Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/07/14?limit=200&registers=between&mode=atom 2021-10-21T12:08:40-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3747.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend Its Summary Fine Schedule for Position Limit Violations 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3747 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3747.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3746.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend NASD's Minor Rule Violation Plan 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3746 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3746.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3745.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Assignment of RAES Orders to Logged-In Market-Makers Participating on RAES 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3745 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3745.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3743.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Article XX, Rule 37(a)(3) of Its Rules To Eliminate Its Requirement That Specialists Guarantee Execution of Limit Orders When Certain Conditions Occur in Another Market 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3743 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3743.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3742.html Notice - Notice of an Application of the New York Stock Exchange, Inc. for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 and Request for Comment 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3742 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3742.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3730.html Notice - Intermarket Trading System; Order Granting Approval of the Twenty First Amendment to the ITS Plan Relating to the Recognition of the Automatic Generation of Outgoing ITS Commitments 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3730 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3730.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3729.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Add New Account Identification Codes 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3729 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3729.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3724.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Market Data Rebate Program To Allow Equity Trading Permit Holders To Receive Rebates on an Estimated Basis 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3724 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3724.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3722.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Temporary Reallocation of Securities Among Specialists 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3722 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3722.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3721.html Notice - Filing Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3721 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3721.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3720.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Require Members That Use Appendix E To Calculate Net Capital To File Supplemental and Alternative Reports 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 E5-3720 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3720.pdf https://regulations.justia.com/regulations/fedreg/2005/07/14/05-13842.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses 2005-07-14T00:00:00-07:00 2005-07-14T00:00:00-07:00 05-13842 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/05-13842.pdf