Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/07/15?limit=200&registers=between&mode=atom 2024-04-25T23:15:46-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3775.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Establish Rules for the Trading of Unlisted Debt Securities on the Exchange's Automated Bond System 2005-07-15T00:00:00-07:00 2005-07-15T00:00:00-07:00 E5-3775 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3775.pdf https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3773.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Adopt a Revenue Sharing Program for Trades in Tape B Securities 2005-07-15T00:00:00-07:00 2005-07-15T00:00:00-07:00 E5-3773 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3773.pdf https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3772.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change Relating to the Composition of the CBOE's Modified Trading System Appointments Committee 2005-07-15T00:00:00-07:00 2005-07-15T00:00:00-07:00 E5-3772 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3772.pdf https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3771.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Extend Pilots Relating to Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Trading Privileges Basis 2005-07-15T00:00:00-07:00 2005-07-15T00:00:00-07:00 E5-3771 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3771.pdf https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3770.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Provide Written Explanations in Arbitration Awards Upon the Request of Customers, or of Associated Persons in Industry Controversies 2005-07-15T00:00:00-07:00 2005-07-15T00:00:00-07:00 E5-3770 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3770.pdf https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3769.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Obvious Error Rule for Equity Options 2005-07-15T00:00:00-07:00 2005-07-15T00:00:00-07:00 E5-3769 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3769.pdf