Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/11/01?limit=200®isters=between&mode=atom2024-05-04T03:30:11-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6029.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees with Respect to Transactions Executed Through the Intermarket Trading System2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6029Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6029.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6028.htmlNotice - Self-Regulatory Organizations; Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6028Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6028.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6027.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change and Amendments No. 2, 3, and 5 Thereto Relating to the Adoption of New Rules That Would Establish an Automated Opening System on the Exchange2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6027Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6027.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6026.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Offers of Settlement2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6026Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6026.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6022.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6022Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6022.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6019.htmlNotice - Issuer Delisting; Notice of Application of SBC Communications Inc. To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Pacific Exchange, Inc.2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6019Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6019.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6018.htmlNotice - Issuer Delisting; Notice of Application of SBC Communications Inc. To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Chicago Stock Exchange, Inc.2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6018Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6018.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6017.htmlNotice - Issuer Delisting; Notice of Application of Covanta Holding Corporation To Withdraw its Common Stock, $.10 Par Value, From Listing and Registration on the American Stock Exchange LLC2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6017Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6017.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6016.htmlNotice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Order Granting Approval of a Proposed Rule Change Relating to Anonymous Features on Trading Systems2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6016Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6016.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6015.htmlNotice - Gladstone Capital Corporation, et al.; Notice of Application2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6015Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6015.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/05-21716.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Offers of Settlement2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:0005-21716Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/05-21716.pdf