Securities and Exchange Commission October 2005 – Federal Register Recent Federal Regulation Documents
Results 51 - 100 of 115
Approval of Investment Adviser Registration Depository Filing Fees
The Securities and Exchange Commission (Commission or SEC) is waiving for one year Investment Adviser Registration Depository (IARD) annual filing fees for all advisers.
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Applicant seeks an order declaring that it has ceased to be an investment company. On July 8, 2005, applicant transferred its assets to corresponding series of LKCM Funds, based on net asset value. Expenses of $35,457 incurred in connection with the reorganization were paid by Aquinas Investment Advisers, Inc., applicant's investment adviser, and Luther King Capital Management Corporation, the surviving fund's investment adviser. Filing Date: The application was filed on September 1, 2005. Applicant's Address: 5310 Harvest Hill Rd., Suite 248, Dallas TX 75230.
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