<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/09/15?registers=between Fri, 22 Nov 2024 05:05:51 -0800 Fri, 22 Nov 2024 05:05:51 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/09/15?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Scope and Update the Description of the Security Position Reports Service https://regulations.justia.com/regulations/fedreg/2005/09/15/E5-5028.html https://regulations.justia.com/regulations/fedreg/2005/09/15/E5-5028.html Thu, 15 Sep 2005 00:00:00 -0700 E5-5028 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-15/pdf/E5-5028.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 8.4 Relating to Remote Market-Maker Appointments https://regulations.justia.com/regulations/fedreg/2005/09/15/E5-5027.html https://regulations.justia.com/regulations/fedreg/2005/09/15/E5-5027.html Thu, 15 Sep 2005 00:00:00 -0700 E5-5027 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-15/pdf/E5-5027.pdf Notice - Tuxis Corporation; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/09/15/E5-5026.html https://regulations.justia.com/regulations/fedreg/2005/09/15/E5-5026.html Thu, 15 Sep 2005 00:00:00 -0700 E5-5026 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-15/pdf/E5-5026.pdf Notice - Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of “Broker” Under Section 3(a)(4) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2005/09/15/E5-5025.html https://regulations.justia.com/regulations/fedreg/2005/09/15/E5-5025.html Thu, 15 Sep 2005 00:00:00 -0700 E5-5025 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-15/pdf/E5-5025.pdf Notice - Marshall Funds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/09/15/05-18311.html https://regulations.justia.com/regulations/fedreg/2005/09/15/05-18311.html Thu, 15 Sep 2005 00:00:00 -0700 05-18311 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-15/pdf/05-18311.pdf