<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/08/04?registers=between Tue, 30 Apr 2024 01:38:52 -0700 Tue, 30 Apr 2024 01:38:52 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/08/04?registers=between Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4153.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4153.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4153 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4153.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Institute a Netting Process for Fail Deliver and Fail Receive Obligations for Netting Members in Its Government Securities Division https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4152.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4152.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4152 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4152.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40 https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4151.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4151.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4151 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4151.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Brut's Directed Cross Order Routing Process https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4150.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4150.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4150 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4150.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program Relating to Boston Options Exchange Trading Rules Regarding Market Opening Procedures https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4149.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4149.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4149 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4149.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the “All or None” and “Fill or Kill” Order Types in the Exchange's Equity Market https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4148.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4148.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4148 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4148.pdf Notice - Submission for OMB Review; Comment Request; Reinstatement https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4141.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4141.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4141 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4141.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4140.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4140.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4140 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4140.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4139.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4139.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4139 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4139.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4137.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4137.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4137 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4137.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4136.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4136.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4136 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4136.pdf Notice - Proposed Extension of Collection of Information; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4135.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4135.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4135 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4135.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Regarding the Nasdaq Opening Process for Initial Public Offerings https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4134.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4134.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4134 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4134.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating To Removal of Size and Frequency Restrictions on Orders Entered Through Direct+ in Investment Company Units, Trust Issued Receipts and StreetTRACKS ® Gold Shares https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4133.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4133.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4133 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4133.pdf Notice - Issuer Delisting; Notice of Application of Air Products and Chemicals, Inc. To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Pacific Exchange, Inc. File No. 1-04534 https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4132.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4132.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4132 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4132.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/08/04/05-15507.html https://regulations.justia.com/regulations/fedreg/2005/08/04/05-15507.html Thu, 04 Aug 2005 00:00:00 -0700 05-15507 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/05-15507.pdf