Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/06/29?limit=200&registers=between&mode=atom 2024-11-22T11:34:35-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3386.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Amendment No. 5 to a Proposed Rule Change Relating to Enhancements to the Exchange's Existing Automatic Execution Facility Pilot (NYSE Direct+®) 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3386 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3386.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3385.html Notice - Self-Regulatory Organizations: Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Electronic Submission of Financial Reports 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3385 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3385.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3384.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes for Transactions in Options on the Standard & Poor's Depository Receipts® 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3384 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3384.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3383.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow and Directed Orders 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3383 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3383.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3382.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Require Semi-Annual Financial Reporting by Foreign Private Issuers 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3382 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3382.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3381.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Trade Submission Requirements and Pre-Netting 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3381 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3381.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3380.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Rescind the “Nine-Bond” Rule 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3380 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3380.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3379.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and No. 3 Thereto To Adopt Rule 405A (“Non-Managed Fee-Based Account Programs-Disclosure and Monitoring”) 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3379 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3379.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3369.html Notice - Issuer Delisting; Notice of Application of TurboChef Technologies Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-32334 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3369 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3369.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3368.html Notice - Issuer Delisting; Notice of Application of Brooke Corporation To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-13698 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 E5-3368 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3368.pdf https://regulations.justia.com/regulations/fedreg/2005/06/29/05-11802.html Rule - Regulation NMS 2005-06-29T00:00:00-07:00 2005-06-29T00:00:00-07:00 05-11802 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/05-11802.pdf