<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/06/24?registers=between Fri, 22 Nov 2024 12:01:50 -0800 Fri, 22 Nov 2024 12:01:50 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/06/24?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Sales Value Fee https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3295.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3295.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3295 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3295.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Listing Fees https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3294.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3294.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3294 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3294.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3287.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3287.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3287 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3287.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3286.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3286.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3286 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3286.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Institute a Netting Process for Fail Deliver and Fail Receive Obligations for Netting Members in Its Government Securities Division https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3285.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3285.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3285 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3285.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Specialist Marketing and Investor Education Fee for Investment Company Units https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3284.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3284.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3284 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3284.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to a Modification of the Fee Structure https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3283.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3283.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3283 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3283.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3282.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3282.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3282 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3282.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Timely Notification of Significant Events That Effect a Change in Control of a Member or Could Have a Substantial Impact on a Member's Business or Financial Condition https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3281.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3281.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3281 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3281.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3280.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3280.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3280 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3280.pdf Notice - GE Life and Annuity Assurance Company, et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3279.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3279.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3279 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3279.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Dissemination of the Underlying Index Value for Portfolio Depositary Receipts and Index Fund Shares https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3278.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3278.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3278 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3278.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 918-ANTE(a)(4) Regarding Closing Rotations https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3276.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3276.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3276 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3276.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Amend NASD Rule 7010(k) Relating to TRACE Transaction Data https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3275.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3275.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3275 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3275.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change, and Amendments No. 1, 2, 3, and 4 Thereto, Relating to the Composition of the Board of Directors and Executive Committee of Boston Options Exchange Regulation LLC https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3274.html https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3274.html Fri, 24 Jun 2005 00:00:00 -0700 E5-3274 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3274.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2005/06/24/05-12647.html https://regulations.justia.com/regulations/fedreg/2005/06/24/05-12647.html Fri, 24 Jun 2005 00:00:00 -0700 05-12647 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/05-12647.pdf