<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/07/29?registers=between Fri, 22 Nov 2024 04:53:49 -0800 Fri, 22 Nov 2024 04:53:49 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/07/29?registers=between Notice - Issuer Delisting; Notice of Application of NOVA Gas Transmission Ltd. To Withdraw Its 77/8 https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4068.html https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4068.html Fri, 29 Jul 2005 00:00:00 -0700 E5-4068 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4068.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain Procedures With Respect to the OCC's Stock Loan/Borrow Program https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4064.html https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4064.html Fri, 29 Jul 2005 00:00:00 -0700 E5-4064 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4064.pdf Notice - Issuer Delisting; Notice of Application of TransMontaigne Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4063.html https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4063.html Fri, 29 Jul 2005 00:00:00 -0700 E5-4063 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4063.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to NASD's Direct Authority for the Activities Related to or in Support of Trading in Over-the-Counter Equity Securities https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4062.html https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4062.html Fri, 29 Jul 2005 00:00:00 -0700 E5-4062 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4062.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 8.3A Relating to Class Quoting Limits https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4027.html https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4027.html Fri, 29 Jul 2005 00:00:00 -0700 E5-4027 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4027.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 to the Proposed Rule Change to Implement a Fully-Automated Electronic Book for the Display and Execution of Orders in Securities That Are Not Assigned to a Specialist https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4026.html https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4026.html Fri, 29 Jul 2005 00:00:00 -0700 E5-4026 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4026.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Create the ModelView Entitlement, an Historical Data Product Designed To Provide the Aggregate Amount of Both Displayed and Reserve Size Liquidity in the Nasdaq Market Center at Each Price Level https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4025.html https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4025.html Fri, 29 Jul 2005 00:00:00 -0700 E5-4025 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4025.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Order Auction https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4024.html https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4024.html Fri, 29 Jul 2005 00:00:00 -0700 E5-4024 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4024.pdf Notice - Issuer Delisting; Notice of Application of General Dynamics Corporation To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4023.html https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4023.html Fri, 29 Jul 2005 00:00:00 -0700 E5-4023 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4023.pdf Notice - In the Matter of UCAP, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/07/29/05-15121.html https://regulations.justia.com/regulations/fedreg/2005/07/29/05-15121.html Fri, 29 Jul 2005 00:00:00 -0700 05-15121 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/05-15121.pdf Notice - In the Matter of Greyfield Capital, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/07/29/05-15120.html https://regulations.justia.com/regulations/fedreg/2005/07/29/05-15120.html Fri, 29 Jul 2005 00:00:00 -0700 05-15120 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/05-15120.pdf Rule - Technical Amendments to Rules Setting Forth the Method for Determining Market Capitalization and Dollar Value of Average Daily Trading Volume; Application of the Definition of Narrow-Based Security Index https://regulations.justia.com/regulations/fedreg/2005/07/29/05-15000.html https://regulations.justia.com/regulations/fedreg/2005/07/29/05-15000.html Fri, 29 Jul 2005 00:00:00 -0700 05-15000 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/05-15000.pdf