<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/09/30?registers=between Mon, 25 Nov 2024 04:52:23 -0800 Mon, 25 Nov 2024 04:52:23 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/09/30?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2, 3, and 4 Thereto, Relating to NASD's Direct Authority for the Activities Related to or in Support of Trading in Over-the-Counter Equity Securities https://regulations.justia.com/regulations/fedreg/2005/09/30/E5-5334.html https://regulations.justia.com/regulations/fedreg/2005/09/30/E5-5334.html Fri, 30 Sep 2005 00:00:00 -0700 E5-5334 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-30/pdf/E5-5334.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment No. 2 Thereto Relating to the Removal of Unreliable Quotes From the Exchange's Determination of the National Best Bid or Offer https://regulations.justia.com/regulations/fedreg/2005/09/30/E5-5328.html https://regulations.justia.com/regulations/fedreg/2005/09/30/E5-5328.html Fri, 30 Sep 2005 00:00:00 -0700 E5-5328 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-30/pdf/E5-5328.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Listing Fees https://regulations.justia.com/regulations/fedreg/2005/09/30/E5-5327.html https://regulations.justia.com/regulations/fedreg/2005/09/30/E5-5327.html Fri, 30 Sep 2005 00:00:00 -0700 E5-5327 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-30/pdf/E5-5327.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Determination of the National Best Bid or Offer When Another Exchange Is Disconnected From the Intermarket Option Linkage https://regulations.justia.com/regulations/fedreg/2005/09/30/E5-5326.html https://regulations.justia.com/regulations/fedreg/2005/09/30/E5-5326.html Fri, 30 Sep 2005 00:00:00 -0700 E5-5326 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-30/pdf/E5-5326.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Requirement that Registered Options Traders May Only Sign on to Auto-Ex for ETFs Traded by the Same or Adjoining Specialists and Shall Sign on to Auto-Ex for a Maximum of Fifteen ETFs https://regulations.justia.com/regulations/fedreg/2005/09/30/E5-5325.html https://regulations.justia.com/regulations/fedreg/2005/09/30/E5-5325.html Fri, 30 Sep 2005 00:00:00 -0700 E5-5325 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-30/pdf/E5-5325.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Exchange's Preferred Designated Primary Market-Maker Program https://regulations.justia.com/regulations/fedreg/2005/09/30/E5-5324.html https://regulations.justia.com/regulations/fedreg/2005/09/30/E5-5324.html Fri, 30 Sep 2005 00:00:00 -0700 E5-5324 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-30/pdf/E5-5324.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/09/30/05-19698.html https://regulations.justia.com/regulations/fedreg/2005/09/30/05-19698.html Fri, 30 Sep 2005 00:00:00 -0700 05-19698 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-30/pdf/05-19698.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2005/09/30/05-19315.html https://regulations.justia.com/regulations/fedreg/2005/09/30/05-19315.html Fri, 30 Sep 2005 00:00:00 -0700 05-19315 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-09-30/pdf/05-19315.pdf