 E5-6016 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6016.pdf Notice - Gladstone Capital Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6015.html https://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6015.html Tue, 01 Nov 2005 00:00:00 -0800 E5-6015 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6015.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Offers of Settlement https://regulations.justia.com/regulations/fedreg/2005/11/01/05-21716.html https://regulations.justia.com/regulations/fedreg/2005/11/01/05-21716.html Tue, 01 Nov 2005 00:00:00 -0800 05-21716 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/05-21716.pdf