Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/10?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2024-12-11T02:45:23-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-6002.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Payment for Order Flow Program in Effect in September and October 2004 2005-10-31T00:00:00-08:00 2005-10-31T00:00:00-08:00 E5-6002 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-6002.pdf https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-6001.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Maturity Periods Set Forth in Margin Factor Tables 2005-10-31T00:00:00-08:00 2005-10-31T00:00:00-08:00 E5-6001 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-6001.pdf https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-6000.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Crediting of Certain DPM Principal Acting as Agent Order Transaction Fees 2005-10-31T00:00:00-08:00 2005-10-31T00:00:00-08:00 E5-6000 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-6000.pdf https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5999.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation 2005-10-31T00:00:00-08:00 2005-10-31T00:00:00-08:00 E5-5999 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-5999.pdf https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5998.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation 2005-10-31T00:00:00-08:00 2005-10-31T00:00:00-08:00 E5-5998 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-5998.pdf https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5997.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Use of Contra CUSIP Numbers To Segregate Partially-Called Positions of Participants in Variable Rate Demand Obligation Issues 2005-10-31T00:00:00-08:00 2005-10-31T00:00:00-08:00 E5-5997 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-5997.pdf https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5991.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.: Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Amending the Arbitration Fees Applicable to Certain Statutory Employment Discrimination Claims 2005-10-31T00:00:00-08:00 2005-10-31T00:00:00-08:00 E5-5991 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-5991.pdf https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5990.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation 2005-10-31T00:00:00-08:00 2005-10-31T00:00:00-08:00 E5-5990 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-5990.pdf https://regulations.justia.com/regulations/fedreg/2005/10/28/E5-5980.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Rule Change To Adopt a Market Turner Priority for Index Options and Options on ETFs on the Exchange's Hybrid System 2005-10-28T00:00:00-07:00 2005-10-28T00:00:00-07:00 E5-5980 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-28/pdf/E5-5980.pdf https://regulations.justia.com/regulations/fedreg/2005/10/28/E5-5976.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's Order Priority Rule and the Mandatory Use of Order Match Functionalities 2005-10-28T00:00:00-07:00 2005-10-28T00:00:00-07:00 E5-5976 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-28/pdf/E5-5976.pdf https://regulations.justia.com/regulations/fedreg/2005/10/28/E5-5975.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Proposal To Place an Immediate Moratorium on the Qualification and Registration of New Competitive Traders and Registered Competitive Market Makers 2005-10-28T00:00:00-07:00 2005-10-28T00:00:00-07:00 E5-5975 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-28/pdf/E5-5975.pdf https://regulations.justia.com/regulations/fedreg/2005/10/28/E5-5974.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options 2005-10-28T00:00:00-07:00 2005-10-28T00:00:00-07:00 E5-5974 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-28/pdf/E5-5974.pdf https://regulations.justia.com/regulations/fedreg/2005/10/28/E5-5973.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options 2005-10-28T00:00:00-07:00 2005-10-28T00:00:00-07:00 E5-5973 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-28/pdf/E5-5973.pdf https://regulations.justia.com/regulations/fedreg/2005/10/28/E5-5972.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change To Amend Article XX, Rule 37(a)(3) To Eliminate its Requirement That Specialists Guarantee Execution of Limit Orders When Certain Conditions Occur in Another Market 2005-10-28T00:00:00-07:00 2005-10-28T00:00:00-07:00 E5-5972 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-28/pdf/E5-5972.pdf https://regulations.justia.com/regulations/fedreg/2005/10/28/E5-5971.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Charges for Communications Fees To Continue Operating Legacy Communication Networks 2005-10-28T00:00:00-07:00 2005-10-28T00:00:00-07:00 E5-5971 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-28/pdf/E5-5971.pdf https://regulations.justia.com/regulations/fedreg/2005/10/28/E5-5970.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Rule 891 Relating to Transfer Agents 2005-10-28T00:00:00-07:00 2005-10-28T00:00:00-07:00 E5-5970 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-28/pdf/E5-5970.pdf https://regulations.justia.com/regulations/fedreg/2005/10/27/05-21518.html Notice - Sunshine Act Meetings 2005-10-27T00:00:00-07:00 2005-10-27T00:00:00-07:00 05-21518 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-27/pdf/05-21518.pdf https://regulations.justia.com/regulations/fedreg/2005/10/26/E5-5946.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to Amex Rules 26 and 27 2005-10-26T00:00:00-07:00 2005-10-26T00:00:00-07:00 E5-5946 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-26/pdf/E5-5946.pdf https://regulations.justia.com/regulations/fedreg/2005/10/26/E5-5945.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Transaction Fees Assessed on DIAMONDS Options 2005-10-26T00:00:00-07:00 2005-10-26T00:00:00-07:00 E5-5945 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-26/pdf/E5-5945.pdf https://regulations.justia.com/regulations/fedreg/2005/10/26/E5-5944.html Notice - Ameritas Variable Life Insurance Company, et al.: 2005-10-26T00:00:00-07:00 2005-10-26T00:00:00-07:00 E5-5944 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-26/pdf/E5-5944.pdf https://regulations.justia.com/regulations/fedreg/2005/10/26/E5-5943.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Federal Reserve's National Settlement System 2005-10-26T00:00:00-07:00 2005-10-26T00:00:00-07:00 E5-5943 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-26/pdf/E5-5943.pdf https://regulations.justia.com/regulations/fedreg/2005/10/26/E5-5942.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Modify Nasdaq's Auditor Peer Review Requirement 2005-10-26T00:00:00-07:00 2005-10-26T00:00:00-07:00 E5-5942 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-26/pdf/E5-5942.pdf https://regulations.justia.com/regulations/fedreg/2005/10/26/E5-5923.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Certain Sections of the Exchange Constitution Concerning the Exchange's Hearing Board and Related Amendments to Exchange Rule 475 and Rule 476 2005-10-26T00:00:00-07:00 2005-10-26T00:00:00-07:00 E5-5923 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-26/pdf/E5-5923.pdf https://regulations.justia.com/regulations/fedreg/2005/10/26/E5-5922.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendments No. 3 and 4 to Proposed Rule Change To Amend NASD Rule 2320(a) Governing Best Execution 2005-10-26T00:00:00-07:00 2005-10-26T00:00:00-07:00 E5-5922 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-26/pdf/E5-5922.pdf https://regulations.justia.com/regulations/fedreg/2005/10/26/E5-5921.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System 2005-10-26T00:00:00-07:00 2005-10-26T00:00:00-07:00 E5-5921 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-26/pdf/E5-5921.pdf https://regulations.justia.com/regulations/fedreg/2005/10/25/E5-5892.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Amex Listing Agreement 2005-10-25T00:00:00-07:00 2005-10-25T00:00:00-07:00 E5-5892 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-25/pdf/E5-5892.pdf https://regulations.justia.com/regulations/fedreg/2005/10/25/E5-5891.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System 2005-10-25T00:00:00-07:00 2005-10-25T00:00:00-07:00 E5-5891 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-25/pdf/E5-5891.pdf https://regulations.justia.com/regulations/fedreg/2005/10/25/E5-5880.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Requiring the Chicago Stock Exchange's Participants To Provide Electronic Mail Addresses to the Exchange 2005-10-25T00:00:00-07:00 2005-10-25T00:00:00-07:00 E5-5880 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-25/pdf/E5-5880.pdf https://regulations.justia.com/regulations/fedreg/2005/10/25/E5-5879.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule and Amendment No. 1 Thereto Relating to a Proposed Interpretation to Rule 342 (Offices-Approval, Supervision, and Control) 2005-10-25T00:00:00-07:00 2005-10-25T00:00:00-07:00 E5-5879 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-25/pdf/E5-5879.pdf https://regulations.justia.com/regulations/fedreg/2005/10/25/05-21355.html Notice - Sunshine Act Meeting 2005-10-25T00:00:00-07:00 2005-10-25T00:00:00-07:00 05-21355 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-25/pdf/05-21355.pdf https://regulations.justia.com/regulations/fedreg/2005/10/25/05-21247.html Proposed Rule - Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934 2005-10-25T00:00:00-07:00 2005-10-25T00:00:00-07:00 05-21247 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2005-10-25/pdf/05-21247.pdf https://regulations.justia.com/regulations/fedreg/2005/10/24/E5-5862.html Notice - BBH Fund, Inc. and Brown Brothers Harriman & Co.; Notice of Application 2005-10-24T00:00:00-07:00 2005-10-24T00:00:00-07:00 E5-5862 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-24/pdf/E5-5862.pdf https://regulations.justia.com/regulations/fedreg/2005/10/24/E5-5861.html Notice - Advisory Committee on Smaller Public Companies 2005-10-24T00:00:00-07:00 2005-10-24T00:00:00-07:00 E5-5861 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-24/pdf/E5-5861.pdf https://regulations.justia.com/regulations/fedreg/2005/10/24/E5-5860.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 8.4 Relating to Remote Market-Maker Appointments 2005-10-24T00:00:00-07:00 2005-10-24T00:00:00-07:00 E5-5860 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-24/pdf/E5-5860.pdf https://regulations.justia.com/regulations/fedreg/2005/10/24/E5-5859.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Options on a Reduced-Value Version of the Standard and Poor's 500 Stock Index 2005-10-24T00:00:00-07:00 2005-10-24T00:00:00-07:00 E5-5859 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-24/pdf/E5-5859.pdf https://regulations.justia.com/regulations/fedreg/2005/10/24/E5-5858.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Participant Fees and Credits 2005-10-24T00:00:00-07:00 2005-10-24T00:00:00-07:00 E5-5858 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-24/pdf/E5-5858.pdf https://regulations.justia.com/regulations/fedreg/2005/10/24/E5-5843.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Restated Certificate of Incorporation of the Nasdaq Stock Market, Inc. 2005-10-24T00:00:00-07:00 2005-10-24T00:00:00-07:00 E5-5843 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-24/pdf/E5-5843.pdf https://regulations.justia.com/regulations/fedreg/2005/10/20/E5-5787.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Clarify the Listing Standards Applicable to Companies in Bankruptcy Proceedings 2005-10-20T00:00:00-07:00 2005-10-20T00:00:00-07:00 E5-5787 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-20/pdf/E5-5787.pdf https://regulations.justia.com/regulations/fedreg/2005/10/20/E5-5786.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lot Order Processing Fees 2005-10-20T00:00:00-07:00 2005-10-20T00:00:00-07:00 E5-5786 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-20/pdf/E5-5786.pdf https://regulations.justia.com/regulations/fedreg/2005/10/20/E5-5785.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee for the First Trust Dow Jones Select MicroCap Index Fund (FDM) 2005-10-20T00:00:00-07:00 2005-10-20T00:00:00-07:00 E5-5785 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-20/pdf/E5-5785.pdf https://regulations.justia.com/regulations/fedreg/2005/10/20/05-20973.html Rule - Adoption of Amendment to Delegation of Authority to Secretary of the Commission 2005-10-20T00:00:00-07:00 2005-10-20T00:00:00-07:00 05-20973 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-10-20/pdf/05-20973.pdf https://regulations.justia.com/regulations/fedreg/2005/10/19/E5-5747.html Notice - Submission for OMB Review; Comment Request 2005-10-19T00:00:00-07:00 2005-10-19T00:00:00-07:00 E5-5747 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-19/pdf/E5-5747.pdf https://regulations.justia.com/regulations/fedreg/2005/10/19/E5-5746.html Notice - Submission for OMB Review; Comment Request 2005-10-19T00:00:00-07:00 2005-10-19T00:00:00-07:00 E5-5746 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-19/pdf/E5-5746.pdf https://regulations.justia.com/regulations/fedreg/2005/10/19/E5-5745.html Notice - Submission for OMB Review; Comment Request 2005-10-19T00:00:00-07:00 2005-10-19T00:00:00-07:00 E5-5745 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-19/pdf/E5-5745.pdf https://regulations.justia.com/regulations/fedreg/2005/10/19/E5-5744.html Notice - Submission for OMB Review; Comment Request 2005-10-19T00:00:00-07:00 2005-10-19T00:00:00-07:00 E5-5744 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-19/pdf/E5-5744.pdf https://regulations.justia.com/regulations/fedreg/2005/10/19/E5-5743.html Notice - Submission for OMB Review; Comment Request 2005-10-19T00:00:00-07:00 2005-10-19T00:00:00-07:00 E5-5743 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-19/pdf/E5-5743.pdf https://regulations.justia.com/regulations/fedreg/2005/10/19/E5-5742.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Market Maker Quotation Obligations 2005-10-19T00:00:00-07:00 2005-10-19T00:00:00-07:00 E5-5742 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-19/pdf/E5-5742.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5735.html Notice - ING Partners, Inc., et al.; Notice of Application 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5735 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5735.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5729.html Notice - Proposed Collection; Comment Request 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5729 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5729.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5728.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Automated Improvement Mechanism 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5728 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5728.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5727.html Notice - Proposed Collection; Comment Request 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5727 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5727.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5726.html Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, To Amend the Exchange's Customer Priority Rule To Require Designated Dealers To Implement and Maintain Automated Compliance Systems 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5726 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5726.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5725.html Notice - Proposed Collection; Comment Request 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5725 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5725.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5724.html Notice - Proposed Collection; Comment Request 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5724 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5724.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5722.html Notice - Proposed Collection; Comment Request 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5722 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5722.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5721.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5721 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5721.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5720.html Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5720 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5720.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5719.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Contingency Trading Procedures 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5719 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5719.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5718.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Expansion of OATS Reporting Requirements to OTC Equity Securities 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5718 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5718.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/05-20775.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to the Proposed Rule Change Relating to Listing Standards for Broad-Based Index Options 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 05-20775 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/05-20775.pdf https://regulations.justia.com/regulations/fedreg/2005/10/14/E5-5653.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Dissemination of the Underlying Index Value for Trust Shares and Index Fund Shares 2005-10-14T00:00:00-07:00 2005-10-14T00:00:00-07:00 E5-5653 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-14/pdf/E5-5653.pdf https://regulations.justia.com/regulations/fedreg/2005/10/14/E5-5652.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc., Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NYSE Rule 440A Relating to Telephone Solicitation 2005-10-14T00:00:00-07:00 2005-10-14T00:00:00-07:00 E5-5652 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-14/pdf/E5-5652.pdf https://regulations.justia.com/regulations/fedreg/2005/10/14/E5-5646.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to an Interpretation of Exchange Rule 452 2005-10-14T00:00:00-07:00 2005-10-14T00:00:00-07:00 E5-5646 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-14/pdf/E5-5646.pdf https://regulations.justia.com/regulations/fedreg/2005/10/14/E5-5645.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its October 2005 Equity Options Payment for Order Flow Program 2005-10-14T00:00:00-07:00 2005-10-14T00:00:00-07:00 E5-5645 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-14/pdf/E5-5645.pdf https://regulations.justia.com/regulations/fedreg/2005/10/14/E5-5644.html Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee 2005-10-14T00:00:00-07:00 2005-10-14T00:00:00-07:00 E5-5644 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-14/pdf/E5-5644.pdf https://regulations.justia.com/regulations/fedreg/2005/10/14/E5-5643.html Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee 2005-10-14T00:00:00-07:00 2005-10-14T00:00:00-07:00 E5-5643 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-14/pdf/E5-5643.pdf https://regulations.justia.com/regulations/fedreg/2005/10/13/E5-5599.html Notice - Approval of Investment Adviser Registration Depository Filing Fees 2005-10-13T00:00:00-07:00 2005-10-13T00:00:00-07:00 E5-5599 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-13/pdf/E5-5599.pdf https://regulations.justia.com/regulations/fedreg/2005/10/13/E5-5598.html Notice - New York Life Insurance and Annuity Corporation, et al.; Notice of Application 2005-10-13T00:00:00-07:00 2005-10-13T00:00:00-07:00 E5-5598 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-13/pdf/E5-5598.pdf https://regulations.justia.com/regulations/fedreg/2005/10/13/E5-5594.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Directed Order Process 2005-10-13T00:00:00-07:00 2005-10-13T00:00:00-07:00 E5-5594 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-13/pdf/E5-5594.pdf https://regulations.justia.com/regulations/fedreg/2005/10/13/05-20569.html Notice - Advisory Committee on Smaller Public Companies 2005-10-13T00:00:00-07:00 2005-10-13T00:00:00-07:00 05-20569 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-13/pdf/05-20569.pdf https://regulations.justia.com/regulations/fedreg/2005/10/12/E5-5584.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties by SIG Indices, LLLP 2005-10-12T00:00:00-07:00 2005-10-12T00:00:00-07:00 E5-5584 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-12/pdf/E5-5584.pdf https://regulations.justia.com/regulations/fedreg/2005/10/12/E5-5583.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Deletion of Interpretation and Policy .01(e) to CBOE Rule 5.4 2005-10-12T00:00:00-07:00 2005-10-12T00:00:00-07:00 E5-5583 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-12/pdf/E5-5583.pdf https://regulations.justia.com/regulations/fedreg/2005/10/12/E5-5582.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change Relating to Participant Fees and Credits 2005-10-12T00:00:00-07:00 2005-10-12T00:00:00-07:00 E5-5582 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-12/pdf/E5-5582.pdf https://regulations.justia.com/regulations/fedreg/2005/10/12/E5-5581.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Regarding Lead Market Maker's Guaranteed Participation in Trades Executed by Public Outcry 2005-10-12T00:00:00-07:00 2005-10-12T00:00:00-07:00 E5-5581 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-12/pdf/E5-5581.pdf https://regulations.justia.com/regulations/fedreg/2005/10/12/E5-5580.html Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-10-12T00:00:00-07:00 2005-10-12T00:00:00-07:00 E5-5580 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-12/pdf/E5-5580.pdf https://regulations.justia.com/regulations/fedreg/2005/10/12/E5-5574.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916 2005-10-12T00:00:00-07:00 2005-10-12T00:00:00-07:00 E5-5574 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-12/pdf/E5-5574.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/E5-5565.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 E5-5565 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/E5-5565.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/E5-5564.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify and Consolidate Clearing Fund Rules 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 E5-5564 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/E5-5564.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/E5-5563.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 4 Relating to Listing and Trading of Shares of the xtraShares Trust 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 E5-5563 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/E5-5563.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/E5-5562.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 E5-5562 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/E5-5562.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/E5-5561.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 6 Examination Program 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 E5-5561 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/E5-5561.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/E5-5560.html Notice - Issuer Delisting; Notice of Application of Meredith Enterprises, Inc. to Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 E5-5560 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/E5-5560.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/E5-5559.html Notice - Issuer Delisting; Notice of Application of Valley Forge Scientific Corp. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the Boston Stock Exchange, Inc. 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 E5-5559 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/E5-5559.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/E5-5545.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 E5-5545 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/E5-5545.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/05-20389.html Notice - Sunshine Act Meeting 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 05-20389 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/05-20389.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/05-20314.html Notice - The Nasdaq Stock Market Inc., Notice of Filing of Amendment Nos. 4 and 5 to Its Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 05-20314 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/05-20314.pdf https://regulations.justia.com/regulations/fedreg/2005/10/07/E5-5535.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to the Proposed Uniform Branch Office Registration Form (“Form BR”) 2005-10-07T00:00:00-07:00 2005-10-07T00:00:00-07:00 E5-5535 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-07/pdf/E5-5535.pdf https://regulations.justia.com/regulations/fedreg/2005/10/07/E5-5534.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Relating to the Proposed Uniform Branch Office Registration Form (“Form BR”) and Amendments to the Uniform Application for Securities Industry Registration or Transfer (“Form U4”) and the Uniform Termination Notice for Securities Industry Registration (“Form U5”) 2005-10-07T00:00:00-07:00 2005-10-07T00:00:00-07:00 E5-5534 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-07/pdf/E5-5534.pdf https://regulations.justia.com/regulations/fedreg/2005/10/07/E5-5533.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASD Rule 11890 2005-10-07T00:00:00-07:00 2005-10-07T00:00:00-07:00 E5-5533 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-07/pdf/E5-5533.pdf https://regulations.justia.com/regulations/fedreg/2005/10/07/E5-5531.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change to Add Rules Regarding Time Tracking Requirements of Specialists and Specialist Organizations to Its Minor Rule Violation Plan 2005-10-07T00:00:00-07:00 2005-10-07T00:00:00-07:00 E5-5531 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-07/pdf/E5-5531.pdf https://regulations.justia.com/regulations/fedreg/2005/10/07/E5-5525.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Exposure of Orders in the PCX Plus Crossing Mechanism 2005-10-07T00:00:00-07:00 2005-10-07T00:00:00-07:00 E5-5525 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-07/pdf/E5-5525.pdf https://regulations.justia.com/regulations/fedreg/2005/10/07/E5-5524.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Procedures Relating to the Destruction of Certain Non-Transferable Securities Certificates That Are Held in DTC's Internal Removal Account Known as PREM 2005-10-07T00:00:00-07:00 2005-10-07T00:00:00-07:00 E5-5524 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-07/pdf/E5-5524.pdf https://regulations.justia.com/regulations/fedreg/2005/10/06/E5-5488.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2005-10-06T00:00:00-07:00 2005-10-06T00:00:00-07:00 E5-5488 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-06/pdf/E5-5488.pdf https://regulations.justia.com/regulations/fedreg/2005/10/06/E5-5475.html Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-10-06T00:00:00-07:00 2005-10-06T00:00:00-07:00 E5-5475 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-06/pdf/E5-5475.pdf https://regulations.justia.com/regulations/fedreg/2005/10/06/E5-5470.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Remote Market-Maker Transaction Fees 2005-10-06T00:00:00-07:00 2005-10-06T00:00:00-07:00 E5-5470 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-06/pdf/E5-5470.pdf https://regulations.justia.com/regulations/fedreg/2005/10/06/E5-5469.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of a Cancellation Fee for Equities and ETFs 2005-10-06T00:00:00-07:00 2005-10-06T00:00:00-07:00 E5-5469 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-06/pdf/E5-5469.pdf https://regulations.justia.com/regulations/fedreg/2005/10/06/E5-5468.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Thereto Relating to a Prohibition on Using a Layoff Service Unless the Service Provides Required Information to the Exchange 2005-10-06T00:00:00-07:00 2005-10-06T00:00:00-07:00 E5-5468 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-06/pdf/E5-5468.pdf https://regulations.justia.com/regulations/fedreg/2005/10/06/05-20182.html Notice - Sunshine Act Meeting 2005-10-06T00:00:00-07:00 2005-10-06T00:00:00-07:00 05-20182 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-06/pdf/05-20182.pdf https://regulations.justia.com/regulations/fedreg/2005/10/05/E5-5454.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto To Temporarily Suspend Specialist Transaction Charges for the Nasdaq-100 Index Tracking Stock® (QQQQ) 2005-10-05T00:00:00-07:00 2005-10-05T00:00:00-07:00 E5-5454 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-05/pdf/E5-5454.pdf https://regulations.justia.com/regulations/fedreg/2005/10/05/E5-5450.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to Summary Orders in the Nasdaq Market Center 2005-10-05T00:00:00-07:00 2005-10-05T00:00:00-07:00 E5-5450 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-05/pdf/E5-5450.pdf https://regulations.justia.com/regulations/fedreg/2005/10/05/E5-5449.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Integration of Regulatory Staff into Floor Official Rulings and the Review of Floor Official Rulings and Expediting the Process for Appealing Floor Official Rulings 2005-10-05T00:00:00-07:00 2005-10-05T00:00:00-07:00 E5-5449 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-05/pdf/E5-5449.pdf https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19809.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Amendment No. 2 to Proposed Rule Change by Relating to Amendments To Order Audit Trail System Rules and Notice of and Order Granting Accelerated Approval to Amendment No. 3 2005-10-04T00:00:00-07:00 2005-10-04T00:00:00-07:00 05-19809 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19809.pdf https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19808.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change, To Amend NASD Rule 7090 To Modify the Annual Listing and Administrative Fees 2005-10-04T00:00:00-07:00 2005-10-04T00:00:00-07:00 05-19808 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19808.pdf https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19807.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Minor Rule Plan and Recommended Fine Schedule in Connection With Rules Regarding Principal Orders, Principal Acting as Agent Orders, and Limitations on Principal Order Access 2005-10-04T00:00:00-07:00 2005-10-04T00:00:00-07:00 05-19807 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19807.pdf https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19806.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Reduce the Value of PHLX Housing SectorSM 2005-10-04T00:00:00-07:00 2005-10-04T00:00:00-07:00 05-19806 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19806.pdf https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19805.html Notice - Issuer Delisting; Notice of Application of Measurement Specialties, Inc. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC 2005-10-04T00:00:00-07:00 2005-10-04T00:00:00-07:00 05-19805 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19805.pdf https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19804.html Notice - Issuer Delisting; Notice of Application of Vulcan International Corporation To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC 2005-10-04T00:00:00-07:00 2005-10-04T00:00:00-07:00 05-19804 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19804.pdf https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19803.html Notice - Issuer Delisting; Notice of Application of Baker Hughes Incorporated To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Pacific Exchange, Inc. 2005-10-04T00:00:00-07:00 2005-10-04T00:00:00-07:00 05-19803 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19803.pdf https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19773.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Rescinding Pilot Rules Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration and Section 1281.92 of the California Code of Civil Procedure 2005-10-04T00:00:00-07:00 2005-10-04T00:00:00-07:00 05-19773 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19773.pdf https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5354.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Regarding Fees for Closed-End Funds Listing on The Nasdaq SmallCap Market 2005-10-03T00:00:00-07:00 2005-10-03T00:00:00-07:00 E5-5354 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-03/pdf/E5-5354.pdf https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5347.html Notice - Self-Regulatory Organizations; American Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Options Licensing Fees for Certain PowerShares ETF Options 2005-10-03T00:00:00-07:00 2005-10-03T00:00:00-07:00 E5-5347 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-03/pdf/E5-5347.pdf https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5346.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Proactive Limit Orders 2005-10-03T00:00:00-07:00 2005-10-03T00:00:00-07:00 E5-5346 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-03/pdf/E5-5346.pdf https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5345.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Revising the Implementation Date for the ANTE System 2005-10-03T00:00:00-07:00 2005-10-03T00:00:00-07:00 E5-5345 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-03/pdf/E5-5345.pdf https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5344.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Transfer Agent Drop Service 2005-10-03T00:00:00-07:00 2005-10-03T00:00:00-07:00 E5-5344 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-03/pdf/E5-5344.pdf https://regulations.justia.com/regulations/fedreg/2005/10/03/05-19802.html Notice - Advisory Committee on Smaller Public Companies; Meeting 2005-10-03T00:00:00-07:00 2005-10-03T00:00:00-07:00 05-19802 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-03/pdf/05-19802.pdf