Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/07?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2021-09-22T15:04:05-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4068.html Notice - Issuer Delisting; Notice of Application of NOVA Gas Transmission Ltd. To Withdraw Its 77/8 2005-07-29T00:00:00-07:00 2005-07-29T00:00:00-07:00 E5-4068 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4068.pdf https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4064.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain Procedures With Respect to the OCC's Stock Loan/Borrow Program 2005-07-29T00:00:00-07:00 2005-07-29T00:00:00-07:00 E5-4064 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4064.pdf https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4063.html Notice - Issuer Delisting; Notice of Application of TransMontaigne Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC 2005-07-29T00:00:00-07:00 2005-07-29T00:00:00-07:00 E5-4063 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4063.pdf https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4062.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to NASD's Direct Authority for the Activities Related to or in Support of Trading in Over-the-Counter Equity Securities 2005-07-29T00:00:00-07:00 2005-07-29T00:00:00-07:00 E5-4062 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4062.pdf https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4027.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 8.3A Relating to Class Quoting Limits 2005-07-29T00:00:00-07:00 2005-07-29T00:00:00-07:00 E5-4027 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4027.pdf https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4026.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 to the Proposed Rule Change to Implement a Fully-Automated Electronic Book for the Display and Execution of Orders in Securities That Are Not Assigned to a Specialist 2005-07-29T00:00:00-07:00 2005-07-29T00:00:00-07:00 E5-4026 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4026.pdf https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4025.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Create the ModelView Entitlement, an Historical Data Product Designed To Provide the Aggregate Amount of Both Displayed and Reserve Size Liquidity in the Nasdaq Market Center at Each Price Level 2005-07-29T00:00:00-07:00 2005-07-29T00:00:00-07:00 E5-4025 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4025.pdf https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4024.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Order Auction 2005-07-29T00:00:00-07:00 2005-07-29T00:00:00-07:00 E5-4024 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4024.pdf https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4023.html Notice - Issuer Delisting; Notice of Application of General Dynamics Corporation To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Pacific Exchange, Inc. 2005-07-29T00:00:00-07:00 2005-07-29T00:00:00-07:00 E5-4023 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4023.pdf https://regulations.justia.com/regulations/fedreg/2005/07/29/05-15121.html Notice - In the Matter of UCAP, Inc.; Order of Suspension of Trading 2005-07-29T00:00:00-07:00 2005-07-29T00:00:00-07:00 05-15121 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/05-15121.pdf https://regulations.justia.com/regulations/fedreg/2005/07/29/05-15120.html Notice - In the Matter of Greyfield Capital, Inc.; Order of Suspension of Trading 2005-07-29T00:00:00-07:00 2005-07-29T00:00:00-07:00 05-15120 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/05-15120.pdf https://regulations.justia.com/regulations/fedreg/2005/07/29/05-15000.html Rule - Technical Amendments to Rules Setting Forth the Method for Determining Market Capitalization and Dollar Value of Average Daily Trading Volume; Application of the Definition of Narrow-Based Security Index 2005-07-29T00:00:00-07:00 2005-07-29T00:00:00-07:00 05-15000 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/05-15000.pdf https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4019.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of Its Prospective Fee Reduction Program 2005-07-28T00:00:00-07:00 2005-07-28T00:00:00-07:00 E5-4019 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4019.pdf https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4018.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Modified ROS Opening Procedure 2005-07-28T00:00:00-07:00 2005-07-28T00:00:00-07:00 E5-4018 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4018.pdf https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4017.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform Its Year-End Financial Reporting Deadline Applicable to Clearing Members Primarily Regulated as Futures Commission Merchants With the Commodity Futures Trading Commission's Regulations 2005-07-28T00:00:00-07:00 2005-07-28T00:00:00-07:00 E5-4017 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4017.pdf https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4016.html Notice - Proposed Collection; Comment Request 2005-07-28T00:00:00-07:00 2005-07-28T00:00:00-07:00 E5-4016 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4016.pdf https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4015.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Extension of a Pilot Program Relating to Transaction Charges Applicable to Linkage “P” and “P/A” Orders 2005-07-28T00:00:00-07:00 2005-07-28T00:00:00-07:00 E5-4015 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4015.pdf https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4014.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change Relating to Exchange Fees and Charges 2005-07-28T00:00:00-07:00 2005-07-28T00:00:00-07:00 E5-4014 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4014.pdf https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4013.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Enhancement of the SMART/Track Service 2005-07-28T00:00:00-07:00 2005-07-28T00:00:00-07:00 E5-4013 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4013.pdf https://regulations.justia.com/regulations/fedreg/2005/07/28/05-15103.html Notice - Sunshine Act Meeting 2005-07-28T00:00:00-07:00 2005-07-28T00:00:00-07:00 05-15103 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/05-15103.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-4002.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval to the Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Modifying Pricing for Non-Members Using Nasdaq's Brut Facility 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-4002 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-4002.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-4001.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Modify Its Rate Schedule Retroactively to January 1, 2002 To Cap the Fees on Multiple Options Issues Transfers 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-4001 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-4001.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-4000.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to an Amendment to Section 703.16 of the Listed Company Manual Regarding Dissemination of Index Value and Indicative Value 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-4000 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-4000.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3999.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3999 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3999.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3998.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards and Position Limits for Broad-Based Index Options 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3998 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3998.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3997.html Notice - Issuer Delisting; Notice of Application of General Dynamics Corporation to Withdraw its Common Stock, $1.00 par value, from Listing and Registration on the Chicago Stock Exchange, Inc. 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3997 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3997.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3996.html Notice - Issuer Delisting; Notice of Application of Corrpro Companies, Inc. to Withdraw its Common Stock, no par value, from Listing and Registration on the American Stock Exchange LLC 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3996 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3996.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3992.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Extend the Pilot Program for Preferenced Orders 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3992 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3992.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3991.html Notice - Issuer Delisting; Notice of Application of NL Industries, Inc. To Withdraw its Common Stock, $.125 par Value, From Listing and Registration on the Pacific Exchange, Inc. 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3991 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3991.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3990.html Notice - Issuer Delisting; Notice of Application of The Zweig Fund, Inc. To Withdraw its Common Stock, $.10 par Value, From Listing and Registration on the Pacific Exchange, Inc. 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3990 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3990.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3989.html Notice - Self Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Interpretation of a Rule Change Submission and Making Certain Technical Changes 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3989 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3989.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3988.html Notice - Issuer Delisting; Notice of Application of Valhi, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc. 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3988 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3988.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3987.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Procedure for Fine Waivers and To Make Other Technical and Administrative Amendments 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3987 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3987.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3986.html Notice - Joint Industry Plan; Notice Filing of Amendment No. 17 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Modifying the 80/20 Test for Determining Limitations on Principal Order Access to Linkage 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3986 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3986.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3985.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3985 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3985.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3984.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in Options on a Pilot Basis 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3984 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3984.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3983.html Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to the 80/20 Test of the Plan for the Purpose of Creating and Operating an Intermarket Linkage 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3983 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3983.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3982.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Establishing a De Minimus Exception to the 80/20 Test Relating to Linkage Trades on the Boston Options Exchange 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3982 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3982.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3981.html Notice - Self-Regulatory Organizations; The Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Establishing a De Minimus Exception to the 80/20 Test 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3981 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3981.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3980.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to Standards for Manual Execution of Market and Marketable Limit Orders 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3980 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3980.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3979.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3979 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3979.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3978.html Notice - Self-Regulatory Organizations; The Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Sending Principal Orders Via the Intermarket Options Linkage 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3978 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3978.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3977.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Automatic Execution of Option Transactions During Crossed Markets 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3977 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3977.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3976.html Notice - Issuer Delisting; Notice of Application of Kimberly-Clark Corporation to Withdraw its Common Stock, $1.25 Par Value, From Listing and Registration on the Chicago Stock Exchange, Inc. File No. 1-00225 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3976 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3976.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3975.html Notice - Issuer Delisting; Notice of Application of The Zweig Total Return Fund, Inc. to Withdraw Its Common Stock, $.001 Par value, From Listing and Registration on the Pacific Exchange, Inc. 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3975 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3975.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/05-14712.html Rule - Rulemaking for EDGAR System 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 05-14712 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/05-14712.pdf https://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3972.html Notice - Issuer Delisting; Notice of Application of Marine Products Corporation To Withdraw its Common Stock, $.10 Par Value, From Listing and Registration on the American Stock Exchange LLC 2005-07-26T00:00:00-07:00 2005-07-26T00:00:00-07:00 E5-3972 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-26/pdf/E5-3972.pdf https://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3971.html Notice - Issuer Delisting; Notice of Application of Allied Holdings, Inc. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC 2005-07-26T00:00:00-07:00 2005-07-26T00:00:00-07:00 E5-3971 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-26/pdf/E5-3971.pdf https://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3970.html Notice - Issuer Delisting; Notice of Application of Puradyn Filter Technologies Incorporated to Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-11991 2005-07-26T00:00:00-07:00 2005-07-26T00:00:00-07:00 E5-3970 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-26/pdf/E5-3970.pdf https://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3969.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change Establishing a de minimus Exception to the 80/20 Test 2005-07-26T00:00:00-07:00 2005-07-26T00:00:00-07:00 E5-3969 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-26/pdf/E5-3969.pdf https://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3928.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Reporting of Data to Clearing Firms by Correspondent Firms 2005-07-26T00:00:00-07:00 2005-07-26T00:00:00-07:00 E5-3928 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-26/pdf/E5-3928.pdf https://regulations.justia.com/regulations/fedreg/2005/07/26/05-14802.html Notice - In the Matter of Host America Corporation; Order of Suspension of Trading 2005-07-26T00:00:00-07:00 2005-07-26T00:00:00-07:00 05-14802 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-26/pdf/05-14802.pdf https://regulations.justia.com/regulations/fedreg/2005/07/25/E5-3947.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Rule 80A (Index Arbitrage Trading Restrictions) To Calculate Limitations on Index Arbitrage Trading Based on the NYSE Composite Index, Replacing the Current Usage of the Dow Jones Industrial Average 2005-07-25T00:00:00-07:00 2005-07-25T00:00:00-07:00 E5-3947 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-25/pdf/E5-3947.pdf https://regulations.justia.com/regulations/fedreg/2005/07/25/E5-3946.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Relating to Complex Orders on the PCX Plus System 2005-07-25T00:00:00-07:00 2005-07-25T00:00:00-07:00 E5-3946 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-25/pdf/E5-3946.pdf https://regulations.justia.com/regulations/fedreg/2005/07/25/E5-3945.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Impose a New Licensing Fee in Connection With the Firm-Related Equity Option and Index Option Fee Cap 2005-07-25T00:00:00-07:00 2005-07-25T00:00:00-07:00 E5-3945 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-25/pdf/E5-3945.pdf https://regulations.justia.com/regulations/fedreg/2005/07/25/E5-3944.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Official Statement Delivery Requirements Under Rule G-32, Rule G-36, and Rule G-11 2005-07-25T00:00:00-07:00 2005-07-25T00:00:00-07:00 E5-3944 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-25/pdf/E5-3944.pdf https://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3916.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to DPM Obligations for Maintaining Backup Autoquote Systems 2005-07-22T00:00:00-07:00 2005-07-22T00:00:00-07:00 E5-3916 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/E5-3916.pdf https://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3915.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to a New Customers' Lien Account 2005-07-22T00:00:00-07:00 2005-07-22T00:00:00-07:00 E5-3915 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/E5-3915.pdf https://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3914.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Unsegregation of Long Option Positions 2005-07-22T00:00:00-07:00 2005-07-22T00:00:00-07:00 E5-3914 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/E5-3914.pdf https://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3913.html Notice - Self-Regulatory Organizations; Boston Stock Exchange; Notice of Filing of Proposed Rule Change Relating to Trade Shredding 2005-07-22T00:00:00-07:00 2005-07-22T00:00:00-07:00 E5-3913 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/E5-3913.pdf https://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3912.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Reflect Nasdaq's Separation From NASD Upon Nasdaq's Anticipated Approval as a National Securities Exchange 2005-07-22T00:00:00-07:00 2005-07-22T00:00:00-07:00 E5-3912 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/E5-3912.pdf https://regulations.justia.com/regulations/fedreg/2005/07/22/05-14647.html Notice - Sunshine Act Meeting 2005-07-22T00:00:00-07:00 2005-07-22T00:00:00-07:00 05-14647 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/05-14647.pdf https://regulations.justia.com/regulations/fedreg/2005/07/22/05-14229.html Rule - Removal From Listing and Registration of Securities Pursuant to Section 12(d) of the Securities Exchange Act of 1934 2005-07-22T00:00:00-07:00 2005-07-22T00:00:00-07:00 05-14229 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/05-14229.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3903.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers; Notice of Filing of Proposed Rule and Amendment No. 1 Thereto Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities; Corrected 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 E5-3903 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3903.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3901.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reducing Clearing Fees for Securities Option Contracts 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 E5-3901 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3901.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3900.html Notice - Advisory Committee on Smaller Public Companies 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 E5-3900 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3900.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3873.html Notice - Proposed Collection; Comment Request 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 E5-3873 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3873.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3872.html Notice - Proposed Collection; Comment Request 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 E5-3872 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3872.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3871.html Notice - Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing To Conduct Connectivity Testing 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 E5-3871 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3871.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3870.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Customer Portfolio and Cross-Margining Requirements 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 E5-3870 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3870.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14460.html Notice - 05-14460 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 05-14460 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14460.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14444.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Representation in Arbitration and Mediation 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 05-14444 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14444.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14316.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Customer Portfolio and Cross-Margining Requirements 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 05-14316 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14316.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14311.html Rule - Use of Form S-8, Form 8-K, and Form 20-F by Shell Companies 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 05-14311 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14311.pdf https://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3865.html Notice - Proposed Collection; Comment Request 2005-07-20T00:00:00-07:00 2005-07-20T00:00:00-07:00 E5-3865 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/E5-3865.pdf https://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3864.html Notice - Proposed Collection, Comment Request 2005-07-20T00:00:00-07:00 2005-07-20T00:00:00-07:00 E5-3864 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/E5-3864.pdf https://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3863.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a One-Year Pilot Extension for the Price Improvement Mechanism 2005-07-20T00:00:00-07:00 2005-07-20T00:00:00-07:00 E5-3863 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/E5-3863.pdf https://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3861.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges 2005-07-20T00:00:00-07:00 2005-07-20T00:00:00-07:00 E5-3861 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/E5-3861.pdf https://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3860.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Increasing the Class Quoting Limit in Options on DIAMONDS® 2005-07-20T00:00:00-07:00 2005-07-20T00:00:00-07:00 E5-3860 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/E5-3860.pdf https://regulations.justia.com/regulations/fedreg/2005/07/20/C5-13855.html Notice - Final Supplemental Environmental Impact Statement for the Wyoming Valley Levee Raising Project, Wilkes-Barre, PA 2005-07-20T00:00:00-07:00 2005-07-20T00:00:00-07:00 C5-13855 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/C5-13855.pdf https://regulations.justia.com/regulations/fedreg/2005/07/20/C5-12886.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Membership Dues Fee 2005-07-20T00:00:00-07:00 2005-07-20T00:00:00-07:00 C5-12886 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/C5-12886.pdf https://regulations.justia.com/regulations/fedreg/2005/07/20/05-14306.html Notice - In the Matter of Secure Solutions Holdings, Inc.; Order of Suspension of Trading 2005-07-20T00:00:00-07:00 2005-07-20T00:00:00-07:00 05-14306 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/05-14306.pdf https://regulations.justia.com/regulations/fedreg/2005/07/20/05-14305.html Notice - In the Matter of NetCurrents Information Services, Inc.; Order of Suspension of Trading 2005-07-20T00:00:00-07:00 2005-07-20T00:00:00-07:00 05-14305 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/05-14305.pdf https://regulations.justia.com/regulations/fedreg/2005/07/20/05-14235.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto To Extend the Closing Time of Crossing Session II, and To Amend Its Crossing Sessions III and IV To Eliminate the Share Size Restriction and the Process by Which an Order Is Executed if There Is No Execution Prior to 4 p.m. 2005-07-20T00:00:00-07:00 2005-07-20T00:00:00-07:00 05-14235 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/05-14235.pdf https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3832.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 440H Relating to Activity Assessment Fees 2005-07-19T00:00:00-07:00 2005-07-19T00:00:00-07:00 E5-3832 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3832.pdf https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3831.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit a Limited Suspension of Exchange Membership Transactions to Allow for the Dissemination of Information Deemed Material to the Value of Exchange Memberships 2005-07-19T00:00:00-07:00 2005-07-19T00:00:00-07:00 E5-3831 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3831.pdf https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3830.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc; Order Granting Approval of a Proposed Rule Change To Remove Incorrect Reference in Its Rule Relating to Failure To Honor an Arbitration Award 2005-07-19T00:00:00-07:00 2005-07-19T00:00:00-07:00 E5-3830 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3830.pdf https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3829.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Modify the Designated Primary Market-Maker Participation Entitlement for Orders Specifying a Preferred DPM 2005-07-19T00:00:00-07:00 2005-07-19T00:00:00-07:00 E5-3829 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3829.pdf https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3828.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of PAR Officials 2005-07-19T00:00:00-07:00 2005-07-19T00:00:00-07:00 E5-3828 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3828.pdf https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3812.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To List and Trade Short Term Option Series 2005-07-19T00:00:00-07:00 2005-07-19T00:00:00-07:00 E5-3812 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3812.pdf https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3811.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend By-Laws and Rules To Accommodate Short-Term Options Proposed for Trading by the Chicago Board Options Exchange, Inc., the American Stock Exchange, LLC, the International Securities Exchange, Inc., and the Pacific Exchange, Inc. 2005-07-19T00:00:00-07:00 2005-07-19T00:00:00-07:00 E5-3811 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3811.pdf https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3810.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade One Week Option Series 2005-07-19T00:00:00-07:00 2005-07-19T00:00:00-07:00 E5-3810 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3810.pdf https://regulations.justia.com/regulations/fedreg/2005/07/18/E5-3788.html Notice - Proposed Collection; Comment Request 2005-07-18T00:00:00-07:00 2005-07-18T00:00:00-07:00 E5-3788 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-18/pdf/E5-3788.pdf https://regulations.justia.com/regulations/fedreg/2005/07/18/E5-3787.html Notice - Self-Regulatory Organizations; National Stock Exchange; Order Granting Approval to Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Composition of NSX's Board of Directors and Committees 2005-07-18T00:00:00-07:00 2005-07-18T00:00:00-07:00 E5-3787 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-18/pdf/E5-3787.pdf https://regulations.justia.com/regulations/fedreg/2005/07/18/E5-3786.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Short Term Option Series 2005-07-18T00:00:00-07:00 2005-07-18T00:00:00-07:00 E5-3786 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-18/pdf/E5-3786.pdf https://regulations.justia.com/regulations/fedreg/2005/07/18/E5-3785.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Short Term Option Series 2005-07-18T00:00:00-07:00 2005-07-18T00:00:00-07:00 E5-3785 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-18/pdf/E5-3785.pdf https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3775.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Establish Rules for the Trading of Unlisted Debt Securities on the Exchange's Automated Bond System 2005-07-15T00:00:00-07:00 2005-07-15T00:00:00-07:00 E5-3775 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3775.pdf https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3773.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Adopt a Revenue Sharing Program for Trades in Tape B Securities 2005-07-15T00:00:00-07:00 2005-07-15T00:00:00-07:00 E5-3773 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3773.pdf https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3772.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change Relating to the Composition of the CBOE's Modified Trading System Appointments Committee 2005-07-15T00:00:00-07:00 2005-07-15T00:00:00-07:00 E5-3772 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3772.pdf https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3771.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Extend Pilots Relating to Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Trading Privileges Basis 2005-07-15T00:00:00-07:00 2005-07-15T00:00:00-07:00 E5-3771 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3771.pdf https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3770.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Provide Written Explanations in Arbitration Awards Upon the Request of Customers, or of Associated Persons in Industry Controversies 2005-07-15T00:00:00-07:00 2005-07-15T00:00:00-07:00 E5-3770 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3770.pdf https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3769.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Obvious Error Rule for Equity Options 2005-07-15T00:00:00-07:00 2005-07-15T00:00:00-07:00 E5-3769 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3769.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3747.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend Its Summary Fine Schedule for Position Limit Violations 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3747 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3747.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3746.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend NASD's Minor Rule Violation Plan 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3746 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3746.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3745.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Assignment of RAES Orders to Logged-In Market-Makers Participating on RAES 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3745 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3745.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3743.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Article XX, Rule 37(a)(3) of Its Rules To Eliminate Its Requirement That Specialists Guarantee Execution of Limit Orders When Certain Conditions Occur in Another Market 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3743 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3743.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3742.html Notice - Notice of an Application of the New York Stock Exchange, Inc. for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 and Request for Comment 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3742 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3742.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3730.html Notice - Intermarket Trading System; Order Granting Approval of the Twenty First Amendment to the ITS Plan Relating to the Recognition of the Automatic Generation of Outgoing ITS Commitments 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3730 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3730.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3729.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Add New Account Identification Codes 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3729 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3729.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3724.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Market Data Rebate Program To Allow Equity Trading Permit Holders To Receive Rebates on an Estimated Basis 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3724 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3724.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3722.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Temporary Reallocation of Securities Among Specialists 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3722 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3722.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3721.html Notice - Filing Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3721 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3721.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3720.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Require Members That Use Appendix E To Calculate Net Capital To File Supplemental and Alternative Reports 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3720 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3720.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/05-13842.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 05-13842 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/05-13842.pdf https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3712.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Odd-Lots in Nasdaq Securities 2005-07-13T00:00:00-07:00 2005-07-13T00:00:00-07:00 E5-3712 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3712.pdf https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3711.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change to Provide for a 10-Day Notice Requirement Before a Party Issues a Subpoena to a Non-Party for Pre-Hearing Discovery 2005-07-13T00:00:00-07:00 2005-07-13T00:00:00-07:00 E5-3711 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3711.pdf https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3710.html Notice - Submission for OMB Review; Comment Request 2005-07-13T00:00:00-07:00 2005-07-13T00:00:00-07:00 E5-3710 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3710.pdf https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3709.html Notice - Submission for OMB Review; Comment Request 2005-07-13T00:00:00-07:00 2005-07-13T00:00:00-07:00 E5-3709 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3709.pdf https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3708.html Notice - Securities Exchange Act of 1934; Release No. 51984/July 7, 2005; In the Matter of: The Philadelphia Stock Exchange, Inc.; Order of Summary Abrogation 2005-07-13T00:00:00-07:00 2005-07-13T00:00:00-07:00 E5-3708 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3708.pdf https://regulations.justia.com/regulations/fedreg/2005/07/13/05-13737.html Rule - Amendments to the Penny Stock Rules 2005-07-13T00:00:00-07:00 2005-07-13T00:00:00-07:00 05-13737 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/05-13737.pdf https://regulations.justia.com/regulations/fedreg/2005/07/13/05-13715.html Notice - Proposed Collection; Comment Request 2005-07-13T00:00:00-07:00 2005-07-13T00:00:00-07:00 05-13715 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/05-13715.pdf https://regulations.justia.com/regulations/fedreg/2005/07/13/05-13712.html Notice - Proposed Collection; Comment Request 2005-07-13T00:00:00-07:00 2005-07-13T00:00:00-07:00 05-13712 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/05-13712.pdf https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3684.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Revising Various Implementation Dates for the ANTE System 2005-07-12T00:00:00-07:00 2005-07-12T00:00:00-07:00 E5-3684 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3684.pdf https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3683.html Notice - Self-Regulatory Organizations; New York Stock Exchange Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto To Eliminate Rule 496 and To Amend the Listed Company Manual Relating to Transfer Agents 2005-07-12T00:00:00-07:00 2005-07-12T00:00:00-07:00 E5-3683 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3683.pdf https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3682.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Nikkei 225 Index 2005-07-12T00:00:00-07:00 2005-07-12T00:00:00-07:00 E5-3682 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3682.pdf https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3667.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Facilitation of Complex Orders 2005-07-12T00:00:00-07:00 2005-07-12T00:00:00-07:00 E5-3667 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3667.pdf https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3666.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Obvious Error Rules 2005-07-12T00:00:00-07:00 2005-07-12T00:00:00-07:00 E5-3666 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3666.pdf https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3665.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to a Prohibition on Using a Layoff Service Unless the Service Provides Required Information to the Exchange 2005-07-12T00:00:00-07:00 2005-07-12T00:00:00-07:00 E5-3665 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3665.pdf https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3664.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes 2005-07-12T00:00:00-07:00 2005-07-12T00:00:00-07:00 E5-3664 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3664.pdf https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3663.html Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-07-12T00:00:00-07:00 2005-07-12T00:00:00-07:00 E5-3663 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3663.pdf https://regulations.justia.com/regulations/fedreg/2005/07/12/05-13710.html Notice - Sunshine Act Meeting 2005-07-12T00:00:00-07:00 2005-07-12T00:00:00-07:00 05-13710 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/05-13710.pdf https://regulations.justia.com/regulations/fedreg/2005/07/12/05-13605.html Notice - Issuer Delisting; Notice of Application of NutriSystem, Inc., To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC 2005-07-12T00:00:00-07:00 2005-07-12T00:00:00-07:00 05-13605 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/05-13605.pdf https://regulations.justia.com/regulations/fedreg/2005/07/12/05-13604.html Notice - Issuer Delisting; Notice of Application of AMETEK, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc. File No. 1-12981 2005-07-12T00:00:00-07:00 2005-07-12T00:00:00-07:00 05-13604 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/05-13604.pdf https://regulations.justia.com/regulations/fedreg/2005/07/12/05-13603.html Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-07-12T00:00:00-07:00 2005-07-12T00:00:00-07:00 05-13603 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/05-13603.pdf https://regulations.justia.com/regulations/fedreg/2005/07/12/05-13602.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to an Amendment to the Generic Listing Standards for Index-Linked Securities 2005-07-12T00:00:00-07:00 2005-07-12T00:00:00-07:00 05-13602 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/05-13602.pdf https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3624.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Relating to Manning Price-Improvement Standards for Decimals 2005-07-11T00:00:00-07:00 2005-07-11T00:00:00-07:00 E5-3624 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3624.pdf https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3623.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes for Transactions in Options on the Standard & Poor's Depository Receipts ® on a Retroactive Basis 2005-07-11T00:00:00-07:00 2005-07-11T00:00:00-07:00 E5-3623 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3623.pdf https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3622.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuation of a Quote Assist Feature in the ANTE System on a Pilot Basis 2005-07-11T00:00:00-07:00 2005-07-11T00:00:00-07:00 E5-3622 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3622.pdf https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3621.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Maximum Single Order Share Size Limits in Nasdaq's Brut Facility 2005-07-11T00:00:00-07:00 2005-07-11T00:00:00-07:00 E5-3621 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3621.pdf https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3620.html Notice - Self-Regulatory Organization; Chicago Mercantile Exchange; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards for Security Futures Products 2005-07-11T00:00:00-07:00 2005-07-11T00:00:00-07:00 E5-3620 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3620.pdf https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3619.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Charges for Communications Fees To Continue Operating Legacy Communication Networks 2005-07-11T00:00:00-07:00 2005-07-11T00:00:00-07:00 E5-3619 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3619.pdf https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3618.html Notice - Self-Regulatory Organization; Chicago Mercantile Exchange; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Rules Governing Contract Specifications for Physically Delivered Single Security Futures 2005-07-11T00:00:00-07:00 2005-07-11T00:00:00-07:00 E5-3618 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3618.pdf https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3617.html Notice - Self-Regulatory Organization; Chicago Mercantile Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rules Governing Security Futures Adjustments 2005-07-11T00:00:00-07:00 2005-07-11T00:00:00-07:00 E5-3617 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3617.pdf https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3616.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical Amendment to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business 2005-07-11T00:00:00-07:00 2005-07-11T00:00:00-07:00 E5-3616 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3616.pdf https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3615.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities Under MSRB Rule G-21 2005-07-11T00:00:00-07:00 2005-07-11T00:00:00-07:00 E5-3615 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3615.pdf https://regulations.justia.com/regulations/fedreg/2005/07/11/05-13631.html Notice - In the Matter of Asia4Sale.com, Inc., Pacific Vision Group, Inc., and Idoleyez Corporation; Order of Suspension of Trading 2005-07-11T00:00:00-07:00 2005-07-11T00:00:00-07:00 05-13631 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/05-13631.pdf https://regulations.justia.com/regulations/fedreg/2005/07/11/05-13547.html Notice - Issuer Delisting; Notice of Application of American Power Conversion Corporation To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc. 2005-07-11T00:00:00-07:00 2005-07-11T00:00:00-07:00 05-13547 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/05-13547.pdf https://regulations.justia.com/regulations/fedreg/2005/07/11/05-13546.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Securities in Subpenny Increments 2005-07-11T00:00:00-07:00 2005-07-11T00:00:00-07:00 05-13546 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/05-13546.pdf https://regulations.justia.com/regulations/fedreg/2005/07/08/E5-3598.html Notice - Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Rule Interpretation Relating to Trading of Nasdaq National Market Securities in Subpenny Increments 2005-07-08T00:00:00-07:00 2005-07-08T00:00:00-07:00 E5-3598 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-08/pdf/E5-3598.pdf https://regulations.justia.com/regulations/fedreg/2005/07/08/E5-3594.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Hybrid Opening System 2005-07-08T00:00:00-07:00 2005-07-08T00:00:00-07:00 E5-3594 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-08/pdf/E5-3594.pdf https://regulations.justia.com/regulations/fedreg/2005/07/08/E5-3593.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Equity Option Specialist Deficit (Shortfall) Fee 2005-07-08T00:00:00-07:00 2005-07-08T00:00:00-07:00 E5-3593 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-08/pdf/E5-3593.pdf https://regulations.justia.com/regulations/fedreg/2005/07/08/E5-3592.html Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend an Existing Pilot Rule That Stipulates the Price Increment by Which Designated Dealers Must Better Customer Subpenny Orders 2005-07-08T00:00:00-07:00 2005-07-08T00:00:00-07:00 E5-3592 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-08/pdf/E5-3592.pdf https://regulations.justia.com/regulations/fedreg/2005/07/07/E5-3556.html Notice - Proposed Collection; Comment Request 2005-07-07T00:00:00-07:00 2005-07-07T00:00:00-07:00 E5-3556 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-07/pdf/E5-3556.pdf https://regulations.justia.com/regulations/fedreg/2005/07/07/E5-3555.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to an Amendment of Phlx Rule 1023 2005-07-07T00:00:00-07:00 2005-07-07T00:00:00-07:00 E5-3555 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-07/pdf/E5-3555.pdf https://regulations.justia.com/regulations/fedreg/2005/07/07/05-13314.html Rule - Investment Company Governance 2005-07-07T00:00:00-07:00 2005-07-07T00:00:00-07:00 05-13314 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-07-07/pdf/05-13314.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3544.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Non-Professional” and Use of TRACE Transaction Data 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 E5-3544 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3544.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3543.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 E5-3543 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3543.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3542.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Honorarium for Arbitrators Deciding Discovery-Related Motions 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 E5-3542 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3542.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3539.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 445 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 E5-3539 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3539.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3538.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto To Permit Lead Market Makers To Operate From a Remote Location 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 E5-3538 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3538.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3537.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for Non-Members Using the New Testing Facility 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 E5-3537 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3537.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3536.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for NASD Members Using the New Testing Facility 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 E5-3536 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3536.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/05-13329.html Notice - In the Matter of St. George Metals, Inc.; Order of Suspension of Trading 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 05-13329 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/05-13329.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/05-13233.html Notice - Issuer Delisting; Notice of Application of Leucadia National Corporation to Withdraw its Common Stock, $1.00 par value, from Listing and Registration on the Pacific Exchange, Inc. 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 05-13233 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/05-13233.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/05-13232.html Notice - Issuer Delisting; Notice of Application of Varian Medical Systems, Inc. To Withdraw its Common Stock, $1.00 Par Value, and Associated Preferred Stock Purchase Rights, From Listing and Registration on the Pacific Exchange, Inc. 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 05-13232 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/05-13232.pdf https://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3460.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2005-07-01T00:00:00-07:00 2005-07-01T00:00:00-07:00 E5-3460 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-01/pdf/E5-3460.pdf https://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3459.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Relating to Back-up Trading Arrangements 2005-07-01T00:00:00-07:00 2005-07-01T00:00:00-07:00 E5-3459 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-01/pdf/E5-3459.pdf https://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3458.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Proposed Uniform Branch Office Form (“Form BR”) 2005-07-01T00:00:00-07:00 2005-07-01T00:00:00-07:00 E5-3458 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-01/pdf/E5-3458.pdf https://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3457.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to NYSE OpenBook® Exhibit C 2005-07-01T00:00:00-07:00 2005-07-01T00:00:00-07:00 E5-3457 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-01/pdf/E5-3457.pdf https://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3456.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and 2 Relating to Trading Options on Full and Reduced Values of the ISE 250 Index, the ISE 100 Index and the ISE 50 Index, Including Long-Term Options 2005-07-01T00:00:00-07:00 2005-07-01T00:00:00-07:00 E5-3456 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-01/pdf/E5-3456.pdf