Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/10/11?limit=200&registers=between&mode=atom 2024-11-25T14:23:02-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/10/11/E5-5565.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 E5-5565 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/E5-5565.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/E5-5564.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify and Consolidate Clearing Fund Rules 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 E5-5564 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/E5-5564.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/E5-5563.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 4 Relating to Listing and Trading of Shares of the xtraShares Trust 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 E5-5563 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/E5-5563.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/E5-5562.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 E5-5562 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/E5-5562.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/E5-5561.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 6 Examination Program 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 E5-5561 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/E5-5561.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/E5-5560.html Notice - Issuer Delisting; Notice of Application of Meredith Enterprises, Inc. to Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 E5-5560 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/E5-5560.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/E5-5559.html Notice - Issuer Delisting; Notice of Application of Valley Forge Scientific Corp. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the Boston Stock Exchange, Inc. 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 E5-5559 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/E5-5559.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/E5-5545.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 E5-5545 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/E5-5545.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/05-20389.html Notice - Sunshine Act Meeting 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 05-20389 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/05-20389.pdf https://regulations.justia.com/regulations/fedreg/2005/10/11/05-20314.html Notice - The Nasdaq Stock Market Inc., Notice of Filing of Amendment Nos. 4 and 5 to Its Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 2005-10-11T00:00:00-07:00 2005-10-11T00:00:00-07:00 05-20314 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-11/pdf/05-20314.pdf