<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/06?registers=between&min-day=1&max-day=30 Thu, 02 May 2024 16:37:47 -0700 Thu, 02 May 2024 16:37:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/06?registers=between&min-day=1&max-day=30 Notice - Issuer Delisting; Notice of Application of Canada Southern Petroleum Ltd. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3440.html https://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3440.html Thu, 30 Jun 2005 00:00:00 -0700 E5-3440 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/E5-3440.pdf Notice - Issuer Delisting; Notice of Application of Canada Southern Petroleum Ltd. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the Boston Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3439.html https://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3439.html Thu, 30 Jun 2005 00:00:00 -0700 E5-3439 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/E5-3439.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Amending the Arbitration Fees Applicable to Certain Statutory Employment Discrimination Claims https://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3438.html https://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3438.html Thu, 30 Jun 2005 00:00:00 -0700 E5-3438 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/E5-3438.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Release of Information Through the Public Disclosure Program https://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3437.html https://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3437.html Thu, 30 Jun 2005 00:00:00 -0700 E5-3437 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/E5-3437.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Ongoing Qualification of the Members of NSX's Board of Directors https://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3432.html https://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3432.html Thu, 30 Jun 2005 00:00:00 -0700 E5-3432 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/E5-3432.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency https://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3431.html https://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3431.html Thu, 30 Jun 2005 00:00:00 -0700 E5-3431 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/E5-3431.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Membership Dues Fee https://regulations.justia.com/regulations/fedreg/2005/06/30/05-12886.html https://regulations.justia.com/regulations/fedreg/2005/06/30/05-12886.html Thu, 30 Jun 2005 00:00:00 -0700 05-12886 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/05-12886.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Amendment No. 5 to a Proposed Rule Change Relating to Enhancements to the Exchange's Existing Automatic Execution Facility Pilot (NYSE Direct+®) https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3386.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3386.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3386 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3386.pdf Notice - Self-Regulatory Organizations: Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Electronic Submission of Financial Reports https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3385.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3385.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3385 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3385.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes for Transactions in Options on the Standard & Poor's Depository Receipts® https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3384.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3384.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3384 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3384.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow and Directed Orders https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3383.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3383.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3383 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3383.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Require Semi-Annual Financial Reporting by Foreign Private Issuers https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3382.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3382.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3382 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3382.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Trade Submission Requirements and Pre-Netting https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3381.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3381.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3381 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3381.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Rescind the “Nine-Bond” Rule https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3380.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3380.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3380 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3380.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and No. 3 Thereto To Adopt Rule 405A (“Non-Managed Fee-Based Account Programs-Disclosure and Monitoring”) https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3379.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3379.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3379 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3379.pdf Notice - Issuer Delisting; Notice of Application of TurboChef Technologies Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-32334 https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3369.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3369.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3369 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3369.pdf Notice - Issuer Delisting; Notice of Application of Brooke Corporation To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-13698 https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3368.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3368.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3368 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3368.pdf Rule - Regulation NMS https://regulations.justia.com/regulations/fedreg/2005/06/29/05-11802.html https://regulations.justia.com/regulations/fedreg/2005/06/29/05-11802.html Wed, 29 Jun 2005 00:00:00 -0700 05-11802 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/05-11802.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To Expand the Types of Trusts Permitted to Directly Own Amex Memberships https://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3349.html https://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3349.html Tue, 28 Jun 2005 00:00:00 -0700 E5-3349 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/E5-3349.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Create an Enterprise License Fee for the TotalView Entitlement https://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3348.html https://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3348.html Tue, 28 Jun 2005 00:00:00 -0700 E5-3348 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/E5-3348.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Amend Sections 1101, 134, and 1003 of the Amex Company Guide To Make Clarifying and Simplifying Changes Relating To Filing and Notice Requirements With the Exchange Applicable to Amex Listed Issuers https://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3347.html https://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3347.html Tue, 28 Jun 2005 00:00:00 -0700 E5-3347 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/E5-3347.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40 https://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3346.html https://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3346.html Tue, 28 Jun 2005 00:00:00 -0700 E5-3346 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/E5-3346.pdf Notice - Issuer Delisting; Notice of Application of CSX Transportation, Inc. To Withdraw Its Monon Railroad 6 Percent Income Debentures (Due January 1, 2007), From Listing and Registration on the New York Stock Exchange, Inc. File No. 1-03359 https://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3338.html https://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3338.html Tue, 28 Jun 2005 00:00:00 -0700 E5-3338 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/E5-3338.pdf Notice - Busybox.com, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/06/28/05-12835.html https://regulations.justia.com/regulations/fedreg/2005/06/28/05-12835.html Tue, 28 Jun 2005 00:00:00 -0700 05-12835 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/05-12835.pdf Notice - List of Foreign Issuers That Have Submitted Information Under the Exemption Relating to Certain Foreign Securities https://regulations.justia.com/regulations/fedreg/2005/06/28/05-12663.html https://regulations.justia.com/regulations/fedreg/2005/06/28/05-12663.html Tue, 28 Jun 2005 00:00:00 -0700 05-12663 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/05-12663.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Submission of Immediate or Cancel CHXpress Orders https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3334.html https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3334.html Mon, 27 Jun 2005 00:00:00 -0700 E5-3334 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3334.pdf Notice - Issuer Delisting; Notice of Application of IVAX Diagnostics, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the Boston Stock Exchange, Inc. File No. 1-14798 https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3333.html https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3333.html Mon, 27 Jun 2005 00:00:00 -0700 E5-3333 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3333.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Complex Orders on the PCX Plus System https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3332.html https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3332.html Mon, 27 Jun 2005 00:00:00 -0700 E5-3332 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3332.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Options, Including LEAPS, on Full and Reduced Values of the Nasdaq 100 Index https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3331.html https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3331.html Mon, 27 Jun 2005 00:00:00 -0700 E5-3331 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3331.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Update Its By-Laws and Rules Pertaining to the Settlement of Exercised Cross-Rate Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3330.html https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3330.html Mon, 27 Jun 2005 00:00:00 -0700 E5-3330 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3330.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Amendment No. 2 to Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Amendments To Order Audit Trail System Rules https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3329.html https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3329.html Mon, 27 Jun 2005 00:00:00 -0700 E5-3329 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3329.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Number of Extended Settlement Days for Fixed Income Securities https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3328.html https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3328.html Mon, 27 Jun 2005 00:00:00 -0700 E5-3328 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3328.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Hybrid Trading System and Hybrid 2.0 Platform https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3327.html https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3327.html Mon, 27 Jun 2005 00:00:00 -0700 E5-3327 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3327.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Dow Jones Industrial Average https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3326.html https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3326.html Mon, 27 Jun 2005 00:00:00 -0700 E5-3326 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3326.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3325.html https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3325.html Mon, 27 Jun 2005 00:00:00 -0700 E5-3325 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3325.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Establishing a Sponsored Membership Program https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3324.html https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3324.html Mon, 27 Jun 2005 00:00:00 -0700 E5-3324 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3324.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Sales Value Fee https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3295.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3295.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3295 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3295.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Listing Fees https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3294.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3294.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3294 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3294.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3287.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3287.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3287 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3287.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3286.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3286.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3286 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3286.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Institute a Netting Process for Fail Deliver and Fail Receive Obligations for Netting Members in Its Government Securities Division https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3285.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3285.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3285 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3285.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Specialist Marketing and Investor Education Fee for Investment Company Units https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3284.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3284.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3284 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3284.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to a Modification of the Fee Structure https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3283.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3283.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3283 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3283.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3282.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3282.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3282 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3282.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Timely Notification of Significant Events That Effect a Change in Control of a Member or Could Have a Substantial Impact on a Member's Business or Financial Condition https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3281.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3281.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3281 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3281.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3280.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3280.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3280 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3280.pdf Notice - GE Life and Annuity Assurance Company, et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3279.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3279.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3279 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3279.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Dissemination of the Underlying Index Value for Portfolio Depositary Receipts and Index Fund Shares https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3278.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3278.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3278 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3278.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 918-ANTE(a)(4) Regarding Closing Rotations https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3276.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3276.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3276 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3276.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Amend NASD Rule 7010(k) Relating to TRACE Transaction Data https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3275.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3275.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3275 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3275.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change, and Amendments No. 1, 2, 3, and 4 Thereto, Relating to the Composition of the Board of Directors and Executive Committee of Boston Options Exchange Regulation LLC https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3274.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3274.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3274 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3274.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2005/06/24/05-12647.html https://regulations.justia.com/regulations/fedreg/2005/06/24/05-12647.html Fri, 24 Jun 2005 00:00:00 -0700 05-12647 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/05-12647.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto To Amend NASD Arbitration Rules for Customer Disputes https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3268.html https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3268.html Thu, 23 Jun 2005 00:00:00 -0700 E5-3268 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3268.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Amend NASD Arbitration Rules for Mediation Proceedings https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3267.html https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3267.html Thu, 23 Jun 2005 00:00:00 -0700 E5-3267 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3267.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, 3, and 4 Thereto to Amend NASD Arbitration Rules for Industry Disputes https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3266.html https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3266.html Thu, 23 Jun 2005 00:00:00 -0700 E5-3266 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3266.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Regarding a New Order Type for the Pre-Market Trading Session https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3265.html https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3265.html Thu, 23 Jun 2005 00:00:00 -0700 E5-3265 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3265.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for an Additional Two-Year Period NASD's Authority Under the Cease and Desist Pilot Program https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3264.html https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3264.html Thu, 23 Jun 2005 00:00:00 -0700 E5-3264 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3264.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change to Incorporate the Brut System Book Feed Into the TotalView Entitlement https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3263.html https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3263.html Thu, 23 Jun 2005 00:00:00 -0700 E5-3263 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3263.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc., Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Relating to Amendments to Exchange Rule 607 https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3262.html https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3262.html Thu, 23 Jun 2005 00:00:00 -0700 E5-3262 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3262.pdf Notice - Business Men's Assurance Company of America, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3257.html https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3257.html Thu, 23 Jun 2005 00:00:00 -0700 E5-3257 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3257.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2005/06/22/E5-3238.html https://regulations.justia.com/regulations/fedreg/2005/06/22/E5-3238.html Wed, 22 Jun 2005 00:00:00 -0700 E5-3238 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-22/pdf/E5-3238.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Nasdaq Market Center Rules for Trade Reporting of Exchange-Listed Securities https://regulations.justia.com/regulations/fedreg/2005/06/22/E5-3220.html https://regulations.justia.com/regulations/fedreg/2005/06/22/E5-3220.html Wed, 22 Jun 2005 00:00:00 -0700 E5-3220 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-22/pdf/E5-3220.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Providing an Electronic, Auditable Means of Receiving Orders and Cancels to Those Orders https://regulations.justia.com/regulations/fedreg/2005/06/22/E5-3219.html https://regulations.justia.com/regulations/fedreg/2005/06/22/E5-3219.html Wed, 22 Jun 2005 00:00:00 -0700 E5-3219 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-22/pdf/E5-3219.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/06/22/E5-3218.html https://regulations.justia.com/regulations/fedreg/2005/06/22/E5-3218.html Wed, 22 Jun 2005 00:00:00 -0700 E5-3218 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-22/pdf/E5-3218.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rule 7090 To Modify the Annual Listing and Administrative Fees https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3196.html https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3196.html Tue, 21 Jun 2005 00:00:00 -0700 E5-3196 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3196.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Calculating Net Capital Under OCC Rule 307 https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3195.html https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3195.html Tue, 21 Jun 2005 00:00:00 -0700 E5-3195 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3195.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3194.html https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3194.html Tue, 21 Jun 2005 00:00:00 -0700 E5-3194 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3194.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change to Create the ModelView Entitlement https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3193.html https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3193.html Tue, 21 Jun 2005 00:00:00 -0700 E5-3193 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3193.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify the Text of NASD Trade Reporting Rules to Reflect the Implementation of SR-NASD-2003-159 https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3192.html https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3192.html Tue, 21 Jun 2005 00:00:00 -0700 E5-3192 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3192.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Retroactive Amendment of Exchange Rule 640(a) Pertaining to the Continuing Education Regulatory Element Requirement https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3191.html https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3191.html Tue, 21 Jun 2005 00:00:00 -0700 E5-3191 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3191.pdf Notice - Issuer Delisting; Notice of Application of Kimberly-Clark Corporation To Withdraw Its Common Stock, $1.25 Par Value, Per Share, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3185.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3185.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3185 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3185.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE DJIA BuyWrite Index(sm) https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3184.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3184.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3184 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3184.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Establishing a Directed Order Process https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3179.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3179.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3179 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3179.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to Quotes in Nasdaq UTP Stocks To Be Disseminated by Amex Specialists Before 9:30 a.m. https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3178.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3178.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3178 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3178.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Designated Primary Market-Maker Participation Entitlement for Orders Specifying a Preferred DPM https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3163.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3163.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3163 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3163.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Fee Cap for Options Merger Spread Transactions https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3158.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3158.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3158 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3158.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Prohibition Against the Entry of Multiple Orders in an Option Within Any 15-Second Period for an Account or Accounts of the Same Beneficial Owner https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3157.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3157.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3157 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3157.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, 4, 5, 6, and 7 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 8 Thereto to Amend Its Original and Continued Quantitative Listing Standards https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3156.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3156.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3156 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3156.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Impose a New Licensing Fee in Connection With the Firm-Related Equity Option and Index Option Fee Cap https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3155.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3155.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3155 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3155.pdf Notice - Issuer Delisting; Notice of Application of Renasant Corporation To Withdraw its Common Stock, $5.00 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3154.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3154.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3154 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3154.pdf Notice - Issuer Delisting; Notice of Application of Pioneer Railcorp To Withdraw Its Class A Common Stock, $.001 Par Value, From Listing and Registration on the Chicago Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3153.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3153.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3153 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3153.pdf Notice - Issuer Delisting; Notice of Application of Fab Industries, Inc. To Withdraw Its Common Stock, $.20 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3152.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3152.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3152 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3152.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rescinding the Pilot Rule in IM-10100(f) of the NASD Code of Arbitration Procedure Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3151.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3151.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3151 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3151.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Terms of Index Option Contracts Listed on the Exchange https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3150.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3150.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3150 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3150.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Trading Rules on the Hybrid System for Index Options and Options on ETFs https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3128.html https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3128.html Fri, 17 Jun 2005 00:00:00 -0700 E5-3128 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3128.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3127.html https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3127.html Fri, 17 Jun 2005 00:00:00 -0700 E5-3127 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3127.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3126.html https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3126.html Fri, 17 Jun 2005 00:00:00 -0700 E5-3126 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3126.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3125.html https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3125.html Fri, 17 Jun 2005 00:00:00 -0700 E5-3125 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3125.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3121.html https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3121.html Fri, 17 Jun 2005 00:00:00 -0700 E5-3121 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3121.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3120.html https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3120.html Fri, 17 Jun 2005 00:00:00 -0700 E5-3120 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3120.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3119.html https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3119.html Fri, 17 Jun 2005 00:00:00 -0700 E5-3119 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3119.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3118.html https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3118.html Fri, 17 Jun 2005 00:00:00 -0700 E5-3118 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3118.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3117.html https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3117.html Fri, 17 Jun 2005 00:00:00 -0700 E5-3117 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3117.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3116.html https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3116.html Fri, 17 Jun 2005 00:00:00 -0700 E5-3116 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3116.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3107.html https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3107.html Fri, 17 Jun 2005 00:00:00 -0700 E5-3107 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3107.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3106.html https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3106.html Fri, 17 Jun 2005 00:00:00 -0700 E5-3106 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3106.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3105.html https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3105.html Fri, 17 Jun 2005 00:00:00 -0700 E5-3105 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3105.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3104.html https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3104.html Fri, 17 Jun 2005 00:00:00 -0700 E5-3104 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3104.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3103.html https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3103.html Fri, 17 Jun 2005 00:00:00 -0700 E5-3103 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3103.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3102.html https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3102.html Fri, 17 Jun 2005 00:00:00 -0700 E5-3102 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3102.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3097.html https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3097.html Fri, 17 Jun 2005 00:00:00 -0700 E5-3097 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3097.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Preferencing of Orders to Exchange Market Makers https://regulations.justia.com/regulations/fedreg/2005/06/16/E5-3095.html https://regulations.justia.com/regulations/fedreg/2005/06/16/E5-3095.html Thu, 16 Jun 2005 00:00:00 -0700 E5-3095 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-16/pdf/E5-3095.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in Options on a Pilot Basis https://regulations.justia.com/regulations/fedreg/2005/06/16/E5-3094.html https://regulations.justia.com/regulations/fedreg/2005/06/16/E5-3094.html Thu, 16 Jun 2005 00:00:00 -0700 E5-3094 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-16/pdf/E5-3094.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Thereto Relating to the Trading of Market Orders on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2005/06/16/E5-3093.html https://regulations.justia.com/regulations/fedreg/2005/06/16/E5-3093.html Thu, 16 Jun 2005 00:00:00 -0700 E5-3093 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-16/pdf/E5-3093.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuation of a Quote Assist Feature in Options on a Pilot Basis https://regulations.justia.com/regulations/fedreg/2005/06/16/E5-3092.html https://regulations.justia.com/regulations/fedreg/2005/06/16/E5-3092.html Thu, 16 Jun 2005 00:00:00 -0700 E5-3092 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-16/pdf/E5-3092.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish a Unitary Fee Schedule for Distribution of Real Time Data Feed Products Containing Nasdaq Market Center Data https://regulations.justia.com/regulations/fedreg/2005/06/16/05-11927.html https://regulations.justia.com/regulations/fedreg/2005/06/16/05-11927.html Thu, 16 Jun 2005 00:00:00 -0700 05-11927 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-16/pdf/05-11927.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Liquidity Provider Rebate and Fee Program https://regulations.justia.com/regulations/fedreg/2005/06/15/E5-3080.html https://regulations.justia.com/regulations/fedreg/2005/06/15/E5-3080.html Wed, 15 Jun 2005 00:00:00 -0700 E5-3080 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-15/pdf/E5-3080.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2005/06/15/E5-3079.html https://regulations.justia.com/regulations/fedreg/2005/06/15/E5-3079.html Wed, 15 Jun 2005 00:00:00 -0700 E5-3079 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-15/pdf/E5-3079.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Multiple Market Participant Identifiers https://regulations.justia.com/regulations/fedreg/2005/06/15/E5-3078.html https://regulations.justia.com/regulations/fedreg/2005/06/15/E5-3078.html Wed, 15 Jun 2005 00:00:00 -0700 E5-3078 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-15/pdf/E5-3078.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees in Options on the Russell 2000 Index https://regulations.justia.com/regulations/fedreg/2005/06/14/E5-3063.html https://regulations.justia.com/regulations/fedreg/2005/06/14/E5-3063.html Tue, 14 Jun 2005 00:00:00 -0700 E5-3063 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-14/pdf/E5-3063.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Calculation of the National Best Bid or Offer When Another Market Is Disconnected From the Intermarket Option Linkage https://regulations.justia.com/regulations/fedreg/2005/06/14/E5-3061.html https://regulations.justia.com/regulations/fedreg/2005/06/14/E5-3061.html Tue, 14 Jun 2005 00:00:00 -0700 E5-3061 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-14/pdf/E5-3061.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to When Floor Official Approval for a Transaction in a High-Priced Security Is Necessary https://regulations.justia.com/regulations/fedreg/2005/06/14/E5-3060.html https://regulations.justia.com/regulations/fedreg/2005/06/14/E5-3060.html Tue, 14 Jun 2005 00:00:00 -0700 E5-3060 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-14/pdf/E5-3060.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of a Third Party to Maintain a Member's Books and Records https://regulations.justia.com/regulations/fedreg/2005/06/14/05-11681.html https://regulations.justia.com/regulations/fedreg/2005/06/14/05-11681.html Tue, 14 Jun 2005 00:00:00 -0700 05-11681 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-14/pdf/05-11681.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2005/06/14/05-11680.html https://regulations.justia.com/regulations/fedreg/2005/06/14/05-11680.html Tue, 14 Jun 2005 00:00:00 -0700 05-11680 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-14/pdf/05-11680.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc; Order Approving Proposed Rule Change and Amendment No. 1 To Eliminate the Requirement That a Floor Official Approve Certain Transactions on the Exchange's Automated Bond System https://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3057.html https://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3057.html Mon, 13 Jun 2005 00:00:00 -0700 E5-3057 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/E5-3057.pdf Notice - The Brazil Fund; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3056.html https://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3056.html Mon, 13 Jun 2005 00:00:00 -0700 E5-3056 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/E5-3056.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. Notice of Filing of Proposed Rule Change Relating to the Publication of Any Decision Issued by the National Adjudicatory Council Pursuant to Rule 1015 https://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3055.html https://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3055.html Mon, 13 Jun 2005 00:00:00 -0700 E5-3055 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/E5-3055.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3052.html https://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3052.html Mon, 13 Jun 2005 00:00:00 -0700 E5-3052 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/E5-3052.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Correct a Typographical Error in Its Schedule of Fees and Charges https://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3051.html https://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3051.html Mon, 13 Jun 2005 00:00:00 -0700 E5-3051 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/E5-3051.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Collection of Fees for Services Provided by Other Entities https://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3049.html https://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3049.html Mon, 13 Jun 2005 00:00:00 -0700 E5-3049 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/E5-3049.pdf Notice - In the Matter of U.S. Windfarming, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/06/13/05-11713.html https://regulations.justia.com/regulations/fedreg/2005/06/13/05-11713.html Mon, 13 Jun 2005 00:00:00 -0700 05-11713 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/05-11713.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 to Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2940.html https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2940.html Wed, 08 Jun 2005 00:00:00 -0700 E5-2940 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2940.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto To Modify the Distribution of the DPM Participation Entitlement for Orders Specifying a Preferred DPM Under CBOE Rule 8.87 https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2939.html https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2939.html Wed, 08 Jun 2005 00:00:00 -0700 E5-2939 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2939.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 3 Thereto Relating to Procedures for Companies That Fail To File Annual Reports in a Timely Manner https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2938.html https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2938.html Wed, 08 Jun 2005 00:00:00 -0700 E5-2938 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2938.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2937.html https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2937.html Wed, 08 Jun 2005 00:00:00 -0700 E5-2937 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2937.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Rule Change Relating to Transactions in Certain Odd-Lot Orders https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2936.html https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2936.html Wed, 08 Jun 2005 00:00:00 -0700 E5-2936 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2936.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2935.html https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2935.html Wed, 08 Jun 2005 00:00:00 -0700 E5-2935 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2935.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2934.html https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2934.html Wed, 08 Jun 2005 00:00:00 -0700 E5-2934 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2934.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Extend the Closing Time of Crossing Session II and to Amend its Crossing Sessions III and IV to Eliminate the Share Size Restriction and the Process by Which an Order is Executed if There is No Execution Prior to 4 p.m. https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2933.html https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2933.html Wed, 08 Jun 2005 00:00:00 -0700 E5-2933 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2933.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Accelerated Approval of a Proposed Rule Change To Establish a Confirmation and Matching Service for Over-the-Counter U.S. Equity Options Transactions https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2932.html https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2932.html Wed, 08 Jun 2005 00:00:00 -0700 E5-2932 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2932.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2900.html https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2900.html Tue, 07 Jun 2005 00:00:00 -0700 E5-2900 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2900.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2899.html https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2899.html Tue, 07 Jun 2005 00:00:00 -0700 E5-2899 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2899.pdf Notice - Notice of Proposal To Amend Articles of Incorporation; Order Authorizing the Solicitation of Proxies https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2898.html https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2898.html Tue, 07 Jun 2005 00:00:00 -0700 E5-2898 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2898.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 to Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2897.html https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2897.html Tue, 07 Jun 2005 00:00:00 -0700 E5-2897 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2897.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to OTP Holders and OTP Firms Borrowing From or Lending to Their Customers https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2896.html https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2896.html Tue, 07 Jun 2005 00:00:00 -0700 E5-2896 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2896.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Certain Fees for Connecting to the Nasdaq Market Center and Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2895.html https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2895.html Tue, 07 Jun 2005 00:00:00 -0700 E5-2895 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2895.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to ETP Holders Borrowing from or Lending to Their Customers https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2894.html https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2894.html Tue, 07 Jun 2005 00:00:00 -0700 E5-2894 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2894.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2893.html https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2893.html Tue, 07 Jun 2005 00:00:00 -0700 E5-2893 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2893.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Composition of NSX's Board of Directors and Committees https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2892.html https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2892.html Tue, 07 Jun 2005 00:00:00 -0700 E5-2892 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2892.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2891.html https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2891.html Tue, 07 Jun 2005 00:00:00 -0700 E5-2891 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2891.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To Modify Certain Fees for Connecting to the Nasdaq Market Center and Nasdaq's Brut Facility for Non-Members https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2890.html https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2890.html Tue, 07 Jun 2005 00:00:00 -0700 E5-2890 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2890.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Partial Amendment No. 1 To Amend Rules Relating to Margin Treatment on Stock Transactions Effected by an Options Market Maker to Hedge Options Positions https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2889.html https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2889.html Tue, 07 Jun 2005 00:00:00 -0700 E5-2889 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2889.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2888.html https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2888.html Tue, 07 Jun 2005 00:00:00 -0700 E5-2888 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2888.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Membership Dues Fee https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2876.html https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2876.html Mon, 06 Jun 2005 00:00:00 -0700 E5-2876 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2876.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Establish a Firm Deadline by Which Members of the Government Securities Division Must Satisfy Clearing Fund Deficiencies https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2875.html https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2875.html Mon, 06 Jun 2005 00:00:00 -0700 E5-2875 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2875.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Establish a Firm Deadline by which Members of the Government Securities Division Must Satisfy Clearing Fund Deficiencies https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2874.html https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2874.html Mon, 06 Jun 2005 00:00:00 -0700 E5-2874 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2874.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Enhance Automated Customer Account Transfer Service To Permit the Automated Notification of Changes to the Broker-Dealer of Record for Applicable Insurance Products https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2873.html https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2873.html Mon, 06 Jun 2005 00:00:00 -0700 E5-2873 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2873.pdf Notice - Intermarket Trading System; Notice of Filing of the Twenty First Amendment to the ITS Plan Relating to the Recognition of the Automatic Generation of Outgoing ITS Commitments https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2872.html https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2872.html Mon, 06 Jun 2005 00:00:00 -0700 E5-2872 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2872.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto To Establish a Directed Order Process for Orders Delivered to the Phlx Via AUTOM https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2871.html https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2871.html Mon, 06 Jun 2005 00:00:00 -0700 E5-2871 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2871.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Remote Market-Maker Transaction Fees https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2870.html https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2870.html Mon, 06 Jun 2005 00:00:00 -0700 E5-2870 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2870.pdf Notice - Filing Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2862.html https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2862.html Fri, 03 Jun 2005 00:00:00 -0700 E5-2862 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2862.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2861.html https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2861.html Fri, 03 Jun 2005 00:00:00 -0700 E5-2861 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2861.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2845.html https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2845.html Fri, 03 Jun 2005 00:00:00 -0700 E5-2845 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2845.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2844.html https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2844.html Fri, 03 Jun 2005 00:00:00 -0700 E5-2844 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2844.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2843.html https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2843.html Fri, 03 Jun 2005 00:00:00 -0700 E5-2843 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2843.pdf Notice - Self-Regulatory Organization; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to EFP Transaction Reporting Procedures https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2833.html https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2833.html Fri, 03 Jun 2005 00:00:00 -0700 E5-2833 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2833.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2832.html https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2832.html Fri, 03 Jun 2005 00:00:00 -0700 E5-2832 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2832.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating To Delay of Implementation Date of Revisions to the Series 4 Examination Program https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2831.html https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2831.html Fri, 03 Jun 2005 00:00:00 -0700 E5-2831 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2831.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto Relating to the Market Maker Risk Limitation Mechanism https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2830.html https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2830.html Fri, 03 Jun 2005 00:00:00 -0700 E5-2830 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2830.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Relating to Dissemination of the Underlying Index Value for Portfolio Depository Receipts and Index Fund Shares https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2829.html https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2829.html Fri, 03 Jun 2005 00:00:00 -0700 E5-2829 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2829.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/06/03/05-11159.html https://regulations.justia.com/regulations/fedreg/2005/06/03/05-11159.html Fri, 03 Jun 2005 00:00:00 -0700 05-11159 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/05-11159.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Uniform Branch Office Registration Form (“Form BR”) and Amendments to the Uniform Application for Securities Industry Registration or Transfer (“Form U4”) and the Uniform Termination Notice for Securities Industry Registration (“Form U5”) https://regulations.justia.com/regulations/fedreg/2005/06/02/E5-2810.html https://regulations.justia.com/regulations/fedreg/2005/06/02/E5-2810.html Thu, 02 Jun 2005 00:00:00 -0700 E5-2810 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-02/pdf/E5-2810.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretation of Exchange Rules https://regulations.justia.com/regulations/fedreg/2005/06/02/E5-2809.html https://regulations.justia.com/regulations/fedreg/2005/06/02/E5-2809.html Thu, 02 Jun 2005 00:00:00 -0700 E5-2809 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-02/pdf/E5-2809.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change Relating to the Exchange's Calculation of the National Best Bid or Offer When Another Exchange Is Disconnected From the Intermarket Option Linkage https://regulations.justia.com/regulations/fedreg/2005/06/02/E5-2808.html https://regulations.justia.com/regulations/fedreg/2005/06/02/E5-2808.html Thu, 02 Jun 2005 00:00:00 -0700 E5-2808 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-02/pdf/E5-2808.pdf Notice - In the Matter of GLUV Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/06/02/E5-2807.html https://regulations.justia.com/regulations/fedreg/2005/06/02/E5-2807.html Thu, 02 Jun 2005 00:00:00 -0700 E5-2807 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-02/pdf/E5-2807.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Certain Amendments to the Restated Certificate of Incorporation and the By-Laws of The Nasdaq Stock Market, Inc https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2767.html https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2767.html Wed, 01 Jun 2005 00:00:00 -0700 E5-2767 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2767.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2766.html https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2766.html Wed, 01 Jun 2005 00:00:00 -0700 E5-2766 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2766.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2756.html https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2756.html Wed, 01 Jun 2005 00:00:00 -0700 E5-2756 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2756.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2755.html https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2755.html Wed, 01 Jun 2005 00:00:00 -0700 E5-2755 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2755.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2754.html https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2754.html Wed, 01 Jun 2005 00:00:00 -0700 E5-2754 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2754.pdf Notice - Proposed Extension of Collection of Information; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2753.html https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2753.html Wed, 01 Jun 2005 00:00:00 -0700 E5-2753 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2753.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to NASD Rule 2790 https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2752.html https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2752.html Wed, 01 Jun 2005 00:00:00 -0700 E5-2752 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2752.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Amendment to Rule G-8, on Recordkeeping, Relating to Delivery of Customer Agreements Containing Predispute Arbitration Clauses https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2751.html https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2751.html Wed, 01 Jun 2005 00:00:00 -0700 E5-2751 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2751.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Advertisements of Municipal Fund Securities Under MSRB Rule G-21 https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2750.html https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2750.html Wed, 01 Jun 2005 00:00:00 -0700 E5-2750 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2750.pdf Notice - Self-Regulatory Organizations; Notice of Application of Campbell Soup Company To Withdraw Its Common Stock, $.0375 Par Value, From Listing and Registration on the Philadelphia Stock Exchange, Inc., File No. 1-03822 https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2749.html https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2749.html Wed, 01 Jun 2005 00:00:00 -0700 E5-2749 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2749.pdf