<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/07/21?registers=between Fri, 03 May 2024 19:04:46 -0700 Fri, 03 May 2024 19:04:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/07/21?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers; Notice of Filing of Proposed Rule and Amendment No. 1 Thereto Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities; Corrected https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3903.html https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3903.html Thu, 21 Jul 2005 00:00:00 -0700 E5-3903 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3903.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reducing Clearing Fees for Securities Option Contracts https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3901.html https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3901.html Thu, 21 Jul 2005 00:00:00 -0700 E5-3901 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3901.pdf Notice - Advisory Committee on Smaller Public Companies https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3900.html https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3900.html Thu, 21 Jul 2005 00:00:00 -0700 E5-3900 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3900.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3873.html https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3873.html Thu, 21 Jul 2005 00:00:00 -0700 E5-3873 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3873.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3872.html https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3872.html Thu, 21 Jul 2005 00:00:00 -0700 E5-3872 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3872.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing To Conduct Connectivity Testing https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3871.html https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3871.html Thu, 21 Jul 2005 00:00:00 -0700 E5-3871 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3871.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Customer Portfolio and Cross-Margining Requirements https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3870.html https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3870.html Thu, 21 Jul 2005 00:00:00 -0700 E5-3870 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3870.pdf Notice - 05-14460 https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14460.html https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14460.html Thu, 21 Jul 2005 00:00:00 -0700 05-14460 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14460.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Representation in Arbitration and Mediation https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14444.html https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14444.html Thu, 21 Jul 2005 00:00:00 -0700 05-14444 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14444.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Customer Portfolio and Cross-Margining Requirements https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14316.html https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14316.html Thu, 21 Jul 2005 00:00:00 -0700 05-14316 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14316.pdf Rule - Use of Form S-8, Form 8-K, and Form 20-F by Shell Companies https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14311.html https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14311.html Thu, 21 Jul 2005 00:00:00 -0700 05-14311 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14311.pdf