Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/10/04?limit=200&registers=between&mode=atom 2020-11-28T09:48:18-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19809.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Amendment No. 2 to Proposed Rule Change by Relating to Amendments To Order Audit Trail System Rules and Notice of and Order Granting Accelerated Approval to Amendment No. 3 2005-10-04T00:00:00-07:00 2005-10-04T00:00:00-07:00 05-19809 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19809.pdf https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19808.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change, To Amend NASD Rule 7090 To Modify the Annual Listing and Administrative Fees 2005-10-04T00:00:00-07:00 2005-10-04T00:00:00-07:00 05-19808 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19808.pdf https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19807.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Minor Rule Plan and Recommended Fine Schedule in Connection With Rules Regarding Principal Orders, Principal Acting as Agent Orders, and Limitations on Principal Order Access 2005-10-04T00:00:00-07:00 2005-10-04T00:00:00-07:00 05-19807 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19807.pdf https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19806.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Reduce the Value of PHLX Housing SectorSM 2005-10-04T00:00:00-07:00 2005-10-04T00:00:00-07:00 05-19806 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19806.pdf https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19805.html Notice - Issuer Delisting; Notice of Application of Measurement Specialties, Inc. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC 2005-10-04T00:00:00-07:00 2005-10-04T00:00:00-07:00 05-19805 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19805.pdf https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19804.html Notice - Issuer Delisting; Notice of Application of Vulcan International Corporation To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC 2005-10-04T00:00:00-07:00 2005-10-04T00:00:00-07:00 05-19804 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19804.pdf https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19803.html Notice - Issuer Delisting; Notice of Application of Baker Hughes Incorporated To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Pacific Exchange, Inc. 2005-10-04T00:00:00-07:00 2005-10-04T00:00:00-07:00 05-19803 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19803.pdf https://regulations.justia.com/regulations/fedreg/2005/10/04/05-19773.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Rescinding Pilot Rules Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration and Section 1281.92 of the California Code of Civil Procedure 2005-10-04T00:00:00-07:00 2005-10-04T00:00:00-07:00 05-19773 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-04/pdf/05-19773.pdf