Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/08/23?limit=200&registers=between&mode=atom 2024-11-25T01:02:38-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4595.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, to Expand the Types of Trusts Permitted to Directly Own Amex Memberships 2005-08-23T00:00:00-07:00 2005-08-23T00:00:00-07:00 E5-4595 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4595.pdf https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4593.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Nasdaq Listing Fees for Closed-End Funds 2005-08-23T00:00:00-07:00 2005-08-23T00:00:00-07:00 E5-4593 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4593.pdf https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4592.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Temporary Reallocation of Securities Among Specialists 2005-08-23T00:00:00-07:00 2005-08-23T00:00:00-07:00 E5-4592 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4592.pdf https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4590.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Market Data Rebate Program To Allow Equity Trading Permit Holders To Receive Rebates on an Estimated Basis 2005-08-23T00:00:00-07:00 2005-08-23T00:00:00-07:00 E5-4590 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4590.pdf https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4589.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock® (QQQQ) 2005-08-23T00:00:00-07:00 2005-08-23T00:00:00-07:00 E5-4589 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4589.pdf https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4588.html Notice - ACM Income Fund, Inc., et al.; Notice of Application 2005-08-23T00:00:00-07:00 2005-08-23T00:00:00-07:00 E5-4588 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4588.pdf https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4587.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change Relating to Solicitation of Municipal Securities Business under MSRB Rule G-38 2005-08-23T00:00:00-07:00 2005-08-23T00:00:00-07:00 E5-4587 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4587.pdf https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4586.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change and Amendments Nos. 1 and 2 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto, Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Nikkei 225 Index 2005-08-23T00:00:00-07:00 2005-08-23T00:00:00-07:00 E5-4586 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4586.pdf https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4585.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Equity Options 2005-08-23T00:00:00-07:00 2005-08-23T00:00:00-07:00 E5-4585 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4585.pdf https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4584.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock® (QQQQ) 2005-08-23T00:00:00-07:00 2005-08-23T00:00:00-07:00 E5-4584 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4584.pdf https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4583.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Adopt a Revenue Sharing Program for Trades in Tape B Securities 2005-08-23T00:00:00-07:00 2005-08-23T00:00:00-07:00 E5-4583 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4583.pdf https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4582.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock® (QQQQ) 2005-08-23T00:00:00-07:00 2005-08-23T00:00:00-07:00 E5-4582 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4582.pdf https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4581.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected From the Intermarket Option Linkage 2005-08-23T00:00:00-07:00 2005-08-23T00:00:00-07:00 E5-4581 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4581.pdf https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4580.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change to Require Members That Use Appendix E to Calculate Net Capital to File Supplemental and Alternative Reports 2005-08-23T00:00:00-07:00 2005-08-23T00:00:00-07:00 E5-4580 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4580.pdf https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4579.html Notice - Submission for OMB Review; Comment Request 2005-08-23T00:00:00-07:00 2005-08-23T00:00:00-07:00 E5-4579 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4579.pdf https://regulations.justia.com/regulations/fedreg/2005/08/23/05-16784.html Notice - In the Matter of GSB Financial Services Inc.; Order of Suspension of Trading 2005-08-23T00:00:00-07:00 2005-08-23T00:00:00-07:00 05-16784 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/05-16784.pdf