Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/07/06?limit=200&registers=between&mode=atom 2024-11-25T02:37:20-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3544.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Non-Professional” and Use of TRACE Transaction Data 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 E5-3544 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3544.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3543.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 E5-3543 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3543.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3542.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Honorarium for Arbitrators Deciding Discovery-Related Motions 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 E5-3542 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3542.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3539.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 445 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 E5-3539 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3539.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3538.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto To Permit Lead Market Makers To Operate From a Remote Location 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 E5-3538 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3538.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3537.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for Non-Members Using the New Testing Facility 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 E5-3537 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3537.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3536.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for NASD Members Using the New Testing Facility 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 E5-3536 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3536.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/05-13329.html Notice - In the Matter of St. George Metals, Inc.; Order of Suspension of Trading 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 05-13329 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/05-13329.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/05-13233.html Notice - Issuer Delisting; Notice of Application of Leucadia National Corporation to Withdraw its Common Stock, $1.00 par value, from Listing and Registration on the Pacific Exchange, Inc. 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 05-13233 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/05-13233.pdf https://regulations.justia.com/regulations/fedreg/2005/07/06/05-13232.html Notice - Issuer Delisting; Notice of Application of Varian Medical Systems, Inc. To Withdraw its Common Stock, $1.00 Par Value, and Associated Preferred Stock Purchase Rights, From Listing and Registration on the Pacific Exchange, Inc. 2005-07-06T00:00:00-07:00 2005-07-06T00:00:00-07:00 05-13232 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/05-13232.pdf