<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/08/23?registers=between Mon, 25 Nov 2024 01:16:55 -0800 Mon, 25 Nov 2024 01:16:55 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/08/23?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, to Expand the Types of Trusts Permitted to Directly Own Amex Memberships https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4595.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4595.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4595 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4595.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Nasdaq Listing Fees for Closed-End Funds https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4593.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4593.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4593 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4593.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Temporary Reallocation of Securities Among Specialists https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4592.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4592.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4592 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4592.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Market Data Rebate Program To Allow Equity Trading Permit Holders To Receive Rebates on an Estimated Basis https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4590.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4590.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4590 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4590.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock® (QQQQ) https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4589.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4589.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4589 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4589.pdf Notice - ACM Income Fund, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4588.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4588.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4588 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4588.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change Relating to Solicitation of Municipal Securities Business under MSRB Rule G-38 https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4587.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4587.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4587 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4587.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change and Amendments Nos. 1 and 2 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto, Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Nikkei 225 Index https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4586.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4586.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4586 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4586.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Equity Options https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4585.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4585.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4585 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4585.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock® (QQQQ) https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4584.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4584.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4584 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4584.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Adopt a Revenue Sharing Program for Trades in Tape B Securities https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4583.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4583.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4583 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4583.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock® (QQQQ) https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4582.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4582.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4582 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4582.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected From the Intermarket Option Linkage https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4581.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4581.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4581 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4581.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change to Require Members That Use Appendix E to Calculate Net Capital to File Supplemental and Alternative Reports https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4580.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4580.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4580 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4580.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4579.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4579.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4579 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4579.pdf Notice - In the Matter of GSB Financial Services Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/08/23/05-16784.html https://regulations.justia.com/regulations/fedreg/2005/08/23/05-16784.html Tue, 23 Aug 2005 00:00:00 -0700 05-16784 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/05-16784.pdf