<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/10/18?registers=between Mon, 25 Nov 2024 21:16:24 -0800 Mon, 25 Nov 2024 21:16:24 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/10/18?registers=between Notice - ING Partners, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5735.html https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5735.html Tue, 18 Oct 2005 00:00:00 -0700 E5-5735 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5735.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5729.html https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5729.html Tue, 18 Oct 2005 00:00:00 -0700 E5-5729 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5729.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5728.html https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5728.html Tue, 18 Oct 2005 00:00:00 -0700 E5-5728 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5728.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5727.html https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5727.html Tue, 18 Oct 2005 00:00:00 -0700 E5-5727 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5727.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, To Amend the Exchange's Customer Priority Rule To Require Designated Dealers To Implement and Maintain Automated Compliance Systems https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5726.html https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5726.html Tue, 18 Oct 2005 00:00:00 -0700 E5-5726 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5726.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5725.html https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5725.html Tue, 18 Oct 2005 00:00:00 -0700 E5-5725 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5725.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5724.html https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5724.html Tue, 18 Oct 2005 00:00:00 -0700 E5-5724 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5724.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5722.html https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5722.html Tue, 18 Oct 2005 00:00:00 -0700 E5-5722 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5722.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5721.html https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5721.html Tue, 18 Oct 2005 00:00:00 -0700 E5-5721 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5721.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5720.html https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5720.html Tue, 18 Oct 2005 00:00:00 -0700 E5-5720 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5720.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Contingency Trading Procedures https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5719.html https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5719.html Tue, 18 Oct 2005 00:00:00 -0700 E5-5719 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5719.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Expansion of OATS Reporting Requirements to OTC Equity Securities https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5718.html https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5718.html Tue, 18 Oct 2005 00:00:00 -0700 E5-5718 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5718.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to the Proposed Rule Change Relating to Listing Standards for Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2005/10/18/05-20775.html https://regulations.justia.com/regulations/fedreg/2005/10/18/05-20775.html Tue, 18 Oct 2005 00:00:00 -0700 05-20775 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/05-20775.pdf