Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/07/27?limit=200&registers=between&mode=atom 2024-04-19T18:53:19-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-4002.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval to the Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Modifying Pricing for Non-Members Using Nasdaq's Brut Facility 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-4002 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-4002.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-4001.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Modify Its Rate Schedule Retroactively to January 1, 2002 To Cap the Fees on Multiple Options Issues Transfers 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-4001 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-4001.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-4000.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to an Amendment to Section 703.16 of the Listed Company Manual Regarding Dissemination of Index Value and Indicative Value 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-4000 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-4000.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3999.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3999 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3999.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3998.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards and Position Limits for Broad-Based Index Options 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3998 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3998.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3997.html Notice - Issuer Delisting; Notice of Application of General Dynamics Corporation to Withdraw its Common Stock, $1.00 par value, from Listing and Registration on the Chicago Stock Exchange, Inc. 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3997 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3997.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3996.html Notice - Issuer Delisting; Notice of Application of Corrpro Companies, Inc. to Withdraw its Common Stock, no par value, from Listing and Registration on the American Stock Exchange LLC 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3996 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3996.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3992.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Extend the Pilot Program for Preferenced Orders 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3992 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3992.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3991.html Notice - Issuer Delisting; Notice of Application of NL Industries, Inc. To Withdraw its Common Stock, $.125 par Value, From Listing and Registration on the Pacific Exchange, Inc. 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3991 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3991.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3990.html Notice - Issuer Delisting; Notice of Application of The Zweig Fund, Inc. To Withdraw its Common Stock, $.10 par Value, From Listing and Registration on the Pacific Exchange, Inc. 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3990 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3990.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3989.html Notice - Self Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Interpretation of a Rule Change Submission and Making Certain Technical Changes 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3989 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3989.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3988.html Notice - Issuer Delisting; Notice of Application of Valhi, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc. 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3988 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3988.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3987.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Procedure for Fine Waivers and To Make Other Technical and Administrative Amendments 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3987 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3987.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3986.html Notice - Joint Industry Plan; Notice Filing of Amendment No. 17 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Modifying the 80/20 Test for Determining Limitations on Principal Order Access to Linkage 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3986 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3986.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3985.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3985 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3985.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3984.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in Options on a Pilot Basis 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3984 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3984.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3983.html Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to the 80/20 Test of the Plan for the Purpose of Creating and Operating an Intermarket Linkage 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3983 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3983.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3982.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Establishing a De Minimus Exception to the 80/20 Test Relating to Linkage Trades on the Boston Options Exchange 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3982 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3982.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3981.html Notice - Self-Regulatory Organizations; The Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Establishing a De Minimus Exception to the 80/20 Test 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3981 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3981.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3980.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to Standards for Manual Execution of Market and Marketable Limit Orders 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3980 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3980.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3979.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3979 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3979.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3978.html Notice - Self-Regulatory Organizations; The Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Sending Principal Orders Via the Intermarket Options Linkage 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3978 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3978.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3977.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Automatic Execution of Option Transactions During Crossed Markets 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3977 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3977.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3976.html Notice - Issuer Delisting; Notice of Application of Kimberly-Clark Corporation to Withdraw its Common Stock, $1.25 Par Value, From Listing and Registration on the Chicago Stock Exchange, Inc. File No. 1-00225 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3976 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3976.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3975.html Notice - Issuer Delisting; Notice of Application of The Zweig Total Return Fund, Inc. to Withdraw Its Common Stock, $.001 Par value, From Listing and Registration on the Pacific Exchange, Inc. 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 E5-3975 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3975.pdf https://regulations.justia.com/regulations/fedreg/2005/07/27/05-14712.html Rule - Rulemaking for EDGAR System 2005-07-27T00:00:00-07:00 2005-07-27T00:00:00-07:00 05-14712 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/05-14712.pdf