Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/06/24?limit=200&registers=between&mode=atom 2024-05-03T01:08:27-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3295.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Sales Value Fee 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3295 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3295.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3294.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Listing Fees 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3294 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3294.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3287.html Notice - Submission for OMB Review; Comment Request 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3287 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3287.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3286.html Notice - Submission for OMB Review; Comment Request 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3286 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3286.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3285.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Institute a Netting Process for Fail Deliver and Fail Receive Obligations for Netting Members in Its Government Securities Division 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3285 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3285.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3284.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Specialist Marketing and Investor Education Fee for Investment Company Units 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3284 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3284.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3283.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to a Modification of the Fee Structure 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3283 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3283.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3282.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3282 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3282.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3281.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Timely Notification of Significant Events That Effect a Change in Control of a Member or Could Have a Substantial Impact on a Member's Business or Financial Condition 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3281 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3281.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3280.html Notice - Submission for OMB Review; Comment Request 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3280 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3280.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3279.html Notice - GE Life and Annuity Assurance Company, et al., Notice of Application 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3279 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3279.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3278.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Dissemination of the Underlying Index Value for Portfolio Depositary Receipts and Index Fund Shares 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3278 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3278.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3276.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 918-ANTE(a)(4) Regarding Closing Rotations 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3276 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3276.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3275.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Amend NASD Rule 7010(k) Relating to TRACE Transaction Data 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3275 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3275.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3274.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change, and Amendments No. 1, 2, 3, and 4 Thereto, Relating to the Composition of the Board of Directors and Executive Committee of Boston Options Exchange Regulation LLC 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 E5-3274 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3274.pdf https://regulations.justia.com/regulations/fedreg/2005/06/24/05-12647.html Notice - Sunshine Act Meetings 2005-06-24T00:00:00-07:00 2005-06-24T00:00:00-07:00 05-12647 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/05-12647.pdf