<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/08/05?registers=between Mon, 25 Nov 2024 01:15:17 -0800 Mon, 25 Nov 2024 01:15:17 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/08/05?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fee Changes https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4247.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4247.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4247 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4247.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 352 Concerning Guarantees and Sharing in Accounts https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4234.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4234.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4234 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4234.pdf Notice - Self-Regulatory Organization; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards for Security Futures Products and the Final Settlement Price for Futures on Narrow-Based Security Indexes https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4233.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4233.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4233 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4233.pdf Notice - Advisory Committee on Smaller Public Companies https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4232.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4232.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4232 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4232.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Priority in Trades Involving Synthetic Option Orders https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4231.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4231.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4231 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4231.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, Amending Interpretation of NYSE Rule 311 (“Formation and Approval of Member Organizations”) To Codify Certain Qualification Requirements for and Criteria for Dual- or Multi-Designation of Principal Executive Officers https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4230.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4230.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4230 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4230.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4229.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4229.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4229 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4229.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4228.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4228.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4228 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4228.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change to Rescind the “Nine-Bond Rule” https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4227.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4227.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4227 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4227.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4226.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4226.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4226 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4226.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4225.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4225.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4225 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4225.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Continuing Education Regulatory Element Requirement https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4224.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4224.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4224 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4224.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4196.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4196.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4196 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4196.pdf Notice - Self-Regulatory Organizations; International Securities Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 2 Thereto To Extend the Linkage Fee Pilot Program https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4195.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4195.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4195 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4195.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Proposal To Transfer a Portion of Ownership Interest in Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4194.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4194.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4194 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4194.pdf Notice - In the Matter of Sure Trace Security Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/08/05/05-15596.html https://regulations.justia.com/regulations/fedreg/2005/08/05/05-15596.html Fri, 05 Aug 2005 00:00:00 -0700 05-15596 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/05-15596.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to Listing Fees https://regulations.justia.com/regulations/fedreg/2005/08/05/05-15485.html https://regulations.justia.com/regulations/fedreg/2005/08/05/05-15485.html Fri, 05 Aug 2005 00:00:00 -0700 05-15485 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/05-15485.pdf