Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/08/03?limit=200&registers=between&mode=atom 2024-05-05T01:20:41-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4126.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Extend the Linkage Fee Pilot Program 2005-08-03T00:00:00-07:00 2005-08-03T00:00:00-07:00 E5-4126 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4126.pdf https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4125.html Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Revise the Manner in which OPRA's Professional Subscribers Fee at the Enterprise Rate Is Determined 2005-08-03T00:00:00-07:00 2005-08-03T00:00:00-07:00 E5-4125 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4125.pdf https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4124.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend the Linkage Fee Pilot Program 2005-08-03T00:00:00-07:00 2005-08-03T00:00:00-07:00 E5-4124 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4124.pdf https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4123.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Voluntary Supplemental Procedures for Selecting Arbitrators 2005-08-03T00:00:00-07:00 2005-08-03T00:00:00-07:00 E5-4123 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4123.pdf https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4122.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Eliminating the Directed Order Process in the Nasdaq Market Center 2005-08-03T00:00:00-07:00 2005-08-03T00:00:00-07:00 E5-4122 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4122.pdf https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4121.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process 2005-08-03T00:00:00-07:00 2005-08-03T00:00:00-07:00 E5-4121 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4121.pdf https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4120.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, and 5 Thereto To Modify Nasdaq's Clearly Erroneous Rule 2005-08-03T00:00:00-07:00 2005-08-03T00:00:00-07:00 E5-4120 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4120.pdf https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4119.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Extend the Linkage Fee Pilot Program 2005-08-03T00:00:00-07:00 2005-08-03T00:00:00-07:00 E5-4119 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4119.pdf https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4118.html Notice - Securities Exchange Act Of 1934; Order Regarding Alternative Net Capital Computation for Morgan Stanley & Co., Which Has Elected To Be Supervised on a Consolidated Basis 2005-08-03T00:00:00-07:00 2005-08-03T00:00:00-07:00 E5-4118 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4118.pdf https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4117.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 3370 2005-08-03T00:00:00-07:00 2005-08-03T00:00:00-07:00 E5-4117 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4117.pdf https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4116.html Notice - Issuer Delisting; Notice of Application of United Financial Mortgage Corp., To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-14127 2005-08-03T00:00:00-07:00 2005-08-03T00:00:00-07:00 E5-4116 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4116.pdf https://regulations.justia.com/regulations/fedreg/2005/08/03/05-14560.html Rule - Securities Offering Reform 2005-08-03T00:00:00-07:00 2005-08-03T00:00:00-07:00 05-14560 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/05-14560.pdf