<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/10/04?registers=between Fri, 03 May 2024 18:42:09 -0700 Fri, 03 May 2024 18:42:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/10/04?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Amendment No. 2 to Proposed Rule Change by Relating to Amendments To Order Audit Trail System Rules and Notice of and Order Granting Accelerated Approval to Amendment No. 3 https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19809.html https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19809.html Tue, 04 Oct 2005 00:00:00 -0700 05-19809 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19809.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change, To Amend NASD Rule 7090 To Modify the Annual Listing and Administrative Fees https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19808.html https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19808.html Tue, 04 Oct 2005 00:00:00 -0700 05-19808 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19808.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Minor Rule Plan and Recommended Fine Schedule in Connection With Rules Regarding Principal Orders, Principal Acting as Agent Orders, and Limitations on Principal Order Access https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19807.html https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19807.html Tue, 04 Oct 2005 00:00:00 -0700 05-19807 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19807.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Reduce the Value of PHLX Housing SectorSM https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19806.html https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19806.html Tue, 04 Oct 2005 00:00:00 -0700 05-19806 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19806.pdf Notice - Issuer Delisting; Notice of Application of Measurement Specialties, Inc. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19805.html https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19805.html Tue, 04 Oct 2005 00:00:00 -0700 05-19805 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19805.pdf Notice - Issuer Delisting; Notice of Application of Vulcan International Corporation To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19804.html https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19804.html Tue, 04 Oct 2005 00:00:00 -0700 05-19804 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19804.pdf Notice - Issuer Delisting; Notice of Application of Baker Hughes Incorporated To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19803.html https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19803.html Tue, 04 Oct 2005 00:00:00 -0700 05-19803 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19803.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Rescinding Pilot Rules Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration and Section 1281.92 of the California Code of Civil Procedure https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19773.html https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19773.html Tue, 04 Oct 2005 00:00:00 -0700 05-19773 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19773.pdf