<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/08/24?registers=between Thu, 21 Nov 2024 23:23:10 -0800 Thu, 21 Nov 2024 23:23:10 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/08/24?registers=between Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Removal of Unreliable Quotes From the Exchange's Calculation of the National Best Bid or Offer https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4628.html https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4628.html Wed, 24 Aug 2005 00:00:00 -0700 E5-4628 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4628.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Limit the Eligibility for Quotation on the OTCBB of the Securities of an Issuer That Is Repeatedly Delinquent In Its Periodic Reporting Obligations https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4627.html https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4627.html Wed, 24 Aug 2005 00:00:00 -0700 E5-4627 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4627.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to Fees in Connection With Merger Spreads and Short Stock Interest Spreads https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4626.html https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4626.html Wed, 24 Aug 2005 00:00:00 -0700 E5-4626 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4626.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Amend NASD's Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4625.html https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4625.html Wed, 24 Aug 2005 00:00:00 -0700 E5-4625 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4625.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by CBOE Futures Exchange, LLC Relating to Its Listing Standards for Security Futures Products https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4624.html https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4624.html Wed, 24 Aug 2005 00:00:00 -0700 E5-4624 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4624.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities Under MSRB Rule G-21 https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4622.html https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4622.html Wed, 24 Aug 2005 00:00:00 -0700 E5-4622 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4622.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4621.html https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4621.html Wed, 24 Aug 2005 00:00:00 -0700 E5-4621 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4621.pdf Notice - Certain Broker-Dealers Deemed Not To Be Investment Advisers https://regulations.justia.com/regulations/fedreg/2005/08/24/05-16867.html https://regulations.justia.com/regulations/fedreg/2005/08/24/05-16867.html Wed, 24 Aug 2005 00:00:00 -0700 05-16867 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/05-16867.pdf