Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/09/02?limit=200&registers=between&mode=atom 2024-11-22T04:53:27-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4828.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Relating to the Reporting of Data to Clearing Firms by Correspondent Firms 2005-09-02T00:00:00-07:00 2005-09-02T00:00:00-07:00 E5-4828 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-02/pdf/E5-4828.pdf https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4827.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Complex Orders 2005-09-02T00:00:00-07:00 2005-09-02T00:00:00-07:00 E5-4827 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-02/pdf/E5-4827.pdf https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4807.html Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-09-02T00:00:00-07:00 2005-09-02T00:00:00-07:00 E5-4807 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-02/pdf/E5-4807.pdf https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4806.html Notice - First Trust Exchange-Traded Fund, et al.; Notice of Application 2005-09-02T00:00:00-07:00 2005-09-02T00:00:00-07:00 E5-4806 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-02/pdf/E5-4806.pdf https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4805.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes to Insurance Processing Service and Revisions to Fee Schedule 2005-09-02T00:00:00-07:00 2005-09-02T00:00:00-07:00 E5-4805 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-02/pdf/E5-4805.pdf https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4804.html Notice - Self-Regulatory Organizations; Boston Stock Exchange; Order Granting Approval to Proposed Rule Change Relating to Trade Shredding 2005-09-02T00:00:00-07:00 2005-09-02T00:00:00-07:00 E5-4804 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-02/pdf/E5-4804.pdf https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4803.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Regarding Procedures for Denying Listing on Nasdaq 2005-09-02T00:00:00-07:00 2005-09-02T00:00:00-07:00 E5-4803 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-02/pdf/E5-4803.pdf https://regulations.justia.com/regulations/fedreg/2005/09/02/05-17593.html Notice - Bancorp International Group, Inc. File No. 500-1; Order of Suspension of Trading 2005-09-02T00:00:00-07:00 2005-09-02T00:00:00-07:00 05-17593 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-02/pdf/05-17593.pdf