Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/09/20?limit=200&registers=between&mode=atom 2024-11-22T05:36:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18816.html Notice - Sunshine Act Meeting Federal Register 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18816 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18816.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18674.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18674 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18674.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18673.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Secondary Principal Acting as Agent Orders Pursuant to the Linkage Plan 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18673 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18673.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18672.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Firm Customer Quote Size in the Linkage Plan 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18672 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18672.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18671.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Principal Acting as Agent (P/A) Orders Through the Linkage 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18671 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18671.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18670.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Definition of Firm Customer Quote Size in the Linkage Plan 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18670 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18670.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18669.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Definition of Firm Customer Quote Size and Limitations on Sending of Multiple P/A Orders on the Boston Options Exchange 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18669 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18669.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18668.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish an Insurance Program as Part of the Profile Modification System Feature of Its Direct Registration System 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18668 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18668.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18667.html Notice - Securities Exchange Act of 1934; Release No. 52426/September 14, 2005; In the Matter of: The National Association of Securities Dealers, Incorporated; Order of Summary Abrogation 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18667 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18667.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18666.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change To Amend NYSE Rule 123C (Market on the Close Policy and Expiration Procedures) To Eliminate the Requirement To Publish Pre-Opening Market Order Imbalances on Expiration Fridays 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18666 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18666.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18623.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto To Amend the Exchange's Trade-Through and Locked Markets Rules 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18623 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18623.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18622.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving a Proposed Rule Change and Amendments No. 1 and 3 Thereto To Amend the Exchange's Trade-Through and Locked Markets Rules 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18622 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18622.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18621.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto To Amend the Exchange's Trade-Through and Locked Markets Rules 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18621 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18621.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18620.html Notice - Joint Industry Plan; Order Approving Amendment No. 15 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to a “Trade and Ship” Exception to the Definition of “Trade-Through” and a “Book and Ship” Exception to the Locked Markets Provision 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18620 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18620.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18619.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's Transaction Fees and Tape a Revenue Sharing Program for Electronically Routed Cross Trades 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18619 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18619.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18618.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Amend the Exchange's Trade-Through and Locked Markets Rules 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18618 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18618.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18617.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto To Amend the Exchange's Trade-Through and Locked Markets Rules 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18617 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18617.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18616.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving a Proposed Rule Change To Amend the Exchange's Trade-Through and Locked Markets Rules 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18616 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18616.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18615.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to a Proposal To Transfer a Portion of Its Ownership Interest in Boston Options Exchange Facility 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18615 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18615.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18614.html Notice - Applied Materials, Inc.; Notice of Application 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18614 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18614.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18613.html Notice - Submission for OMB Review; Comment Request 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18613 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18613.pdf https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18612.html Notice - Peter Kiewit Sons', Inc. and Kiewit Investment Fund LLLP; Notice of Application 2005-09-20T00:00:00-07:00 2005-09-20T00:00:00-07:00 05-18612 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18612.pdf