<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/07/13?registers=between Thu, 02 May 2024 20:29:17 -0700 Thu, 02 May 2024 20:29:17 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/07/13?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Odd-Lots in Nasdaq Securities https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3712.html https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3712.html Wed, 13 Jul 2005 00:00:00 -0700 E5-3712 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3712.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change to Provide for a 10-Day Notice Requirement Before a Party Issues a Subpoena to a Non-Party for Pre-Hearing Discovery https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3711.html https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3711.html Wed, 13 Jul 2005 00:00:00 -0700 E5-3711 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3711.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3710.html https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3710.html Wed, 13 Jul 2005 00:00:00 -0700 E5-3710 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3710.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3709.html https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3709.html Wed, 13 Jul 2005 00:00:00 -0700 E5-3709 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3709.pdf Notice - Securities Exchange Act of 1934; Release No. 51984/July 7, 2005; In the Matter of: The Philadelphia Stock Exchange, Inc.; Order of Summary Abrogation https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3708.html https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3708.html Wed, 13 Jul 2005 00:00:00 -0700 E5-3708 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3708.pdf Rule - Amendments to the Penny Stock Rules https://regulations.justia.com/regulations/fedreg/2005/07/13/05-13737.html https://regulations.justia.com/regulations/fedreg/2005/07/13/05-13737.html Wed, 13 Jul 2005 00:00:00 -0700 05-13737 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/05-13737.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/07/13/05-13715.html https://regulations.justia.com/regulations/fedreg/2005/07/13/05-13715.html Wed, 13 Jul 2005 00:00:00 -0700 05-13715 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/05-13715.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/07/13/05-13712.html https://regulations.justia.com/regulations/fedreg/2005/07/13/05-13712.html Wed, 13 Jul 2005 00:00:00 -0700 05-13712 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/05-13712.pdf