Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/07?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-04-26T20:48:17-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4068.htmlNotice - Issuer Delisting; Notice of Application of NOVA Gas Transmission Ltd. To Withdraw Its 77/82005-07-29T00:00:00-07:002005-07-29T00:00:00-07:00E5-4068Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4068.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4064.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain Procedures With Respect to the OCC's Stock Loan/Borrow Program2005-07-29T00:00:00-07:002005-07-29T00:00:00-07:00E5-4064Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4064.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4063.htmlNotice - Issuer Delisting; Notice of Application of TransMontaigne Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC2005-07-29T00:00:00-07:002005-07-29T00:00:00-07:00E5-4063Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4063.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4062.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to NASD's Direct Authority for the Activities Related to or in Support of Trading in Over-the-Counter Equity Securities2005-07-29T00:00:00-07:002005-07-29T00:00:00-07:00E5-4062Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4062.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4027.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 8.3A Relating to Class Quoting Limits2005-07-29T00:00:00-07:002005-07-29T00:00:00-07:00E5-4027Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4027.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4026.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 to the Proposed Rule Change to Implement a Fully-Automated Electronic Book for the Display and Execution of Orders in Securities That Are Not Assigned to a Specialist2005-07-29T00:00:00-07:002005-07-29T00:00:00-07:00E5-4026Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4026.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4025.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Create the ModelView Entitlement, an Historical Data Product Designed To Provide the Aggregate Amount of Both Displayed and Reserve Size Liquidity in the Nasdaq Market Center at Each Price Level2005-07-29T00:00:00-07:002005-07-29T00:00:00-07:00E5-4025Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4025.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4024.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Order Auction2005-07-29T00:00:00-07:002005-07-29T00:00:00-07:00E5-4024Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4024.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4023.htmlNotice - Issuer Delisting; Notice of Application of General Dynamics Corporation To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Pacific Exchange, Inc.2005-07-29T00:00:00-07:002005-07-29T00:00:00-07:00E5-4023Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4023.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/29/05-15121.htmlNotice - In the Matter of UCAP, Inc.; Order of Suspension of Trading2005-07-29T00:00:00-07:002005-07-29T00:00:00-07:0005-15121Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/05-15121.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/29/05-15120.htmlNotice - In the Matter of Greyfield Capital, Inc.; Order of Suspension of Trading2005-07-29T00:00:00-07:002005-07-29T00:00:00-07:0005-15120Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/05-15120.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/29/05-15000.htmlRule - Technical Amendments to Rules Setting Forth the Method for Determining Market Capitalization and Dollar Value of Average Daily Trading Volume; Application of the Definition of Narrow-Based Security Index2005-07-29T00:00:00-07:002005-07-29T00:00:00-07:0005-15000Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/05-15000.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4019.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of Its Prospective Fee Reduction Program2005-07-28T00:00:00-07:002005-07-28T00:00:00-07:00E5-4019Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4019.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4018.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Modified ROS Opening Procedure2005-07-28T00:00:00-07:002005-07-28T00:00:00-07:00E5-4018Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4018.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4017.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform Its Year-End Financial Reporting Deadline Applicable to Clearing Members Primarily Regulated as Futures Commission Merchants With the Commodity Futures Trading Commission's Regulations2005-07-28T00:00:00-07:002005-07-28T00:00:00-07:00E5-4017Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4017.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4016.htmlNotice - Proposed Collection; Comment Request2005-07-28T00:00:00-07:002005-07-28T00:00:00-07:00E5-4016Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4016.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4015.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Extension of a Pilot Program Relating to Transaction Charges Applicable to Linkage “P” and “P/A” Orders2005-07-28T00:00:00-07:002005-07-28T00:00:00-07:00E5-4015Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4015.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4014.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change Relating to Exchange Fees and Charges2005-07-28T00:00:00-07:002005-07-28T00:00:00-07:00E5-4014Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4014.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4013.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Enhancement of the SMART/Track Service2005-07-28T00:00:00-07:002005-07-28T00:00:00-07:00E5-4013Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4013.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/28/05-15103.htmlNotice - Sunshine Act Meeting2005-07-28T00:00:00-07:002005-07-28T00:00:00-07:0005-15103Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/05-15103.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-4002.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval to the Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Modifying Pricing for Non-Members Using Nasdaq's Brut Facility2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-4002Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-4002.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-4001.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Modify Its Rate Schedule Retroactively to January 1, 2002 To Cap the Fees on Multiple Options Issues Transfers2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-4001Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-4001.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-4000.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to an Amendment to Section 703.16 of the Listed Company Manual Regarding Dissemination of Index Value and Indicative Value2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-4000Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-4000.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3999.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3999Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3999.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3998.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards and Position Limits for Broad-Based Index Options2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3998Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3998.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3997.htmlNotice - Issuer Delisting; Notice of Application of General Dynamics Corporation to Withdraw its Common Stock, $1.00 par value, from Listing and Registration on the Chicago Stock Exchange, Inc.2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3997Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3997.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3996.htmlNotice - Issuer Delisting; Notice of Application of Corrpro Companies, Inc. to Withdraw its Common Stock, no par value, from Listing and Registration on the American Stock Exchange LLC2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3996Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3996.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3992.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Extend the Pilot Program for Preferenced Orders2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3992Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3992.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3991.htmlNotice - Issuer Delisting; Notice of Application of NL Industries, Inc. To Withdraw its Common Stock, $.125 par Value, From Listing and Registration on the Pacific Exchange, Inc.2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3991Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3991.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3990.htmlNotice - Issuer Delisting; Notice of Application of The Zweig Fund, Inc. To Withdraw its Common Stock, $.10 par Value, From Listing and Registration on the Pacific Exchange, Inc.2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3990Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3990.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3989.htmlNotice - Self Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Interpretation of a Rule Change Submission and Making Certain Technical Changes2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3989Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3989.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3988.htmlNotice - Issuer Delisting; Notice of Application of Valhi, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc.2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3988Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3988.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3987.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Procedure for Fine Waivers and To Make Other Technical and Administrative Amendments2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3987Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3987.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3986.htmlNotice - Joint Industry Plan; Notice Filing of Amendment No. 17 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Modifying the 80/20 Test for Determining Limitations on Principal Order Access to Linkage2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3986.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3985.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3985Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3985.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3984.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in Options on a Pilot Basis2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3984Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3984.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3983.htmlNotice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to the 80/20 Test of the Plan for the Purpose of Creating and Operating an Intermarket Linkage2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3983Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3983.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3982.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Establishing a De Minimus Exception to the 80/20 Test Relating to Linkage Trades on the Boston Options Exchange2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3982Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3982.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3981.htmlNotice - Self-Regulatory Organizations; The Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Establishing a De Minimus Exception to the 80/20 Test2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3981Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3981.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3980.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to Standards for Manual Execution of Market and Marketable Limit Orders2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3980Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3980.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3979.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3979Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3979.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3978.htmlNotice - Self-Regulatory Organizations; The Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Sending Principal Orders Via the Intermarket Options Linkage2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3978Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3978.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3977.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Automatic Execution of Option Transactions During Crossed Markets2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3977Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3977.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3976.htmlNotice - Issuer Delisting; Notice of Application of Kimberly-Clark Corporation to Withdraw its Common Stock, $1.25 Par Value, From Listing and Registration on the Chicago Stock Exchange, Inc. File No. 1-002252005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3976Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3976.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3975.htmlNotice - Issuer Delisting; Notice of Application of The Zweig Total Return Fund, Inc. to Withdraw Its Common Stock, $.001 Par value, From Listing and Registration on the Pacific Exchange, Inc.2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:00E5-3975Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3975.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/27/05-14712.htmlRule - Rulemaking for EDGAR System2005-07-27T00:00:00-07:002005-07-27T00:00:00-07:0005-14712Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/05-14712.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3972.htmlNotice - Issuer Delisting; Notice of Application of Marine Products Corporation To Withdraw its Common Stock, $.10 Par Value, From Listing and Registration on the American Stock Exchange LLC2005-07-26T00:00:00-07:002005-07-26T00:00:00-07:00E5-3972Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-26/pdf/E5-3972.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3971.htmlNotice - Issuer Delisting; Notice of Application of Allied Holdings, Inc. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC2005-07-26T00:00:00-07:002005-07-26T00:00:00-07:00E5-3971Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-26/pdf/E5-3971.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3970.htmlNotice - Issuer Delisting; Notice of Application of Puradyn Filter Technologies Incorporated to Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-119912005-07-26T00:00:00-07:002005-07-26T00:00:00-07:00E5-3970Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-26/pdf/E5-3970.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3969.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change Establishing a de minimus Exception to the 80/20 Test2005-07-26T00:00:00-07:002005-07-26T00:00:00-07:00E5-3969Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-26/pdf/E5-3969.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3928.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Reporting of Data to Clearing Firms by Correspondent Firms2005-07-26T00:00:00-07:002005-07-26T00:00:00-07:00E5-3928Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-26/pdf/E5-3928.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/26/05-14802.htmlNotice - In the Matter of Host America Corporation; Order of Suspension of Trading2005-07-26T00:00:00-07:002005-07-26T00:00:00-07:0005-14802Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-26/pdf/05-14802.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/25/E5-3947.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Rule 80A (Index Arbitrage Trading Restrictions) To Calculate Limitations on Index Arbitrage Trading Based on the NYSE Composite Index, Replacing the Current Usage of the Dow Jones Industrial Average2005-07-25T00:00:00-07:002005-07-25T00:00:00-07:00E5-3947Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-25/pdf/E5-3947.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/25/E5-3946.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Relating to Complex Orders on the PCX Plus System2005-07-25T00:00:00-07:002005-07-25T00:00:00-07:00E5-3946Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-25/pdf/E5-3946.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/25/E5-3945.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Impose a New Licensing Fee in Connection With the Firm-Related Equity Option and Index Option Fee Cap2005-07-25T00:00:00-07:002005-07-25T00:00:00-07:00E5-3945Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-25/pdf/E5-3945.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/25/E5-3944.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Official Statement Delivery Requirements Under Rule G-32, Rule G-36, and Rule G-112005-07-25T00:00:00-07:002005-07-25T00:00:00-07:00E5-3944Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-25/pdf/E5-3944.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3916.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to DPM Obligations for Maintaining Backup Autoquote Systems2005-07-22T00:00:00-07:002005-07-22T00:00:00-07:00E5-3916Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/E5-3916.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3915.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to a New Customers' Lien Account2005-07-22T00:00:00-07:002005-07-22T00:00:00-07:00E5-3915Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/E5-3915.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3914.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Unsegregation of Long Option Positions2005-07-22T00:00:00-07:002005-07-22T00:00:00-07:00E5-3914Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/E5-3914.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3913.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange; Notice of Filing of Proposed Rule Change Relating to Trade Shredding2005-07-22T00:00:00-07:002005-07-22T00:00:00-07:00E5-3913Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/E5-3913.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3912.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Reflect Nasdaq's Separation From NASD Upon Nasdaq's Anticipated Approval as a National Securities Exchange2005-07-22T00:00:00-07:002005-07-22T00:00:00-07:00E5-3912Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/E5-3912.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/22/05-14647.htmlNotice - Sunshine Act Meeting2005-07-22T00:00:00-07:002005-07-22T00:00:00-07:0005-14647Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/05-14647.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/22/05-14229.htmlRule - Removal From Listing and Registration of Securities Pursuant to Section 12(d) of the Securities Exchange Act of 19342005-07-22T00:00:00-07:002005-07-22T00:00:00-07:0005-14229Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/05-14229.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3903.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers; Notice of Filing of Proposed Rule and Amendment No. 1 Thereto Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities; Corrected2005-07-21T00:00:00-07:002005-07-21T00:00:00-07:00E5-3903Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3903.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3901.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reducing Clearing Fees for Securities Option Contracts2005-07-21T00:00:00-07:002005-07-21T00:00:00-07:00E5-3901Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3901.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3900.htmlNotice - Advisory Committee on Smaller Public Companies2005-07-21T00:00:00-07:002005-07-21T00:00:00-07:00E5-3900Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3900.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3873.htmlNotice - Proposed Collection; Comment Request2005-07-21T00:00:00-07:002005-07-21T00:00:00-07:00E5-3873Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3873.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3872.htmlNotice - Proposed Collection; Comment Request2005-07-21T00:00:00-07:002005-07-21T00:00:00-07:00E5-3872Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3872.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3871.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing To Conduct Connectivity Testing2005-07-21T00:00:00-07:002005-07-21T00:00:00-07:00E5-3871Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3871.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3870.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Customer Portfolio and Cross-Margining Requirements2005-07-21T00:00:00-07:002005-07-21T00:00:00-07:00E5-3870Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3870.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/21/05-14460.htmlNotice - 05-144602005-07-21T00:00:00-07:002005-07-21T00:00:00-07:0005-14460Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14460.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/21/05-14444.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Representation in Arbitration and Mediation2005-07-21T00:00:00-07:002005-07-21T00:00:00-07:0005-14444Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14444.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/21/05-14316.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Customer Portfolio and Cross-Margining Requirements2005-07-21T00:00:00-07:002005-07-21T00:00:00-07:0005-14316Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14316.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/21/05-14311.htmlRule - Use of Form S-8, Form 8-K, and Form 20-F by Shell Companies2005-07-21T00:00:00-07:002005-07-21T00:00:00-07:0005-14311Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14311.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3865.htmlNotice - Proposed Collection; Comment Request2005-07-20T00:00:00-07:002005-07-20T00:00:00-07:00E5-3865Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/E5-3865.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3864.htmlNotice - Proposed Collection, Comment Request2005-07-20T00:00:00-07:002005-07-20T00:00:00-07:00E5-3864Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/E5-3864.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3863.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a One-Year Pilot Extension for the Price Improvement Mechanism2005-07-20T00:00:00-07:002005-07-20T00:00:00-07:00E5-3863Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/E5-3863.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3861.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges2005-07-20T00:00:00-07:002005-07-20T00:00:00-07:00E5-3861Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/E5-3861.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3860.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Increasing the Class Quoting Limit in Options on DIAMONDS®2005-07-20T00:00:00-07:002005-07-20T00:00:00-07:00E5-3860Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/E5-3860.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/20/C5-13855.htmlNotice - Final Supplemental Environmental Impact Statement for the Wyoming Valley Levee Raising Project, Wilkes-Barre, PA2005-07-20T00:00:00-07:002005-07-20T00:00:00-07:00C5-13855Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/C5-13855.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/20/C5-12886.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Membership Dues Fee2005-07-20T00:00:00-07:002005-07-20T00:00:00-07:00C5-12886Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/C5-12886.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/20/05-14306.htmlNotice - In the Matter of Secure Solutions Holdings, Inc.; Order of Suspension of Trading2005-07-20T00:00:00-07:002005-07-20T00:00:00-07:0005-14306Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/05-14306.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/20/05-14305.htmlNotice - In the Matter of NetCurrents Information Services, Inc.; Order of Suspension of Trading2005-07-20T00:00:00-07:002005-07-20T00:00:00-07:0005-14305Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/05-14305.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/20/05-14235.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto To Extend the Closing Time of Crossing Session II, and To Amend Its Crossing Sessions III and IV To Eliminate the Share Size Restriction and the Process by Which an Order Is Executed if There Is No Execution Prior to 4 p.m.2005-07-20T00:00:00-07:002005-07-20T00:00:00-07:0005-14235Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/05-14235.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3832.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 440H Relating to Activity Assessment Fees2005-07-19T00:00:00-07:002005-07-19T00:00:00-07:00E5-3832Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3832.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3831.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit a Limited Suspension of Exchange Membership Transactions to Allow for the Dissemination of Information Deemed Material to the Value of Exchange Memberships2005-07-19T00:00:00-07:002005-07-19T00:00:00-07:00E5-3831Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3831.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3830.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc; Order Granting Approval of a Proposed Rule Change To Remove Incorrect Reference in Its Rule Relating to Failure To Honor an Arbitration Award2005-07-19T00:00:00-07:002005-07-19T00:00:00-07:00E5-3830Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3830.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3829.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Modify the Designated Primary Market-Maker Participation Entitlement for Orders Specifying a Preferred DPM2005-07-19T00:00:00-07:002005-07-19T00:00:00-07:00E5-3829Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3829.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3828.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of PAR Officials2005-07-19T00:00:00-07:002005-07-19T00:00:00-07:00E5-3828Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3828.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3812.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To List and Trade Short Term Option Series2005-07-19T00:00:00-07:002005-07-19T00:00:00-07:00E5-3812Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3812.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3811.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend By-Laws and Rules To Accommodate Short-Term Options Proposed for Trading by the Chicago Board Options Exchange, Inc., the American Stock Exchange, LLC, the International Securities Exchange, Inc., and the Pacific Exchange, Inc.2005-07-19T00:00:00-07:002005-07-19T00:00:00-07:00E5-3811Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3811.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3810.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade One Week Option Series2005-07-19T00:00:00-07:002005-07-19T00:00:00-07:00E5-3810Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3810.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/18/E5-3788.htmlNotice - Proposed Collection; Comment Request2005-07-18T00:00:00-07:002005-07-18T00:00:00-07:00E5-3788Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-18/pdf/E5-3788.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/18/E5-3787.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Order Granting Approval to Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Composition of NSX's Board of Directors and Committees2005-07-18T00:00:00-07:002005-07-18T00:00:00-07:00E5-3787Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-18/pdf/E5-3787.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/18/E5-3786.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Short Term Option Series2005-07-18T00:00:00-07:002005-07-18T00:00:00-07:00E5-3786Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-18/pdf/E5-3786.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/18/E5-3785.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Short Term Option Series2005-07-18T00:00:00-07:002005-07-18T00:00:00-07:00E5-3785Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-18/pdf/E5-3785.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3775.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Establish Rules for the Trading of Unlisted Debt Securities on the Exchange's Automated Bond System2005-07-15T00:00:00-07:002005-07-15T00:00:00-07:00E5-3775Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3775.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3773.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Adopt a Revenue Sharing Program for Trades in Tape B Securities2005-07-15T00:00:00-07:002005-07-15T00:00:00-07:00E5-3773Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3773.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3772.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change Relating to the Composition of the CBOE's Modified Trading System Appointments Committee2005-07-15T00:00:00-07:002005-07-15T00:00:00-07:00E5-3772Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3772.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3771.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Extend Pilots Relating to Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Trading Privileges Basis2005-07-15T00:00:00-07:002005-07-15T00:00:00-07:00E5-3771Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3771.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3770.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Provide Written Explanations in Arbitration Awards Upon the Request of Customers, or of Associated Persons in Industry Controversies2005-07-15T00:00:00-07:002005-07-15T00:00:00-07:00E5-3770Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3770.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3769.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Obvious Error Rule for Equity Options2005-07-15T00:00:00-07:002005-07-15T00:00:00-07:00E5-3769Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3769.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3747.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend Its Summary Fine Schedule for Position Limit Violations2005-07-14T00:00:00-07:002005-07-14T00:00:00-07:00E5-3747Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3747.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3746.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend NASD's Minor Rule Violation Plan2005-07-14T00:00:00-07:002005-07-14T00:00:00-07:00E5-3746Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3746.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3745.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Assignment of RAES Orders to Logged-In Market-Makers Participating on RAES2005-07-14T00:00:00-07:002005-07-14T00:00:00-07:00E5-3745Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3745.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3743.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Article XX, Rule 37(a)(3) of Its Rules To Eliminate Its Requirement That Specialists Guarantee Execution of Limit Orders When Certain Conditions Occur in Another Market2005-07-14T00:00:00-07:002005-07-14T00:00:00-07:00E5-3743Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3743.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3742.htmlNotice - Notice of an Application of the New York Stock Exchange, Inc. for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 and Request for Comment2005-07-14T00:00:00-07:002005-07-14T00:00:00-07:00E5-3742Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3742.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3730.htmlNotice - Intermarket Trading System; Order Granting Approval of the Twenty First Amendment to the ITS Plan Relating to the Recognition of the Automatic Generation of Outgoing ITS Commitments2005-07-14T00:00:00-07:002005-07-14T00:00:00-07:00E5-3730Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3730.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3729.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Add New Account Identification Codes2005-07-14T00:00:00-07:002005-07-14T00:00:00-07:00E5-3729Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3729.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3724.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Market Data Rebate Program To Allow Equity Trading Permit Holders To Receive Rebates on an Estimated Basis2005-07-14T00:00:00-07:002005-07-14T00:00:00-07:00E5-3724Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3724.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3722.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Temporary Reallocation of Securities Among Specialists2005-07-14T00:00:00-07:002005-07-14T00:00:00-07:00E5-3722Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3722.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3721.htmlNotice - Filing Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-07-14T00:00:00-07:002005-07-14T00:00:00-07:00E5-3721Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3721.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3720.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Require Members That Use Appendix E To Calculate Net Capital To File Supplemental and Alternative Reports2005-07-14T00:00:00-07:002005-07-14T00:00:00-07:00E5-3720Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3720.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/14/05-13842.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses2005-07-14T00:00:00-07:002005-07-14T00:00:00-07:0005-13842Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/05-13842.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3712.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Odd-Lots in Nasdaq Securities2005-07-13T00:00:00-07:002005-07-13T00:00:00-07:00E5-3712Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3712.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3711.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change to Provide for a 10-Day Notice Requirement Before a Party Issues a Subpoena to a Non-Party for Pre-Hearing Discovery2005-07-13T00:00:00-07:002005-07-13T00:00:00-07:00E5-3711Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3711.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3710.htmlNotice - Submission for OMB Review; Comment Request2005-07-13T00:00:00-07:002005-07-13T00:00:00-07:00E5-3710Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3710.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3709.htmlNotice - Submission for OMB Review; Comment Request2005-07-13T00:00:00-07:002005-07-13T00:00:00-07:00E5-3709Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3709.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3708.htmlNotice - Securities Exchange Act of 1934; Release No. 51984/July 7, 2005; In the Matter of: The Philadelphia Stock Exchange, Inc.; Order of Summary Abrogation2005-07-13T00:00:00-07:002005-07-13T00:00:00-07:00E5-3708Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3708.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/13/05-13737.htmlRule - Amendments to the Penny Stock Rules2005-07-13T00:00:00-07:002005-07-13T00:00:00-07:0005-13737Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/05-13737.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/13/05-13715.htmlNotice - Proposed Collection; Comment Request2005-07-13T00:00:00-07:002005-07-13T00:00:00-07:0005-13715Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/05-13715.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/13/05-13712.htmlNotice - Proposed Collection; Comment Request2005-07-13T00:00:00-07:002005-07-13T00:00:00-07:0005-13712Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/05-13712.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3684.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Revising Various Implementation Dates for the ANTE System2005-07-12T00:00:00-07:002005-07-12T00:00:00-07:00E5-3684Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3684.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3683.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto To Eliminate Rule 496 and To Amend the Listed Company Manual Relating to Transfer Agents2005-07-12T00:00:00-07:002005-07-12T00:00:00-07:00E5-3683Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3683.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3682.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Nikkei 225 Index2005-07-12T00:00:00-07:002005-07-12T00:00:00-07:00E5-3682Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3682.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3667.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Facilitation of Complex Orders2005-07-12T00:00:00-07:002005-07-12T00:00:00-07:00E5-3667Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3667.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3666.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Obvious Error Rules2005-07-12T00:00:00-07:002005-07-12T00:00:00-07:00E5-3666Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3666.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3665.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to a Prohibition on Using a Layoff Service Unless the Service Provides Required Information to the Exchange2005-07-12T00:00:00-07:002005-07-12T00:00:00-07:00E5-3665Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3665.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3664.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes2005-07-12T00:00:00-07:002005-07-12T00:00:00-07:00E5-3664Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3664.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3663.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-07-12T00:00:00-07:002005-07-12T00:00:00-07:00E5-3663Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3663.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/12/05-13710.htmlNotice - Sunshine Act Meeting2005-07-12T00:00:00-07:002005-07-12T00:00:00-07:0005-13710Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/05-13710.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/12/05-13605.htmlNotice - Issuer Delisting; Notice of Application of NutriSystem, Inc., To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC2005-07-12T00:00:00-07:002005-07-12T00:00:00-07:0005-13605Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/05-13605.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/12/05-13604.htmlNotice - Issuer Delisting; Notice of Application of AMETEK, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc. File No. 1-129812005-07-12T00:00:00-07:002005-07-12T00:00:00-07:0005-13604Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/05-13604.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/12/05-13603.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-07-12T00:00:00-07:002005-07-12T00:00:00-07:0005-13603Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/05-13603.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/12/05-13602.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to an Amendment to the Generic Listing Standards for Index-Linked Securities2005-07-12T00:00:00-07:002005-07-12T00:00:00-07:0005-13602Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/05-13602.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3624.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Relating to Manning Price-Improvement Standards for Decimals2005-07-11T00:00:00-07:002005-07-11T00:00:00-07:00E5-3624Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3624.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3623.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes for Transactions in Options on the Standard & Poor's Depository Receipts ® on a Retroactive Basis2005-07-11T00:00:00-07:002005-07-11T00:00:00-07:00E5-3623Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3623.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3622.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuation of a Quote Assist Feature in the ANTE System on a Pilot Basis2005-07-11T00:00:00-07:002005-07-11T00:00:00-07:00E5-3622Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3622.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3621.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Maximum Single Order Share Size Limits in Nasdaq's Brut Facility2005-07-11T00:00:00-07:002005-07-11T00:00:00-07:00E5-3621Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3621.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3620.htmlNotice - Self-Regulatory Organization; Chicago Mercantile Exchange; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards for Security Futures Products2005-07-11T00:00:00-07:002005-07-11T00:00:00-07:00E5-3620Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3620.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3619.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Charges for Communications Fees To Continue Operating Legacy Communication Networks2005-07-11T00:00:00-07:002005-07-11T00:00:00-07:00E5-3619Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3619.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3618.htmlNotice - Self-Regulatory Organization; Chicago Mercantile Exchange; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Rules Governing Contract Specifications for Physically Delivered Single Security Futures2005-07-11T00:00:00-07:002005-07-11T00:00:00-07:00E5-3618Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3618.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3617.htmlNotice - Self-Regulatory Organization; Chicago Mercantile Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rules Governing Security Futures Adjustments2005-07-11T00:00:00-07:002005-07-11T00:00:00-07:00E5-3617Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3617.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3616.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical Amendment to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business2005-07-11T00:00:00-07:002005-07-11T00:00:00-07:00E5-3616Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3616.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3615.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities Under MSRB Rule G-212005-07-11T00:00:00-07:002005-07-11T00:00:00-07:00E5-3615Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3615.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/11/05-13631.htmlNotice - In the Matter of Asia4Sale.com, Inc., Pacific Vision Group, Inc., and Idoleyez Corporation; Order of Suspension of Trading2005-07-11T00:00:00-07:002005-07-11T00:00:00-07:0005-13631Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/05-13631.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/11/05-13547.htmlNotice - Issuer Delisting; Notice of Application of American Power Conversion Corporation To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc.2005-07-11T00:00:00-07:002005-07-11T00:00:00-07:0005-13547Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/05-13547.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/11/05-13546.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Securities in Subpenny Increments2005-07-11T00:00:00-07:002005-07-11T00:00:00-07:0005-13546Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/05-13546.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/08/E5-3598.htmlNotice - Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Rule Interpretation Relating to Trading of Nasdaq National Market Securities in Subpenny Increments2005-07-08T00:00:00-07:002005-07-08T00:00:00-07:00E5-3598Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-08/pdf/E5-3598.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/08/E5-3594.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Hybrid Opening System2005-07-08T00:00:00-07:002005-07-08T00:00:00-07:00E5-3594Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-08/pdf/E5-3594.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/08/E5-3593.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Equity Option Specialist Deficit (Shortfall) Fee2005-07-08T00:00:00-07:002005-07-08T00:00:00-07:00E5-3593Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-08/pdf/E5-3593.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/08/E5-3592.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend an Existing Pilot Rule That Stipulates the Price Increment by Which Designated Dealers Must Better Customer Subpenny Orders2005-07-08T00:00:00-07:002005-07-08T00:00:00-07:00E5-3592Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-08/pdf/E5-3592.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/07/E5-3556.htmlNotice - Proposed Collection; Comment Request2005-07-07T00:00:00-07:002005-07-07T00:00:00-07:00E5-3556Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-07/pdf/E5-3556.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/07/E5-3555.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to an Amendment of Phlx Rule 10232005-07-07T00:00:00-07:002005-07-07T00:00:00-07:00E5-3555Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-07/pdf/E5-3555.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/07/05-13314.htmlRule - Investment Company Governance2005-07-07T00:00:00-07:002005-07-07T00:00:00-07:0005-13314Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-07/pdf/05-13314.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3544.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Non-Professional” and Use of TRACE Transaction Data2005-07-06T00:00:00-07:002005-07-06T00:00:00-07:00E5-3544Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3544.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3543.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material2005-07-06T00:00:00-07:002005-07-06T00:00:00-07:00E5-3543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3543.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3542.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Honorarium for Arbitrators Deciding Discovery-Related Motions2005-07-06T00:00:00-07:002005-07-06T00:00:00-07:00E5-3542Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3542.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3539.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 4452005-07-06T00:00:00-07:002005-07-06T00:00:00-07:00E5-3539Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3539.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3538.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto To Permit Lead Market Makers To Operate From a Remote Location2005-07-06T00:00:00-07:002005-07-06T00:00:00-07:00E5-3538Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3538.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3537.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for Non-Members Using the New Testing Facility2005-07-06T00:00:00-07:002005-07-06T00:00:00-07:00E5-3537Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3537.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3536.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for NASD Members Using the New Testing Facility2005-07-06T00:00:00-07:002005-07-06T00:00:00-07:00E5-3536Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3536.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/06/05-13329.htmlNotice - In the Matter of St. George Metals, Inc.; Order of Suspension of Trading2005-07-06T00:00:00-07:002005-07-06T00:00:00-07:0005-13329Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/05-13329.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/06/05-13233.htmlNotice - Issuer Delisting; Notice of Application of Leucadia National Corporation to Withdraw its Common Stock, $1.00 par value, from Listing and Registration on the Pacific Exchange, Inc.2005-07-06T00:00:00-07:002005-07-06T00:00:00-07:0005-13233Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/05-13233.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/06/05-13232.htmlNotice - Issuer Delisting; Notice of Application of Varian Medical Systems, Inc. To Withdraw its Common Stock, $1.00 Par Value, and Associated Preferred Stock Purchase Rights, From Listing and Registration on the Pacific Exchange, Inc.2005-07-06T00:00:00-07:002005-07-06T00:00:00-07:0005-13232Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/05-13232.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3460.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402005-07-01T00:00:00-07:002005-07-01T00:00:00-07:00E5-3460Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-01/pdf/E5-3460.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3459.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Relating to Back-up Trading Arrangements2005-07-01T00:00:00-07:002005-07-01T00:00:00-07:00E5-3459Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-01/pdf/E5-3459.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3458.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Proposed Uniform Branch Office Form (“Form BR”)2005-07-01T00:00:00-07:002005-07-01T00:00:00-07:00E5-3458Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-01/pdf/E5-3458.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3457.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to NYSE OpenBook® Exhibit C2005-07-01T00:00:00-07:002005-07-01T00:00:00-07:00E5-3457Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-01/pdf/E5-3457.pdfhttps://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3456.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and 2 Relating to Trading Options on Full and Reduced Values of the ISE 250 Index, the ISE 100 Index and the ISE 50 Index, Including Long-Term Options2005-07-01T00:00:00-07:002005-07-01T00:00:00-07:00E5-3456Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-01/pdf/E5-3456.pdf