<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/10/03?registers=between Mon, 06 May 2024 15:59:01 -0700 Mon, 06 May 2024 15:59:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/10/03?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Regarding Fees for Closed-End Funds Listing on The Nasdaq SmallCap Market https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5354.html https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5354.html Mon, 03 Oct 2005 00:00:00 -0700 E5-5354 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-03/pdf/E5-5354.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Options Licensing Fees for Certain PowerShares ETF Options https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5347.html https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5347.html Mon, 03 Oct 2005 00:00:00 -0700 E5-5347 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-03/pdf/E5-5347.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Proactive Limit Orders https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5346.html https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5346.html Mon, 03 Oct 2005 00:00:00 -0700 E5-5346 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-03/pdf/E5-5346.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Revising the Implementation Date for the ANTE System https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5345.html https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5345.html Mon, 03 Oct 2005 00:00:00 -0700 E5-5345 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-03/pdf/E5-5345.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Transfer Agent Drop Service https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5344.html https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5344.html Mon, 03 Oct 2005 00:00:00 -0700 E5-5344 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-03/pdf/E5-5344.pdf Notice - Advisory Committee on Smaller Public Companies; Meeting https://regulations.justia.com/regulations/fedreg/2005/10/03/05-19802.html https://regulations.justia.com/regulations/fedreg/2005/10/03/05-19802.html Mon, 03 Oct 2005 00:00:00 -0700 05-19802 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-03/pdf/05-19802.pdf