Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/09/30?limit=200&registers=between&mode=atom 2024-11-25T04:33:26-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/09/30/E5-5334.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2, 3, and 4 Thereto, Relating to NASD's Direct Authority for the Activities Related to or in Support of Trading in Over-the-Counter Equity Securities 2005-09-30T00:00:00-07:00 2005-09-30T00:00:00-07:00 E5-5334 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-30/pdf/E5-5334.pdf https://regulations.justia.com/regulations/fedreg/2005/09/30/E5-5328.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment No. 2 Thereto Relating to the Removal of Unreliable Quotes From the Exchange's Determination of the National Best Bid or Offer 2005-09-30T00:00:00-07:00 2005-09-30T00:00:00-07:00 E5-5328 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-30/pdf/E5-5328.pdf https://regulations.justia.com/regulations/fedreg/2005/09/30/E5-5327.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Listing Fees 2005-09-30T00:00:00-07:00 2005-09-30T00:00:00-07:00 E5-5327 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-30/pdf/E5-5327.pdf https://regulations.justia.com/regulations/fedreg/2005/09/30/E5-5326.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Determination of the National Best Bid or Offer When Another Exchange Is Disconnected From the Intermarket Option Linkage 2005-09-30T00:00:00-07:00 2005-09-30T00:00:00-07:00 E5-5326 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-30/pdf/E5-5326.pdf https://regulations.justia.com/regulations/fedreg/2005/09/30/E5-5325.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Requirement that Registered Options Traders May Only Sign on to Auto-Ex for ETFs Traded by the Same or Adjoining Specialists and Shall Sign on to Auto-Ex for a Maximum of Fifteen ETFs 2005-09-30T00:00:00-07:00 2005-09-30T00:00:00-07:00 E5-5325 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-30/pdf/E5-5325.pdf https://regulations.justia.com/regulations/fedreg/2005/09/30/E5-5324.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Exchange's Preferred Designated Primary Market-Maker Program 2005-09-30T00:00:00-07:00 2005-09-30T00:00:00-07:00 E5-5324 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-30/pdf/E5-5324.pdf https://regulations.justia.com/regulations/fedreg/2005/09/30/05-19698.html Notice - Sunshine Act Meeting 2005-09-30T00:00:00-07:00 2005-09-30T00:00:00-07:00 05-19698 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-30/pdf/05-19698.pdf https://regulations.justia.com/regulations/fedreg/2005/09/30/05-19315.html Rule - Adoption of Updated EDGAR Filer Manual 2005-09-30T00:00:00-07:00 2005-09-30T00:00:00-07:00 05-19315 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-09-30/pdf/05-19315.pdf