Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/08/01?limit=200&registers=between&mode=atom 2024-11-21T22:31:19-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4089.html Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-08-01T00:00:00-07:00 2005-08-01T00:00:00-07:00 E5-4089 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4089.pdf https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4088.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-NASD Member Access to Nasdaq's Brut Facility 2005-08-01T00:00:00-07:00 2005-08-01T00:00:00-07:00 E5-4088 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4088.pdf https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4087.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot 2005-08-01T00:00:00-07:00 2005-08-01T00:00:00-07:00 E5-4087 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4087.pdf https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4082.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Q Orders 2005-08-01T00:00:00-07:00 2005-08-01T00:00:00-07:00 E5-4082 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4082.pdf https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4078.html Notice - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing of Proposed Rule Change Relating to an Expansion of DTC's Inventory Management System 2005-08-01T00:00:00-07:00 2005-08-01T00:00:00-07:00 E5-4078 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4078.pdf https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4077.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Disclaimer of Warranties by Lehman Brothers Inc. 2005-08-01T00:00:00-07:00 2005-08-01T00:00:00-07:00 E5-4077 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4077.pdf https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4076.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Payment for Order Flow Program 2005-08-01T00:00:00-07:00 2005-08-01T00:00:00-07:00 E5-4076 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4076.pdf