<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/08/16?registers=between Thu, 21 Nov 2024 23:06:35 -0800 Thu, 21 Nov 2024 23:06:35 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/08/16?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 3370 https://regulations.justia.com/regulations/fedreg/2005/08/16/Z5-4117.html https://regulations.justia.com/regulations/fedreg/2005/08/16/Z5-4117.html Tue, 16 Aug 2005 00:00:00 -0700 Z5-4117 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/Z5-4117.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Listing Fees https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4426.html https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4426.html Tue, 16 Aug 2005 00:00:00 -0700 E5-4426 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4426.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Concerning Solicitation and Coordination of Payments to Political Parties and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d) on Indirect Violations https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4425.html https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4425.html Tue, 16 Aug 2005 00:00:00 -0700 E5-4425 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4425.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Hybrid Opening System https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4424.html https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4424.html Tue, 16 Aug 2005 00:00:00 -0700 E5-4424 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4424.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4423.html https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4423.html Tue, 16 Aug 2005 00:00:00 -0700 E5-4423 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4423.pdf Notice - Issuer Delisting; Notice of Application of MS Structured Asset Corp. To Withdraw Its SATURNS Sears Roebuck Acceptance Corp. Debenture-Backed Series 2003-1 Callable Units From Listing and Registration on the New York Stock Exchange, Inc. File No. 1-16443 https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4421.html https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4421.html Tue, 16 Aug 2005 00:00:00 -0700 E5-4421 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4421.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To Trade Shares of Certain Vanguard International Equity Index Funds Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4420.html https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4420.html Tue, 16 Aug 2005 00:00:00 -0700 E5-4420 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4420.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change, To Adopt NASD Rule 2111 to Prohibit Members From Trading Ahead of Customer Market Orders https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4412.html https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4412.html Tue, 16 Aug 2005 00:00:00 -0700 E5-4412 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4412.pdf Proposed Rule - Changes in Fees for Meat, Poultry, and Egg Products Inspection Services-Fiscal Years 2005-2008 https://regulations.justia.com/regulations/fedreg/2005/08/16/C5-14296.html https://regulations.justia.com/regulations/fedreg/2005/08/16/C5-14296.html Tue, 16 Aug 2005 00:00:00 -0700 C5-14296 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/C5-14296.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/08/16/05-16248.html https://regulations.justia.com/regulations/fedreg/2005/08/16/05-16248.html Tue, 16 Aug 2005 00:00:00 -0700 05-16248 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/05-16248.pdf