Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/06/21?limit=200&registers=between&mode=atom 2024-04-24T01:14:16-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3196.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rule 7090 To Modify the Annual Listing and Administrative Fees 2005-06-21T00:00:00-07:00 2005-06-21T00:00:00-07:00 E5-3196 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3196.pdf https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3195.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Calculating Net Capital Under OCC Rule 307 2005-06-21T00:00:00-07:00 2005-06-21T00:00:00-07:00 E5-3195 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3195.pdf https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3194.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority 2005-06-21T00:00:00-07:00 2005-06-21T00:00:00-07:00 E5-3194 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3194.pdf https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3193.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change to Create the ModelView Entitlement 2005-06-21T00:00:00-07:00 2005-06-21T00:00:00-07:00 E5-3193 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3193.pdf https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3192.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify the Text of NASD Trade Reporting Rules to Reflect the Implementation of SR-NASD-2003-159 2005-06-21T00:00:00-07:00 2005-06-21T00:00:00-07:00 E5-3192 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3192.pdf https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3191.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Retroactive Amendment of Exchange Rule 640(a) Pertaining to the Continuing Education Regulatory Element Requirement 2005-06-21T00:00:00-07:00 2005-06-21T00:00:00-07:00 E5-3191 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3191.pdf