<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/06/29?registers=between Sat, 04 May 2024 02:38:38 -0700 Sat, 04 May 2024 02:38:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/06/29?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Amendment No. 5 to a Proposed Rule Change Relating to Enhancements to the Exchange's Existing Automatic Execution Facility Pilot (NYSE Direct+®) https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3386.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3386.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3386 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3386.pdf Notice - Self-Regulatory Organizations: Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Electronic Submission of Financial Reports https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3385.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3385.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3385 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3385.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes for Transactions in Options on the Standard & Poor's Depository Receipts® https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3384.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3384.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3384 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3384.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow and Directed Orders https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3383.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3383.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3383 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3383.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Require Semi-Annual Financial Reporting by Foreign Private Issuers https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3382.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3382.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3382 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3382.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Trade Submission Requirements and Pre-Netting https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3381.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3381.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3381 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3381.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Rescind the “Nine-Bond” Rule https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3380.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3380.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3380 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3380.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and No. 3 Thereto To Adopt Rule 405A (“Non-Managed Fee-Based Account Programs-Disclosure and Monitoring”) https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3379.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3379.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3379 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3379.pdf Notice - Issuer Delisting; Notice of Application of TurboChef Technologies Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-32334 https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3369.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3369.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3369 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3369.pdf Notice - Issuer Delisting; Notice of Application of Brooke Corporation To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-13698 https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3368.html https://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3368.html Wed, 29 Jun 2005 00:00:00 -0700 E5-3368 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3368.pdf Rule - Regulation NMS https://regulations.justia.com/regulations/fedreg/2005/06/29/05-11802.html https://regulations.justia.com/regulations/fedreg/2005/06/29/05-11802.html Wed, 29 Jun 2005 00:00:00 -0700 05-11802 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/05-11802.pdf