Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/08/24?limit=200&registers=between&mode=atom 2024-11-21T23:11:04-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4628.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Removal of Unreliable Quotes From the Exchange's Calculation of the National Best Bid or Offer 2005-08-24T00:00:00-07:00 2005-08-24T00:00:00-07:00 E5-4628 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4628.pdf https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4627.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Limit the Eligibility for Quotation on the OTCBB of the Securities of an Issuer That Is Repeatedly Delinquent In Its Periodic Reporting Obligations 2005-08-24T00:00:00-07:00 2005-08-24T00:00:00-07:00 E5-4627 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4627.pdf https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4626.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to Fees in Connection With Merger Spreads and Short Stock Interest Spreads 2005-08-24T00:00:00-07:00 2005-08-24T00:00:00-07:00 E5-4626 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4626.pdf https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4625.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Amend NASD's Minor Rule Violation Plan 2005-08-24T00:00:00-07:00 2005-08-24T00:00:00-07:00 E5-4625 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4625.pdf https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4624.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by CBOE Futures Exchange, LLC Relating to Its Listing Standards for Security Futures Products 2005-08-24T00:00:00-07:00 2005-08-24T00:00:00-07:00 E5-4624 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4624.pdf https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4622.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities Under MSRB Rule G-21 2005-08-24T00:00:00-07:00 2005-08-24T00:00:00-07:00 E5-4622 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4622.pdf https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4621.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping 2005-08-24T00:00:00-07:00 2005-08-24T00:00:00-07:00 E5-4621 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4621.pdf https://regulations.justia.com/regulations/fedreg/2005/08/24/05-16867.html Notice - Certain Broker-Dealers Deemed Not To Be Investment Advisers 2005-08-24T00:00:00-07:00 2005-08-24T00:00:00-07:00 05-16867 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/05-16867.pdf