Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/10/31?limit=200&registers=between&mode=atom 2024-11-25T13:48:27-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-6002.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Payment for Order Flow Program in Effect in September and October 2004 2005-10-31T00:00:00-08:00 2005-10-31T00:00:00-08:00 E5-6002 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-6002.pdf https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-6001.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Maturity Periods Set Forth in Margin Factor Tables 2005-10-31T00:00:00-08:00 2005-10-31T00:00:00-08:00 E5-6001 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-6001.pdf https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-6000.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Crediting of Certain DPM Principal Acting as Agent Order Transaction Fees 2005-10-31T00:00:00-08:00 2005-10-31T00:00:00-08:00 E5-6000 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-6000.pdf https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5999.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation 2005-10-31T00:00:00-08:00 2005-10-31T00:00:00-08:00 E5-5999 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-5999.pdf https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5998.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation 2005-10-31T00:00:00-08:00 2005-10-31T00:00:00-08:00 E5-5998 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-5998.pdf https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5997.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Use of Contra CUSIP Numbers To Segregate Partially-Called Positions of Participants in Variable Rate Demand Obligation Issues 2005-10-31T00:00:00-08:00 2005-10-31T00:00:00-08:00 E5-5997 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-5997.pdf https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5991.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.: Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Amending the Arbitration Fees Applicable to Certain Statutory Employment Discrimination Claims 2005-10-31T00:00:00-08:00 2005-10-31T00:00:00-08:00 E5-5991 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-5991.pdf https://regulations.justia.com/regulations/fedreg/2005/10/31/E5-5990.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation 2005-10-31T00:00:00-08:00 2005-10-31T00:00:00-08:00 E5-5990 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-31/pdf/E5-5990.pdf