Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/06?limit=200&registers=between&min-day=1&max-day=30&mode=atom 2024-07-21T16:25:10-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3440.html Notice - Issuer Delisting; Notice of Application of Canada Southern Petroleum Ltd. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the Pacific Exchange, Inc. 2005-06-30T00:00:00-07:00 2005-06-30T00:00:00-07:00 E5-3440 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/E5-3440.pdf https://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3439.html Notice - Issuer Delisting; Notice of Application of Canada Southern Petroleum Ltd. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the Boston Stock Exchange, Inc. 2005-06-30T00:00:00-07:00 2005-06-30T00:00:00-07:00 E5-3439 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/E5-3439.pdf https://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3438.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Amending the Arbitration Fees Applicable to Certain Statutory Employment Discrimination Claims 2005-06-30T00:00:00-07:00 2005-06-30T00:00:00-07:00 E5-3438 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/E5-3438.pdf https://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3437.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Release of Information Through the Public Disclosure Program 2005-06-30T00:00:00-07:00 2005-06-30T00:00:00-07:00 E5-3437 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/E5-3437.pdf https://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3432.html Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Ongoing Qualification of the Members of NSX's Board of Directors 2005-06-30T00:00:00-07:00 2005-06-30T00:00:00-07:00 E5-3432 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/E5-3432.pdf https://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3431.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency 2005-06-30T00:00:00-07:00 2005-06-30T00:00:00-07:00 E5-3431 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/E5-3431.pdf https://regulations.justia.com/regulations/fedreg/2005/06/30/05-12886.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Membership Dues Fee 2005-06-30T00:00:00-07:00 2005-06-30T00:00:00-07:00 05-12886 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/05-12886.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3386.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Amendment No. 5 to a Proposed Rule Change Relating to Enhancements to the Exchange's Existing Automatic Execution Facility Pilot (NYSE Direct+®) 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3386 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3386.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3385.html Notice - Self-Regulatory Organizations: Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Electronic Submission of Financial Reports 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3385 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3385.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3384.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes for Transactions in Options on the Standard & Poor's Depository Receipts® 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3384 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3384.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3383.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow and Directed Orders 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3383 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3383.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3382.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Require Semi-Annual Financial Reporting by Foreign Private Issuers 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3382 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3382.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3381.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Trade Submission Requirements and Pre-Netting 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3381 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3381.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3380.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Rescind the “Nine-Bond” Rule 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3380 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3380.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3379.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and No. 3 Thereto To Adopt Rule 405A (“Non-Managed Fee-Based Account Programs-Disclosure and Monitoring”) 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3379 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3379.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3369.html Notice - Issuer Delisting; Notice of Application of TurboChef Technologies Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-32334 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3369 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3369.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3368.html Notice - Issuer Delisting; Notice of Application of Brooke Corporation To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-13698 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3368 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3368.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/05-11802.html Rule - Regulation NMS 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 05-11802 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/05-11802.pdf https://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3349.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To Expand the Types of Trusts Permitted to Directly Own Amex Memberships 2005-06-28T00:00:00-07:00 2005-06-28T00:00:00-07:00 E5-3349 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/E5-3349.pdf https://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3348.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Create an Enterprise License Fee for the TotalView Entitlement 2005-06-28T00:00:00-07:00 2005-06-28T00:00:00-07:00 E5-3348 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/E5-3348.pdf https://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3347.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Amend Sections 1101, 134, and 1003 of the Amex Company Guide To Make Clarifying and Simplifying Changes Relating To Filing and Notice Requirements With the Exchange Applicable to Amex Listed Issuers 2005-06-28T00:00:00-07:00 2005-06-28T00:00:00-07:00 E5-3347 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/E5-3347.pdf https://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3346.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40 2005-06-28T00:00:00-07:00 2005-06-28T00:00:00-07:00 E5-3346 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/E5-3346.pdf https://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3338.html Notice - Issuer Delisting; Notice of Application of CSX Transportation, Inc. To Withdraw Its Monon Railroad 6 Percent Income Debentures (Due January 1, 2007), From Listing and Registration on the New York Stock Exchange, Inc. File No. 1-03359 2005-06-28T00:00:00-07:00 2005-06-28T00:00:00-07:00 E5-3338 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/E5-3338.pdf https://regulations.justia.com/regulations/fedreg/2005/06/28/05-12835.html Notice - Busybox.com, Inc.; Order of Suspension of Trading 2005-06-28T00:00:00-07:00 2005-06-28T00:00:00-07:00 05-12835 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/05-12835.pdf https://regulations.justia.com/regulations/fedreg/2005/06/28/05-12663.html Notice - List of Foreign Issuers That Have Submitted Information Under the Exemption Relating to Certain Foreign Securities 2005-06-28T00:00:00-07:00 2005-06-28T00:00:00-07:00 05-12663 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/05-12663.pdf https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3334.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Submission of Immediate or Cancel CHXpress Orders 2005-06-27T00:00:00-07:00 2005-06-27T00:00:00-07:00 E5-3334 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3334.pdf https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3333.html Notice - Issuer Delisting; Notice of Application of IVAX Diagnostics, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the Boston Stock Exchange, Inc. File No. 1-14798 2005-06-27T00:00:00-07:00 2005-06-27T00:00:00-07:00 E5-3333 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3333.pdf https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3332.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Complex Orders on the PCX Plus System 2005-06-27T00:00:00-07:00 2005-06-27T00:00:00-07:00 E5-3332 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3332.pdf https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3331.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Options, Including LEAPS, on Full and Reduced Values of the Nasdaq 100 Index 2005-06-27T00:00:00-07:00 2005-06-27T00:00:00-07:00 E5-3331 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3331.pdf https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3330.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Update Its By-Laws and Rules Pertaining to the Settlement of Exercised Cross-Rate Foreign Currency Options 2005-06-27T00:00:00-07:00 2005-06-27T00:00:00-07:00 E5-3330 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3330.pdf https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3329.html Notice - Self-Regulatory Organizations; Notice of Filing of Amendment No. 2 to Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Amendments To Order Audit Trail System Rules 2005-06-27T00:00:00-07:00 2005-06-27T00:00:00-07:00 E5-3329 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3329.pdf https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3328.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Number of Extended Settlement Days for Fixed Income Securities 2005-06-27T00:00:00-07:00 2005-06-27T00:00:00-07:00 E5-3328 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3328.pdf https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3327.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Hybrid Trading System and Hybrid 2.0 Platform 2005-06-27T00:00:00-07:00 2005-06-27T00:00:00-07:00 E5-3327 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3327.pdf https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3326.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Dow Jones Industrial Average 2005-06-27T00:00:00-07:00 2005-06-27T00:00:00-07:00 E5-3326 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3326.pdf https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3325.html Notice - Proposed Collection; Comment Request 2005-06-27T00:00:00-07:00 2005-06-27T00:00:00-07:00 E5-3325 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3325.pdf https://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3324.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Establishing a Sponsored Membership Program 2005-06-27T00:00:00-07:00 2005-06-27T00:00:00-07:00 E5-3324 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3324.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3295.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Sales Value Fee 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3295 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3295.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3294.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Listing Fees 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3294 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3294.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3287.html Notice - Submission for OMB Review; Comment Request 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3287 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3287.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3286.html Notice - Submission for OMB Review; Comment Request 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3286 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3286.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3285.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Institute a Netting Process for Fail Deliver and Fail Receive Obligations for Netting Members in Its Government Securities Division 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3285 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3285.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3284.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Specialist Marketing and Investor Education Fee for Investment Company Units 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3284 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3284.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3283.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to a Modification of the Fee Structure 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3283 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3283.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3282.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3282 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3282.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3281.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Timely Notification of Significant Events That Effect a Change in Control of a Member or Could Have a Substantial Impact on a Member's Business or Financial Condition 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3281 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3281.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3280.html Notice - Submission for OMB Review; Comment Request 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3280 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3280.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3279.html Notice - GE Life and Annuity Assurance Company, et al., Notice of Application 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3279 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3279.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3278.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Dissemination of the Underlying Index Value for Portfolio Depositary Receipts and Index Fund Shares 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3278 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3278.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3276.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 918-ANTE(a)(4) Regarding Closing Rotations 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3276 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3276.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3275.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Amend NASD Rule 7010(k) Relating to TRACE Transaction Data 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3275 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3275.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3274.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change, and Amendments No. 1, 2, 3, and 4 Thereto, Relating to the Composition of the Board of Directors and Executive Committee of Boston Options Exchange Regulation LLC 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3274 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3274.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/05-12647.html Notice - Sunshine Act Meetings 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 05-12647 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/05-12647.pdf https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3268.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto To Amend NASD Arbitration Rules for Customer Disputes 2005-06-23T00:00:00-07:00 2005-06-23T00:00:00-07:00 E5-3268 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3268.pdf https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3267.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Amend NASD Arbitration Rules for Mediation Proceedings 2005-06-23T00:00:00-07:00 2005-06-23T00:00:00-07:00 E5-3267 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3267.pdf https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3266.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, 3, and 4 Thereto to Amend NASD Arbitration Rules for Industry Disputes 2005-06-23T00:00:00-07:00 2005-06-23T00:00:00-07:00 E5-3266 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3266.pdf https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3265.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Regarding a New Order Type for the Pre-Market Trading Session 2005-06-23T00:00:00-07:00 2005-06-23T00:00:00-07:00 E5-3265 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3265.pdf https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3264.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for an Additional Two-Year Period NASD's Authority Under the Cease and Desist Pilot Program 2005-06-23T00:00:00-07:00 2005-06-23T00:00:00-07:00 E5-3264 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3264.pdf https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3263.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change to Incorporate the Brut System Book Feed Into the TotalView Entitlement 2005-06-23T00:00:00-07:00 2005-06-23T00:00:00-07:00 E5-3263 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3263.pdf https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3262.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc., Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Relating to Amendments to Exchange Rule 607 2005-06-23T00:00:00-07:00 2005-06-23T00:00:00-07:00 E5-3262 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3262.pdf https://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3257.html Notice - Business Men's Assurance Company of America, et al.; Notice of Application 2005-06-23T00:00:00-07:00 2005-06-23T00:00:00-07:00 E5-3257 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3257.pdf https://regulations.justia.com/regulations/fedreg/2005/06/22/E5-3238.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2005-06-22T00:00:00-07:00 2005-06-22T00:00:00-07:00 E5-3238 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-22/pdf/E5-3238.pdf https://regulations.justia.com/regulations/fedreg/2005/06/22/E5-3220.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Nasdaq Market Center Rules for Trade Reporting of Exchange-Listed Securities 2005-06-22T00:00:00-07:00 2005-06-22T00:00:00-07:00 E5-3220 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-22/pdf/E5-3220.pdf https://regulations.justia.com/regulations/fedreg/2005/06/22/E5-3219.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Providing an Electronic, Auditable Means of Receiving Orders and Cancels to Those Orders 2005-06-22T00:00:00-07:00 2005-06-22T00:00:00-07:00 E5-3219 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-22/pdf/E5-3219.pdf https://regulations.justia.com/regulations/fedreg/2005/06/22/E5-3218.html Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-06-22T00:00:00-07:00 2005-06-22T00:00:00-07:00 E5-3218 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-22/pdf/E5-3218.pdf https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3196.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rule 7090 To Modify the Annual Listing and Administrative Fees 2005-06-21T00:00:00-07:00 2005-06-21T00:00:00-07:00 E5-3196 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3196.pdf https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3195.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Calculating Net Capital Under OCC Rule 307 2005-06-21T00:00:00-07:00 2005-06-21T00:00:00-07:00 E5-3195 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3195.pdf https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3194.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority 2005-06-21T00:00:00-07:00 2005-06-21T00:00:00-07:00 E5-3194 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3194.pdf https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3193.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change to Create the ModelView Entitlement 2005-06-21T00:00:00-07:00 2005-06-21T00:00:00-07:00 E5-3193 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3193.pdf https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3192.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify the Text of NASD Trade Reporting Rules to Reflect the Implementation of SR-NASD-2003-159 2005-06-21T00:00:00-07:00 2005-06-21T00:00:00-07:00 E5-3192 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3192.pdf https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3191.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Retroactive Amendment of Exchange Rule 640(a) Pertaining to the Continuing Education Regulatory Element Requirement 2005-06-21T00:00:00-07:00 2005-06-21T00:00:00-07:00 E5-3191 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3191.pdf https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3185.html Notice - Issuer Delisting; Notice of Application of Kimberly-Clark Corporation To Withdraw Its Common Stock, $1.25 Par Value, Per Share, From Listing and Registration on the Pacific Exchange, Inc. 2005-06-20T00:00:00-07:00 2005-06-20T00:00:00-07:00 E5-3185 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3185.pdf https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3184.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE DJIA BuyWrite Index(sm) 2005-06-20T00:00:00-07:00 2005-06-20T00:00:00-07:00 E5-3184 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3184.pdf https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3179.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Establishing a Directed Order Process 2005-06-20T00:00:00-07:00 2005-06-20T00:00:00-07:00 E5-3179 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3179.pdf https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3178.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to Quotes in Nasdaq UTP Stocks To Be Disseminated by Amex Specialists Before 9:30 a.m. 2005-06-20T00:00:00-07:00 2005-06-20T00:00:00-07:00 E5-3178 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3178.pdf https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3163.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Designated Primary Market-Maker Participation Entitlement for Orders Specifying a Preferred DPM 2005-06-20T00:00:00-07:00 2005-06-20T00:00:00-07:00 E5-3163 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3163.pdf https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3158.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Fee Cap for Options Merger Spread Transactions 2005-06-20T00:00:00-07:00 2005-06-20T00:00:00-07:00 E5-3158 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3158.pdf https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3157.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Prohibition Against the Entry of Multiple Orders in an Option Within Any 15-Second Period for an Account or Accounts of the Same Beneficial Owner 2005-06-20T00:00:00-07:00 2005-06-20T00:00:00-07:00 E5-3157 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3157.pdf https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3156.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, 4, 5, 6, and 7 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 8 Thereto to Amend Its Original and Continued Quantitative Listing Standards 2005-06-20T00:00:00-07:00 2005-06-20T00:00:00-07:00 E5-3156 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3156.pdf https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3155.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Impose a New Licensing Fee in Connection With the Firm-Related Equity Option and Index Option Fee Cap 2005-06-20T00:00:00-07:00 2005-06-20T00:00:00-07:00 E5-3155 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3155.pdf https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3154.html Notice - Issuer Delisting; Notice of Application of Renasant Corporation To Withdraw its Common Stock, $5.00 Par Value, From Listing and Registration on the American Stock Exchange LLC 2005-06-20T00:00:00-07:00 2005-06-20T00:00:00-07:00 E5-3154 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3154.pdf https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3153.html Notice - Issuer Delisting; Notice of Application of Pioneer Railcorp To Withdraw Its Class A Common Stock, $.001 Par Value, From Listing and Registration on the Chicago Stock Exchange, Inc. 2005-06-20T00:00:00-07:00 2005-06-20T00:00:00-07:00 E5-3153 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3153.pdf https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3152.html Notice - Issuer Delisting; Notice of Application of Fab Industries, Inc. To Withdraw Its Common Stock, $.20 Par Value, From Listing and Registration on the American Stock Exchange LLC 2005-06-20T00:00:00-07:00 2005-06-20T00:00:00-07:00 E5-3152 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3152.pdf https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3151.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rescinding the Pilot Rule in IM-10100(f) of the NASD Code of Arbitration Procedure Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration 2005-06-20T00:00:00-07:00 2005-06-20T00:00:00-07:00 E5-3151 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3151.pdf https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3150.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Terms of Index Option Contracts Listed on the Exchange 2005-06-20T00:00:00-07:00 2005-06-20T00:00:00-07:00 E5-3150 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3150.pdf https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3128.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Trading Rules on the Hybrid System for Index Options and Options on ETFs 2005-06-17T00:00:00-07:00 2005-06-17T00:00:00-07:00 E5-3128 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3128.pdf https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3127.html Notice - Submission for OMB Review; Comment Request 2005-06-17T00:00:00-07:00 2005-06-17T00:00:00-07:00 E5-3127 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3127.pdf https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3126.html Notice - Submission for OMB Review; Comment Request 2005-06-17T00:00:00-07:00 2005-06-17T00:00:00-07:00 E5-3126 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3126.pdf https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3125.html Notice - Submission for OMB Review; Comment Request 2005-06-17T00:00:00-07:00 2005-06-17T00:00:00-07:00 E5-3125 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3125.pdf https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3121.html Notice - Submission for OMB Review; Comment Request 2005-06-17T00:00:00-07:00 2005-06-17T00:00:00-07:00 E5-3121 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3121.pdf https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3120.html Notice - Submission for OMB Review; Comment Request 2005-06-17T00:00:00-07:00 2005-06-17T00:00:00-07:00 E5-3120 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3120.pdf https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3119.html Notice - Proposed Collection; Comment Request 2005-06-17T00:00:00-07:00 2005-06-17T00:00:00-07:00 E5-3119 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3119.pdf https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3118.html Notice - Submission for OMB Review; Comment Request 2005-06-17T00:00:00-07:00 2005-06-17T00:00:00-07:00 E5-3118 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3118.pdf https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3117.html Notice - Submission for OMB Review; Comment Request 2005-06-17T00:00:00-07:00 2005-06-17T00:00:00-07:00 E5-3117 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3117.pdf https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3116.html Notice - Submission for OMB Review; Comment Request 2005-06-17T00:00:00-07:00 2005-06-17T00:00:00-07:00 E5-3116 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3116.pdf https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3107.html Notice - Submission for OMB Review; Comment Request 2005-06-17T00:00:00-07:00 2005-06-17T00:00:00-07:00 E5-3107 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3107.pdf https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3106.html Notice - Submission for OMB Review; Comment Request 2005-06-17T00:00:00-07:00 2005-06-17T00:00:00-07:00 E5-3106 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3106.pdf https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3105.html Notice - Submission for OMB Review; Comment Request 2005-06-17T00:00:00-07:00 2005-06-17T00:00:00-07:00 E5-3105 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3105.pdf https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3104.html Notice - Submission for OMB Review; Comment Request 2005-06-17T00:00:00-07:00 2005-06-17T00:00:00-07:00 E5-3104 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3104.pdf https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3103.html Notice - Submission for OMB Review; Comment Request 2005-06-17T00:00:00-07:00 2005-06-17T00:00:00-07:00 E5-3103 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3103.pdf https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3102.html Notice - Submission for OMB Review; Comment Request 2005-06-17T00:00:00-07:00 2005-06-17T00:00:00-07:00 E5-3102 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3102.pdf https://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3097.html Notice - Submission for OMB Review; Comment Request 2005-06-17T00:00:00-07:00 2005-06-17T00:00:00-07:00 E5-3097 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3097.pdf https://regulations.justia.com/regulations/fedreg/2005/06/16/E5-3095.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Preferencing of Orders to Exchange Market Makers 2005-06-16T00:00:00-07:00 2005-06-16T00:00:00-07:00 E5-3095 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-16/pdf/E5-3095.pdf https://regulations.justia.com/regulations/fedreg/2005/06/16/E5-3094.html Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in Options on a Pilot Basis 2005-06-16T00:00:00-07:00 2005-06-16T00:00:00-07:00 E5-3094 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-16/pdf/E5-3094.pdf https://regulations.justia.com/regulations/fedreg/2005/06/16/E5-3093.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Thereto Relating to the Trading of Market Orders on the Boston Options Exchange 2005-06-16T00:00:00-07:00 2005-06-16T00:00:00-07:00 E5-3093 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-16/pdf/E5-3093.pdf https://regulations.justia.com/regulations/fedreg/2005/06/16/E5-3092.html Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuation of a Quote Assist Feature in Options on a Pilot Basis 2005-06-16T00:00:00-07:00 2005-06-16T00:00:00-07:00 E5-3092 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-16/pdf/E5-3092.pdf https://regulations.justia.com/regulations/fedreg/2005/06/16/05-11927.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish a Unitary Fee Schedule for Distribution of Real Time Data Feed Products Containing Nasdaq Market Center Data 2005-06-16T00:00:00-07:00 2005-06-16T00:00:00-07:00 05-11927 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-16/pdf/05-11927.pdf https://regulations.justia.com/regulations/fedreg/2005/06/15/E5-3080.html Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Liquidity Provider Rebate and Fee Program 2005-06-15T00:00:00-07:00 2005-06-15T00:00:00-07:00 E5-3080 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-15/pdf/E5-3080.pdf https://regulations.justia.com/regulations/fedreg/2005/06/15/E5-3079.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits 2005-06-15T00:00:00-07:00 2005-06-15T00:00:00-07:00 E5-3079 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-15/pdf/E5-3079.pdf https://regulations.justia.com/regulations/fedreg/2005/06/15/E5-3078.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Multiple Market Participant Identifiers 2005-06-15T00:00:00-07:00 2005-06-15T00:00:00-07:00 E5-3078 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-15/pdf/E5-3078.pdf https://regulations.justia.com/regulations/fedreg/2005/06/14/E5-3063.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees in Options on the Russell 2000 Index 2005-06-14T00:00:00-07:00 2005-06-14T00:00:00-07:00 E5-3063 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-14/pdf/E5-3063.pdf https://regulations.justia.com/regulations/fedreg/2005/06/14/E5-3061.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Calculation of the National Best Bid or Offer When Another Market Is Disconnected From the Intermarket Option Linkage 2005-06-14T00:00:00-07:00 2005-06-14T00:00:00-07:00 E5-3061 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-14/pdf/E5-3061.pdf https://regulations.justia.com/regulations/fedreg/2005/06/14/E5-3060.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to When Floor Official Approval for a Transaction in a High-Priced Security Is Necessary 2005-06-14T00:00:00-07:00 2005-06-14T00:00:00-07:00 E5-3060 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-14/pdf/E5-3060.pdf https://regulations.justia.com/regulations/fedreg/2005/06/14/05-11681.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of a Third Party to Maintain a Member's Books and Records 2005-06-14T00:00:00-07:00 2005-06-14T00:00:00-07:00 05-11681 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-14/pdf/05-11681.pdf https://regulations.justia.com/regulations/fedreg/2005/06/14/05-11680.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Exchange Fees and Charges 2005-06-14T00:00:00-07:00 2005-06-14T00:00:00-07:00 05-11680 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-14/pdf/05-11680.pdf https://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3057.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc; Order Approving Proposed Rule Change and Amendment No. 1 To Eliminate the Requirement That a Floor Official Approve Certain Transactions on the Exchange's Automated Bond System 2005-06-13T00:00:00-07:00 2005-06-13T00:00:00-07:00 E5-3057 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/E5-3057.pdf https://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3056.html Notice - The Brazil Fund; Notice of Application 2005-06-13T00:00:00-07:00 2005-06-13T00:00:00-07:00 E5-3056 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/E5-3056.pdf https://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3055.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. Notice of Filing of Proposed Rule Change Relating to the Publication of Any Decision Issued by the National Adjudicatory Council Pursuant to Rule 1015 2005-06-13T00:00:00-07:00 2005-06-13T00:00:00-07:00 E5-3055 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/E5-3055.pdf https://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3052.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges 2005-06-13T00:00:00-07:00 2005-06-13T00:00:00-07:00 E5-3052 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/E5-3052.pdf https://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3051.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Correct a Typographical Error in Its Schedule of Fees and Charges 2005-06-13T00:00:00-07:00 2005-06-13T00:00:00-07:00 E5-3051 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/E5-3051.pdf https://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3049.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Collection of Fees for Services Provided by Other Entities 2005-06-13T00:00:00-07:00 2005-06-13T00:00:00-07:00 E5-3049 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/E5-3049.pdf https://regulations.justia.com/regulations/fedreg/2005/06/13/05-11713.html Notice - In the Matter of U.S. Windfarming, Inc.; Order of Suspension of Trading 2005-06-13T00:00:00-07:00 2005-06-13T00:00:00-07:00 05-11713 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/05-11713.pdf https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2940.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 to Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals 2005-06-08T00:00:00-07:00 2005-06-08T00:00:00-07:00 E5-2940 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2940.pdf https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2939.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto To Modify the Distribution of the DPM Participation Entitlement for Orders Specifying a Preferred DPM Under CBOE Rule 8.87 2005-06-08T00:00:00-07:00 2005-06-08T00:00:00-07:00 E5-2939 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2939.pdf https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2938.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 3 Thereto Relating to Procedures for Companies That Fail To File Annual Reports in a Timely Manner 2005-06-08T00:00:00-07:00 2005-06-08T00:00:00-07:00 E5-2938 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2938.pdf https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2937.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2005-06-08T00:00:00-07:00 2005-06-08T00:00:00-07:00 E5-2937 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2937.pdf https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2936.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Rule Change Relating to Transactions in Certain Odd-Lot Orders 2005-06-08T00:00:00-07:00 2005-06-08T00:00:00-07:00 E5-2936 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2936.pdf https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2935.html Notice - Proposed Collection; Comment Request 2005-06-08T00:00:00-07:00 2005-06-08T00:00:00-07:00 E5-2935 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2935.pdf https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2934.html Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-06-08T00:00:00-07:00 2005-06-08T00:00:00-07:00 E5-2934 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2934.pdf https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2933.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Extend the Closing Time of Crossing Session II and to Amend its Crossing Sessions III and IV to Eliminate the Share Size Restriction and the Process by Which an Order is Executed if There is No Execution Prior to 4 p.m. 2005-06-08T00:00:00-07:00 2005-06-08T00:00:00-07:00 E5-2933 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2933.pdf https://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2932.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Accelerated Approval of a Proposed Rule Change To Establish a Confirmation and Matching Service for Over-the-Counter U.S. Equity Options Transactions 2005-06-08T00:00:00-07:00 2005-06-08T00:00:00-07:00 E5-2932 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2932.pdf https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2900.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals 2005-06-07T00:00:00-07:00 2005-06-07T00:00:00-07:00 E5-2900 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2900.pdf https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2899.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals 2005-06-07T00:00:00-07:00 2005-06-07T00:00:00-07:00 E5-2899 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2899.pdf https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2898.html Notice - Notice of Proposal To Amend Articles of Incorporation; Order Authorizing the Solicitation of Proxies 2005-06-07T00:00:00-07:00 2005-06-07T00:00:00-07:00 E5-2898 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2898.pdf https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2897.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 to Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals 2005-06-07T00:00:00-07:00 2005-06-07T00:00:00-07:00 E5-2897 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2897.pdf https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2896.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to OTP Holders and OTP Firms Borrowing From or Lending to Their Customers 2005-06-07T00:00:00-07:00 2005-06-07T00:00:00-07:00 E5-2896 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2896.pdf https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2895.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Certain Fees for Connecting to the Nasdaq Market Center and Nasdaq's Brut Facility 2005-06-07T00:00:00-07:00 2005-06-07T00:00:00-07:00 E5-2895 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2895.pdf https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2894.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to ETP Holders Borrowing from or Lending to Their Customers 2005-06-07T00:00:00-07:00 2005-06-07T00:00:00-07:00 E5-2894 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2894.pdf https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2893.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals 2005-06-07T00:00:00-07:00 2005-06-07T00:00:00-07:00 E5-2893 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2893.pdf https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2892.html Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Composition of NSX's Board of Directors and Committees 2005-06-07T00:00:00-07:00 2005-06-07T00:00:00-07:00 E5-2892 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2892.pdf https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2891.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals 2005-06-07T00:00:00-07:00 2005-06-07T00:00:00-07:00 E5-2891 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2891.pdf https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2890.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To Modify Certain Fees for Connecting to the Nasdaq Market Center and Nasdaq's Brut Facility for Non-Members 2005-06-07T00:00:00-07:00 2005-06-07T00:00:00-07:00 E5-2890 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2890.pdf https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2889.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Partial Amendment No. 1 To Amend Rules Relating to Margin Treatment on Stock Transactions Effected by an Options Market Maker to Hedge Options Positions 2005-06-07T00:00:00-07:00 2005-06-07T00:00:00-07:00 E5-2889 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2889.pdf https://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2888.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits 2005-06-07T00:00:00-07:00 2005-06-07T00:00:00-07:00 E5-2888 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2888.pdf https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2876.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Membership Dues Fee 2005-06-06T00:00:00-07:00 2005-06-06T00:00:00-07:00 E5-2876 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2876.pdf https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2875.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Establish a Firm Deadline by Which Members of the Government Securities Division Must Satisfy Clearing Fund Deficiencies 2005-06-06T00:00:00-07:00 2005-06-06T00:00:00-07:00 E5-2875 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2875.pdf https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2874.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Establish a Firm Deadline by which Members of the Government Securities Division Must Satisfy Clearing Fund Deficiencies 2005-06-06T00:00:00-07:00 2005-06-06T00:00:00-07:00 E5-2874 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2874.pdf https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2873.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Enhance Automated Customer Account Transfer Service To Permit the Automated Notification of Changes to the Broker-Dealer of Record for Applicable Insurance Products 2005-06-06T00:00:00-07:00 2005-06-06T00:00:00-07:00 E5-2873 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2873.pdf https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2872.html Notice - Intermarket Trading System; Notice of Filing of the Twenty First Amendment to the ITS Plan Relating to the Recognition of the Automatic Generation of Outgoing ITS Commitments 2005-06-06T00:00:00-07:00 2005-06-06T00:00:00-07:00 E5-2872 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2872.pdf https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2871.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto To Establish a Directed Order Process for Orders Delivered to the Phlx Via AUTOM 2005-06-06T00:00:00-07:00 2005-06-06T00:00:00-07:00 E5-2871 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2871.pdf https://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2870.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Remote Market-Maker Transaction Fees 2005-06-06T00:00:00-07:00 2005-06-06T00:00:00-07:00 E5-2870 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2870.pdf https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2862.html Notice - Filing Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-06-03T00:00:00-07:00 2005-06-03T00:00:00-07:00 E5-2862 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2862.pdf https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2861.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2005-06-03T00:00:00-07:00 2005-06-03T00:00:00-07:00 E5-2861 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2861.pdf https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2845.html Notice - Submission for OMB Review; Comment Request 2005-06-03T00:00:00-07:00 2005-06-03T00:00:00-07:00 E5-2845 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2845.pdf https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2844.html Notice - Submission for OMB Review; Comment Request 2005-06-03T00:00:00-07:00 2005-06-03T00:00:00-07:00 E5-2844 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2844.pdf https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2843.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses 2005-06-03T00:00:00-07:00 2005-06-03T00:00:00-07:00 E5-2843 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2843.pdf https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2833.html Notice - Self-Regulatory Organization; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to EFP Transaction Reporting Procedures 2005-06-03T00:00:00-07:00 2005-06-03T00:00:00-07:00 E5-2833 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2833.pdf https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2832.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program 2005-06-03T00:00:00-07:00 2005-06-03T00:00:00-07:00 E5-2832 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2832.pdf https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2831.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating To Delay of Implementation Date of Revisions to the Series 4 Examination Program 2005-06-03T00:00:00-07:00 2005-06-03T00:00:00-07:00 E5-2831 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2831.pdf https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2830.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto Relating to the Market Maker Risk Limitation Mechanism 2005-06-03T00:00:00-07:00 2005-06-03T00:00:00-07:00 E5-2830 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2830.pdf https://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2829.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Relating to Dissemination of the Underlying Index Value for Portfolio Depository Receipts and Index Fund Shares 2005-06-03T00:00:00-07:00 2005-06-03T00:00:00-07:00 E5-2829 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2829.pdf https://regulations.justia.com/regulations/fedreg/2005/06/03/05-11159.html Notice - Sunshine Act Meeting 2005-06-03T00:00:00-07:00 2005-06-03T00:00:00-07:00 05-11159 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/05-11159.pdf https://regulations.justia.com/regulations/fedreg/2005/06/02/E5-2810.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Uniform Branch Office Registration Form (“Form BR”) and Amendments to the Uniform Application for Securities Industry Registration or Transfer (“Form U4”) and the Uniform Termination Notice for Securities Industry Registration (“Form U5”) 2005-06-02T00:00:00-07:00 2005-06-02T00:00:00-07:00 E5-2810 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-02/pdf/E5-2810.pdf https://regulations.justia.com/regulations/fedreg/2005/06/02/E5-2809.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretation of Exchange Rules 2005-06-02T00:00:00-07:00 2005-06-02T00:00:00-07:00 E5-2809 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-02/pdf/E5-2809.pdf https://regulations.justia.com/regulations/fedreg/2005/06/02/E5-2808.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change Relating to the Exchange's Calculation of the National Best Bid or Offer When Another Exchange Is Disconnected From the Intermarket Option Linkage 2005-06-02T00:00:00-07:00 2005-06-02T00:00:00-07:00 E5-2808 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-02/pdf/E5-2808.pdf https://regulations.justia.com/regulations/fedreg/2005/06/02/E5-2807.html Notice - In the Matter of GLUV Corp.; Order of Suspension of Trading 2005-06-02T00:00:00-07:00 2005-06-02T00:00:00-07:00 E5-2807 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-02/pdf/E5-2807.pdf https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2767.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Certain Amendments to the Restated Certificate of Incorporation and the By-Laws of The Nasdaq Stock Market, Inc 2005-06-01T00:00:00-07:00 2005-06-01T00:00:00-07:00 E5-2767 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2767.pdf https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2766.html Notice - Proposed Collection; Comment Request 2005-06-01T00:00:00-07:00 2005-06-01T00:00:00-07:00 E5-2766 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2766.pdf https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2756.html Notice - Proposed Collection; Comment Request 2005-06-01T00:00:00-07:00 2005-06-01T00:00:00-07:00 E5-2756 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2756.pdf https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2755.html Notice - Proposed Collection; Comment Request 2005-06-01T00:00:00-07:00 2005-06-01T00:00:00-07:00 E5-2755 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2755.pdf https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2754.html Notice - Proposed Collection; Comment Request 2005-06-01T00:00:00-07:00 2005-06-01T00:00:00-07:00 E5-2754 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2754.pdf https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2753.html Notice - Proposed Extension of Collection of Information; Comment Request 2005-06-01T00:00:00-07:00 2005-06-01T00:00:00-07:00 E5-2753 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2753.pdf https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2752.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to NASD Rule 2790 2005-06-01T00:00:00-07:00 2005-06-01T00:00:00-07:00 E5-2752 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2752.pdf https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2751.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Amendment to Rule G-8, on Recordkeeping, Relating to Delivery of Customer Agreements Containing Predispute Arbitration Clauses 2005-06-01T00:00:00-07:00 2005-06-01T00:00:00-07:00 E5-2751 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2751.pdf https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2750.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Advertisements of Municipal Fund Securities Under MSRB Rule G-21 2005-06-01T00:00:00-07:00 2005-06-01T00:00:00-07:00 E5-2750 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2750.pdf https://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2749.html Notice - Self-Regulatory Organizations; Notice of Application of Campbell Soup Company To Withdraw Its Common Stock, $.0375 Par Value, From Listing and Registration on the Philadelphia Stock Exchange, Inc., File No. 1-03822 2005-06-01T00:00:00-07:00 2005-06-01T00:00:00-07:00 E5-2749 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2749.pdf