<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/10/31?registers=between Mon, 25 Nov 2024 13:25:06 -0800 Mon, 25 Nov 2024 13:25:06 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/10/31?registers=between Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Payment for Order Flow Program in Effect in September and October 2004 https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-6002.html https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-6002.html Mon, 31 Oct 2005 00:00:00 -0800 E5-6002 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-6002.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Maturity Periods Set Forth in Margin Factor Tables https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-6001.html https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-6001.html Mon, 31 Oct 2005 00:00:00 -0800 E5-6001 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-6001.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Crediting of Certain DPM Principal Acting as Agent Order Transaction Fees https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-6000.html https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-6000.html Mon, 31 Oct 2005 00:00:00 -0800 E5-6000 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-6000.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5999.html https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5999.html Mon, 31 Oct 2005 00:00:00 -0800 E5-5999 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-5999.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5998.html https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5998.html Mon, 31 Oct 2005 00:00:00 -0800 E5-5998 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-5998.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Use of Contra CUSIP Numbers To Segregate Partially-Called Positions of Participants in Variable Rate Demand Obligation Issues https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5997.html https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5997.html Mon, 31 Oct 2005 00:00:00 -0800 E5-5997 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-5997.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.: Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Amending the Arbitration Fees Applicable to Certain Statutory Employment Discrimination Claims https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5991.html https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5991.html Mon, 31 Oct 2005 00:00:00 -0800 E5-5991 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-5991.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5990.html https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5990.html Mon, 31 Oct 2005 00:00:00 -0800 E5-5990 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-5990.pdf