Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/08/19?limit=200&registers=between&mode=atom 2024-05-01T04:02:42-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/08/19/Z5-2810.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Uniform Branch Office Registration Form (“Form BR”) and Amendments to the Uniform Application for Securities Industry Registration or Transfer (“Form U4 ”) and the Uniform Termination Notice for Securities Industry Registration (“Form U5”) 2005-08-19T00:00:00-07:00 2005-08-19T00:00:00-07:00 Z5-2810 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/Z5-2810.pdf https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4536.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments Nos. 1, 2, and 3 Thereto Relating to Fee Changes 2005-08-19T00:00:00-07:00 2005-08-19T00:00:00-07:00 E5-4536 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4536.pdf https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4535.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Rule 123C (Market on the Close Policy and Expiration Procedures) To Eliminate the Requirement To Publish Pre-Opening Market Order Imbalances on Expiration Fridays 2005-08-19T00:00:00-07:00 2005-08-19T00:00:00-07:00 E5-4535 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4535.pdf https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4534.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Phlx Rule 1023 2005-08-19T00:00:00-07:00 2005-08-19T00:00:00-07:00 E5-4534 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4534.pdf https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4533.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to NYSE Rule 103.12 Requiring Specialists and Clerks To Record Their Time on the Trading Floor of the Exchange 2005-08-19T00:00:00-07:00 2005-08-19T00:00:00-07:00 E5-4533 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4533.pdf https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4532.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend CBOE Rule 8.7 To Extend for an Additional Six Months Its Pilot Program Pertaining to Market-Maker Quote Sizes 2005-08-19T00:00:00-07:00 2005-08-19T00:00:00-07:00 E5-4532 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4532.pdf