<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/07/14?registers=between Wed, 01 May 2024 18:46:46 -0700 Wed, 01 May 2024 18:46:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/07/14?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend Its Summary Fine Schedule for Position Limit Violations https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3747.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3747.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3747 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3747.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend NASD's Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3746.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3746.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3746 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3746.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Assignment of RAES Orders to Logged-In Market-Makers Participating on RAES https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3745.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3745.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3745 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3745.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Article XX, Rule 37(a)(3) of Its Rules To Eliminate Its Requirement That Specialists Guarantee Execution of Limit Orders When Certain Conditions Occur in Another Market https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3743.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3743.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3743 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3743.pdf Notice - Notice of an Application of the New York Stock Exchange, Inc. for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 and Request for Comment https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3742.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3742.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3742 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3742.pdf Notice - Intermarket Trading System; Order Granting Approval of the Twenty First Amendment to the ITS Plan Relating to the Recognition of the Automatic Generation of Outgoing ITS Commitments https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3730.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3730.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3730 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3730.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Add New Account Identification Codes https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3729.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3729.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3729 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3729.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Market Data Rebate Program To Allow Equity Trading Permit Holders To Receive Rebates on an Estimated Basis https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3724.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3724.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3724 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3724.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Temporary Reallocation of Securities Among Specialists https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3722.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3722.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3722 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3722.pdf Notice - Filing Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3721.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3721.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3721 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3721.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Require Members That Use Appendix E To Calculate Net Capital To File Supplemental and Alternative Reports https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3720.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3720.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3720 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3720.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses https://regulations.justia.com/regulations/fedreg/2005/07/14/05-13842.html https://regulations.justia.com/regulations/fedreg/2005/07/14/05-13842.html Thu, 14 Jul 2005 00:00:00 -0700 05-13842 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/05-13842.pdf