<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/05?registers=between&min-day=1&max-day=31 Wed, 08 May 2024 15:58:45 -0700 Wed, 08 May 2024 15:58:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/05?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Making Certain Administrative Changes to the PCX Rules https://regulations.justia.com/regulations/fedreg/2005/05/31/E5-2728.html https://regulations.justia.com/regulations/fedreg/2005/05/31/E5-2728.html Tue, 31 May 2005 00:00:00 -0700 E5-2728 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-31/pdf/E5-2728.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/05/31/E5-2725.html https://regulations.justia.com/regulations/fedreg/2005/05/31/E5-2725.html Tue, 31 May 2005 00:00:00 -0700 E5-2725 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-31/pdf/E5-2725.pdf Notice - Advisory Committee on Smaller Public Companies. https://regulations.justia.com/regulations/fedreg/2005/05/31/E5-2724.html https://regulations.justia.com/regulations/fedreg/2005/05/31/E5-2724.html Tue, 31 May 2005 00:00:00 -0700 E5-2724 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-31/pdf/E5-2724.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Member Organization Increases in Arbitration Filing Fees and Member Organization Surcharges in Arbitration Claims Filed by Customers https://regulations.justia.com/regulations/fedreg/2005/05/31/E5-2723.html https://regulations.justia.com/regulations/fedreg/2005/05/31/E5-2723.html Tue, 31 May 2005 00:00:00 -0700 E5-2723 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-31/pdf/E5-2723.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change as Amended By Amendment Nos. 1, 2, and 3 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation and an Amendment to Rule 3.16(b) https://regulations.justia.com/regulations/fedreg/2005/05/31/E5-2717.html https://regulations.justia.com/regulations/fedreg/2005/05/31/E5-2717.html Tue, 31 May 2005 00:00:00 -0700 E5-2717 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-31/pdf/E5-2717.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/05/31/05-10791.html https://regulations.justia.com/regulations/fedreg/2005/05/31/05-10791.html Tue, 31 May 2005 00:00:00 -0700 05-10791 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-31/pdf/05-10791.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2005/05/31/05-10713.html https://regulations.justia.com/regulations/fedreg/2005/05/31/05-10713.html Tue, 31 May 2005 00:00:00 -0700 05-10713 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-05-31/pdf/05-10713.pdf Notice - The Korea Fund; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/05/27/E5-2686.html https://regulations.justia.com/regulations/fedreg/2005/05/27/E5-2686.html Fri, 27 May 2005 00:00:00 -0700 E5-2686 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-27/pdf/E5-2686.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/05/26/E5-2675.html https://regulations.justia.com/regulations/fedreg/2005/05/26/E5-2675.html Thu, 26 May 2005 00:00:00 -0700 E5-2675 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-26/pdf/E5-2675.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto by the National Association of Securities Dealers, Inc. To Modify Nasdaq's Clearly Erroneous Rule https://regulations.justia.com/regulations/fedreg/2005/05/26/E5-2674.html https://regulations.justia.com/regulations/fedreg/2005/05/26/E5-2674.html Thu, 26 May 2005 00:00:00 -0700 E5-2674 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-26/pdf/E5-2674.pdf Notice - Joint Industry Plan; Order Approving Joint Amendment No. 14 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to the Limitation in Liability for Filling Satisfaction Orders Sent Through the Linkage at the End of the Trading Day https://regulations.justia.com/regulations/fedreg/2005/05/26/E5-2673.html https://regulations.justia.com/regulations/fedreg/2005/05/26/E5-2673.html Thu, 26 May 2005 00:00:00 -0700 E5-2673 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-26/pdf/E5-2673.pdf Notice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Clarify How the Requirements of the OPRA Plan Pertaining to Vendors Apply to Persons Who Redistribute OPRA Data Over the Internet https://regulations.justia.com/regulations/fedreg/2005/05/26/E5-2656.html https://regulations.justia.com/regulations/fedreg/2005/05/26/E5-2656.html Thu, 26 May 2005 00:00:00 -0700 E5-2656 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-26/pdf/E5-2656.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Backup Trading Arrangements https://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2637.html https://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2637.html Wed, 25 May 2005 00:00:00 -0700 E5-2637 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-25/pdf/E5-2637.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Increased Class Quoting Limits in AAPL, GOOG, MNX, QQQQ https://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2636.html https://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2636.html Wed, 25 May 2005 00:00:00 -0700 E5-2636 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-25/pdf/E5-2636.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to the Matching of Certain Incoming Orders With Certain Phlx Existing Orders Through the PACE System https://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2635.html https://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2635.html Wed, 25 May 2005 00:00:00 -0700 E5-2635 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-25/pdf/E5-2635.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 4 and 5 Relating to Back-Up Trading Arrangements https://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2634.html https://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2634.html Wed, 25 May 2005 00:00:00 -0700 E5-2634 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-25/pdf/E5-2634.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Seeking to Modify the Nasdaq Market Center Execution Service To Add an Optional Routing Feature https://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2605.html https://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2605.html Wed, 25 May 2005 00:00:00 -0700 E5-2605 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-25/pdf/E5-2605.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Listing of PIESSM https://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2604.html https://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2604.html Wed, 25 May 2005 00:00:00 -0700 E5-2604 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-25/pdf/E5-2604.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Eliminating the Remote Market-Maker Inactivity Fee https://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2603.html https://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2603.html Wed, 25 May 2005 00:00:00 -0700 E5-2603 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-25/pdf/E5-2603.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the Composition of the Exchange's Modified Trading System Appointments Committee https://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2602.html https://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2602.html Wed, 25 May 2005 00:00:00 -0700 E5-2602 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-25/pdf/E5-2602.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Seek Permanent Approval of the Pilot Relating to the Allocation Policy for Trading of Exchange-Traded Funds on an Unlisted Trading Privileges Basis (NYSE Rule 103B) https://regulations.justia.com/regulations/fedreg/2005/05/24/Z5-2383.html https://regulations.justia.com/regulations/fedreg/2005/05/24/Z5-2383.html Tue, 24 May 2005 00:00:00 -0700 Z5-2383 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-24/pdf/Z5-2383.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Disclaimer of Warranties by SIG Indices, LLLP and by Standard and Poor's https://regulations.justia.com/regulations/fedreg/2005/05/24/Z5-2382.html https://regulations.justia.com/regulations/fedreg/2005/05/24/Z5-2382.html Tue, 24 May 2005 00:00:00 -0700 Z5-2382 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-24/pdf/Z5-2382.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LCC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 918-ANTE(a)(4) Regarding Closing Rotations https://regulations.justia.com/regulations/fedreg/2005/05/24/Z5-2380.html https://regulations.justia.com/regulations/fedreg/2005/05/24/Z5-2380.html Tue, 24 May 2005 00:00:00 -0700 Z5-2380 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-24/pdf/Z5-2380.pdf Notice - Touchstone Investment Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/05/24/E5-2585.html https://regulations.justia.com/regulations/fedreg/2005/05/24/E5-2585.html Tue, 24 May 2005 00:00:00 -0700 E5-2585 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-24/pdf/E5-2585.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Reduction of Transaction Fees for Exchange-Listed Exchange Traded Funds https://regulations.justia.com/regulations/fedreg/2005/05/23/E5-2563.html https://regulations.justia.com/regulations/fedreg/2005/05/23/E5-2563.html Mon, 23 May 2005 00:00:00 -0700 E5-2563 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-23/pdf/E5-2563.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to a Pilot Rule Extension of a Waiver of California Arbitrator Disclosure Standards https://regulations.justia.com/regulations/fedreg/2005/05/20/E5-2525.html https://regulations.justia.com/regulations/fedreg/2005/05/20/E5-2525.html Fri, 20 May 2005 00:00:00 -0700 E5-2525 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-20/pdf/E5-2525.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2005/05/20/05-10173.html https://regulations.justia.com/regulations/fedreg/2005/05/20/05-10173.html Fri, 20 May 2005 00:00:00 -0700 05-10173 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-20/pdf/05-10173.pdf Notice - Reinstatement; Comment Request https://regulations.justia.com/regulations/fedreg/2005/05/20/05-10172.html https://regulations.justia.com/regulations/fedreg/2005/05/20/05-10172.html Fri, 20 May 2005 00:00:00 -0700 05-10172 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-20/pdf/05-10172.pdf Notice - Mutual Fund Redemption Fees https://regulations.justia.com/regulations/fedreg/2005/05/19/05-9970.html https://regulations.justia.com/regulations/fedreg/2005/05/19/05-9970.html Thu, 19 May 2005 00:00:00 -0700 05-9970 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/05-9970.pdf Notice - In Sino Silver Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/05/19/05-10091.html https://regulations.justia.com/regulations/fedreg/2005/05/19/05-10091.html Thu, 19 May 2005 00:00:00 -0700 05-10091 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/05-10091.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Honorarium for Arbitrators Deciding Discovery-Related Motions https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2506.html https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2506.html Thu, 19 May 2005 00:00:00 -0700 E5-2506 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2506.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation Date of Revisions to the Series 4 Examination Program https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2505.html https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2505.html Thu, 19 May 2005 00:00:00 -0700 E5-2505 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2505.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, To Clarify That Specialists May Not Charge Commissions With Respect to the Execution of CHXpress Orders https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2504.html https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2504.html Thu, 19 May 2005 00:00:00 -0700 E5-2504 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2504.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change Relating to Corporate Governance of Listed Issuers https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2503.html https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2503.html Thu, 19 May 2005 00:00:00 -0700 E5-2503 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2503.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Implementation Date of Revisions to the Series 4 Examination Program https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2502.html https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2502.html Thu, 19 May 2005 00:00:00 -0700 E5-2502 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2502.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2501.html https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2501.html Thu, 19 May 2005 00:00:00 -0700 E5-2501 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2501.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Waiver of May 2005 Member Dues for CBOE Market-Makers https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2500.html https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2500.html Thu, 19 May 2005 00:00:00 -0700 E5-2500 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2500.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Marketing Fee for Options on SPDRs https://regulations.justia.com/regulations/fedreg/2005/05/18/E5-2481.html https://regulations.justia.com/regulations/fedreg/2005/05/18/E5-2481.html Wed, 18 May 2005 00:00:00 -0700 E5-2481 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-18/pdf/E5-2481.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Assignment of RAES Orders to Logged-In Market-Makers Participating on RAES https://regulations.justia.com/regulations/fedreg/2005/05/18/E5-2480.html https://regulations.justia.com/regulations/fedreg/2005/05/18/E5-2480.html Wed, 18 May 2005 00:00:00 -0700 E5-2480 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-18/pdf/E5-2480.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and No. 2 Relating to Trading Options on Reduced Values of the NYSE U.S. 100 Index, the NYSE International 100 Index, the NYSE World Leaders Index, and the NYSE TMT Index, Including Long-Term Options https://regulations.justia.com/regulations/fedreg/2005/05/17/E5-2463.html https://regulations.justia.com/regulations/fedreg/2005/05/17/E5-2463.html Tue, 17 May 2005 00:00:00 -0700 E5-2463 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-17/pdf/E5-2463.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Incorporate the Brut System Book Feed Into the TotalView Entitlement https://regulations.justia.com/regulations/fedreg/2005/05/17/E5-2462.html https://regulations.justia.com/regulations/fedreg/2005/05/17/E5-2462.html Tue, 17 May 2005 00:00:00 -0700 E5-2462 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-17/pdf/E5-2462.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Amend Section 1101 of the Amex Company Guide To Make Clarifying and Simplifying Changes Relating To Filing and Notice Requirements Applicable to Amex Listed Issuers https://regulations.justia.com/regulations/fedreg/2005/05/17/E5-2444.html https://regulations.justia.com/regulations/fedreg/2005/05/17/E5-2444.html Tue, 17 May 2005 00:00:00 -0700 E5-2444 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-17/pdf/E5-2444.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2005/05/17/E5-2443.html https://regulations.justia.com/regulations/fedreg/2005/05/17/E5-2443.html Tue, 17 May 2005 00:00:00 -0700 E5-2443 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-17/pdf/E5-2443.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to the Hybrid Opening System https://regulations.justia.com/regulations/fedreg/2005/05/17/E5-2442.html https://regulations.justia.com/regulations/fedreg/2005/05/17/E5-2442.html Tue, 17 May 2005 00:00:00 -0700 E5-2442 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-17/pdf/E5-2442.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Trading Rules on the Hybrid System for Index Options and Options on ETFs https://regulations.justia.com/regulations/fedreg/2005/05/17/E5-2441.html https://regulations.justia.com/regulations/fedreg/2005/05/17/E5-2441.html Tue, 17 May 2005 00:00:00 -0700 E5-2441 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-17/pdf/E5-2441.pdf Notice - Issuer Delisting; Notice of Application of Sears Roebuck Acceptance Corp. To Withdraw Its 7% Notes (Due 2042), 7.4% Notes (Due 2043), and 6.75% Notes (Due September 2005), From Listing and Registration on the New York Stock Exchange, Inc. File No. 1-04040 https://regulations.justia.com/regulations/fedreg/2005/05/16/E5-2411.html https://regulations.justia.com/regulations/fedreg/2005/05/16/E5-2411.html Mon, 16 May 2005 00:00:00 -0700 E5-2411 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-16/pdf/E5-2411.pdf Notice - Issuer Delisting; Notice of Application of Avnet, Inc. To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Pacific Exchange, Inc. File No. 1-04224 https://regulations.justia.com/regulations/fedreg/2005/05/16/E5-2410.html https://regulations.justia.com/regulations/fedreg/2005/05/16/E5-2410.html Mon, 16 May 2005 00:00:00 -0700 E5-2410 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-16/pdf/E5-2410.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Change the Minimum Margin Deficiency Call Amount for Participants in Its Mortgage-Backed Securities Division https://regulations.justia.com/regulations/fedreg/2005/05/16/E5-2408.html https://regulations.justia.com/regulations/fedreg/2005/05/16/E5-2408.html Mon, 16 May 2005 00:00:00 -0700 E5-2408 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-16/pdf/E5-2408.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, National Association of Securities Dealers, Inc. Eliminating the Directed Order Process in The Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2005/05/16/E5-2399.html https://regulations.justia.com/regulations/fedreg/2005/05/16/E5-2399.html Mon, 16 May 2005 00:00:00 -0700 E5-2399 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-16/pdf/E5-2399.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Approval to a Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Clearly Erroneous Executions on the Archipelago Exchange https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2384.html https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2384.html Fri, 13 May 2005 00:00:00 -0700 E5-2384 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2384.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Seek Permanent Approval of the Pilot Relating to the Allocation Policy for Trading of Exchange-Traded Funds on an Unlisted Trading Privileges Basis (NYSE Rule 103B) https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2383.html https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2383.html Fri, 13 May 2005 00:00:00 -0700 E5-2383 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2383.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Disclaimer of Warranties by SIG Indices, LLLP and by Standard and Poor's https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2382.html https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2382.html Fri, 13 May 2005 00:00:00 -0700 E5-2382 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2382.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Order Granting Accelerated Approval of Amendment Nos. 2, 3, 4, and 5 Thereto Relating to the Pricing of Block and Facilitation Trades https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2381.html https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2381.html Fri, 13 May 2005 00:00:00 -0700 E5-2381 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2381.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 918-ANTE(a)(4) Regarding Closing Rotations https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2380.html https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2380.html Fri, 13 May 2005 00:00:00 -0700 E5-2380 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2380.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to the Collection of Fees for Services Provided by Other Entities https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2376.html https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2376.html Fri, 13 May 2005 00:00:00 -0700 E5-2376 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2376.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2375.html https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2375.html Fri, 13 May 2005 00:00:00 -0700 E5-2375 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2375.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Establish a Comprehensive Standard of Care and Limitation of Liability to Its Members https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2374.html https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2374.html Fri, 13 May 2005 00:00:00 -0700 E5-2374 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2374.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/05/13/05-9678.html https://regulations.justia.com/regulations/fedreg/2005/05/13/05-9678.html Fri, 13 May 2005 00:00:00 -0700 05-9678 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/05-9678.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating To Establishing a Sponsored Membership Program https://regulations.justia.com/regulations/fedreg/2005/05/12/E5-2352.html https://regulations.justia.com/regulations/fedreg/2005/05/12/E5-2352.html Thu, 12 May 2005 00:00:00 -0700 E5-2352 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-12/pdf/E5-2352.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Procedures for the Allocation of Options on Index-Based Products https://regulations.justia.com/regulations/fedreg/2005/05/12/E5-2350.html https://regulations.justia.com/regulations/fedreg/2005/05/12/E5-2350.html Thu, 12 May 2005 00:00:00 -0700 E5-2350 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-12/pdf/E5-2350.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the New York Stock Exchange, Inc. Relating to Elimination of Exchange Rules 499 and 501A https://regulations.justia.com/regulations/fedreg/2005/05/11/E5-2307.html https://regulations.justia.com/regulations/fedreg/2005/05/11/E5-2307.html Wed, 11 May 2005 00:00:00 -0700 E5-2307 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-11/pdf/E5-2307.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and No. 2 Relating to a Dividend Spread Transaction Fee Cap https://regulations.justia.com/regulations/fedreg/2005/05/11/E5-2306.html https://regulations.justia.com/regulations/fedreg/2005/05/11/E5-2306.html Wed, 11 May 2005 00:00:00 -0700 E5-2306 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-11/pdf/E5-2306.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Price Improvement Period Under the Rules of the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2005/05/11/E5-2298.html https://regulations.justia.com/regulations/fedreg/2005/05/11/E5-2298.html Wed, 11 May 2005 00:00:00 -0700 E5-2298 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-11/pdf/E5-2298.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of Proposed Rule Change Relating to Taping Rule “Opt Out” and Exemption Provisions https://regulations.justia.com/regulations/fedreg/2005/05/11/05-9388.html https://regulations.justia.com/regulations/fedreg/2005/05/11/05-9388.html Wed, 11 May 2005 00:00:00 -0700 05-9388 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-11/pdf/05-9388.pdf Notice - Issuer Delisting; Notice of Application of Centrue Financial Corporation To Withdraw Its Common Stock, $.01 Par Value, and Preferred Share Purchase Rights, From Listing and Registration on the American Stock Exchange LLC File No. 1-15025 https://regulations.justia.com/regulations/fedreg/2005/05/10/E5-2269.html https://regulations.justia.com/regulations/fedreg/2005/05/10/E5-2269.html Tue, 10 May 2005 00:00:00 -0700 E5-2269 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-10/pdf/E5-2269.pdf Notice - Self-Regulatory Organizations; Notice of Application of Equitable Resources, Inc. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the Philadelphia Stock Exchange, Inc. File No. 1-03551 https://regulations.justia.com/regulations/fedreg/2005/05/10/E5-2266.html https://regulations.justia.com/regulations/fedreg/2005/05/10/E5-2266.html Tue, 10 May 2005 00:00:00 -0700 E5-2266 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-10/pdf/E5-2266.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Timely Notification of Significant Events That Effect a Change in Control of a Member or Could Have a Substantial Impact on a Member's Business or Financial Condition https://regulations.justia.com/regulations/fedreg/2005/05/10/E5-2240.html https://regulations.justia.com/regulations/fedreg/2005/05/10/E5-2240.html Tue, 10 May 2005 00:00:00 -0700 E5-2240 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-10/pdf/E5-2240.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Amending Its Marketing Fee Relating to Remote Market-Makers https://regulations.justia.com/regulations/fedreg/2005/05/10/E5-2239.html https://regulations.justia.com/regulations/fedreg/2005/05/10/E5-2239.html Tue, 10 May 2005 00:00:00 -0700 E5-2239 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-10/pdf/E5-2239.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change To Establish a Confirmation and Matching Service for Over-The-Counter U.S. Equity Options Transactions https://regulations.justia.com/regulations/fedreg/2005/05/10/E5-2238.html https://regulations.justia.com/regulations/fedreg/2005/05/10/E5-2238.html Tue, 10 May 2005 00:00:00 -0700 E5-2238 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-10/pdf/E5-2238.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2005/05/09/E5-2223.html https://regulations.justia.com/regulations/fedreg/2005/05/09/E5-2223.html Mon, 09 May 2005 00:00:00 -0700 E5-2223 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-09/pdf/E5-2223.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/05/09/05-9257.html https://regulations.justia.com/regulations/fedreg/2005/05/09/05-9257.html Mon, 09 May 2005 00:00:00 -0700 05-9257 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-09/pdf/05-9257.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P 500 BuyWrite Index(sm) https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2213.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2213.html Fri, 06 May 2005 00:00:00 -0700 E5-2213 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2213.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes by the New York Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. Relating to an Exemption from the Research Analyst Qualification Examination for Certain Associated Persons Employed by Non-Member Foreign Affiliates Who Contribute to the Preparation of Member Research Reports https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2212.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2212.html Fri, 06 May 2005 00:00:00 -0700 E5-2212 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2212.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2211.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2211.html Fri, 06 May 2005 00:00:00 -0700 E5-2211 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2211.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Revisions to the Implementation Date of the ANTE System https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2210.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2210.html Fri, 06 May 2005 00:00:00 -0700 E5-2210 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2210.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Chicago Stock Exchange, Inc. Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2205.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2205.html Fri, 06 May 2005 00:00:00 -0700 E5-2205 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2205.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc; Notice of Filing of a Proposed Rule Change To Remove Incorrect Reference in Its Rule Relating to Failure To Honor an Arbitration Award https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2203.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2203.html Fri, 06 May 2005 00:00:00 -0700 E5-2203 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2203.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2202.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2202.html Fri, 06 May 2005 00:00:00 -0700 E5-2202 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2202.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the National Association of Securities Dealers, Inc. To Modify the Pricing for Non-NASD Members Using Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2201.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2201.html Fri, 06 May 2005 00:00:00 -0700 E5-2201 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2201.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, by the Philadelphia Stock Exchange, Inc. Relating to the Elimination of the Prohibition Against the Entry of Multiple Orders in an Option Within Any 15-Second Period for an Account or Accounts of the Same Beneficial Owner https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2200.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2200.html Fri, 06 May 2005 00:00:00 -0700 E5-2200 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2200.pdf Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Pacific Exchange, Inc. Relating to the Deletion of Obsolete or Unnecessary Rules https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2199.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2199.html Fri, 06 May 2005 00:00:00 -0700 E5-2199 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2199.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2198.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2198.html Fri, 06 May 2005 00:00:00 -0700 E5-2198 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2198.pdf Notice - Issuer Delisting; Notice of Application of Top Image Systems Ltd. To Withdraw Its Ordinary Shares, .04 NIS Par Value, From Listing and Registration on the Boston Stock Exchange, Inc., File No. 1-14552 https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2197.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2197.html Fri, 06 May 2005 00:00:00 -0700 E5-2197 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2197.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/05/05/05-9076.html https://regulations.justia.com/regulations/fedreg/2005/05/05/05-9076.html Thu, 05 May 2005 00:00:00 -0700 05-9076 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-05/pdf/05-9076.pdf Notice - UBS Supplementary Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/05/04/Z5-1973.html https://regulations.justia.com/regulations/fedreg/2005/05/04/Z5-1973.html Wed, 04 May 2005 00:00:00 -0700 Z5-1973 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/Z5-1973.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected From the Intermarket Option Linkage https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2170.html https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2170.html Wed, 04 May 2005 00:00:00 -0700 E5-2170 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/E5-2170.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Its Original Financial Listing Standards Pilot Program https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2169.html https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2169.html Wed, 04 May 2005 00:00:00 -0700 E5-2169 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/E5-2169.pdf Notice - Edward D. Jones & Co., L.P.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2167.html https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2167.html Wed, 04 May 2005 00:00:00 -0700 E5-2167 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/E5-2167.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Certain Amendments to the Restated Certificate of Incorporation and the By-Laws of The Nasdaq Stock Market, Inc. https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2166.html https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2166.html Wed, 04 May 2005 00:00:00 -0700 E5-2166 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/E5-2166.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Modify the Assessment Process for Late Submissions of Collateral Made Through the GCF Repo Service and To Increase the Types of Securities Available To Satisfy Collateral Allocation Obligations https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2165.html https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2165.html Wed, 04 May 2005 00:00:00 -0700 E5-2165 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/E5-2165.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2148.html https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2148.html Wed, 04 May 2005 00:00:00 -0700 E5-2148 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/E5-2148.pdf Proposed Rule - Regulations for the Safe Transport of Radioactive Material; Solicitation of Comments on Proposed Changes https://regulations.justia.com/regulations/fedreg/2005/05/04/C5-8371.html https://regulations.justia.com/regulations/fedreg/2005/05/04/C5-8371.html Wed, 04 May 2005 00:00:00 -0700 C5-8371 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/C5-8371.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/05/04/05-9019.html https://regulations.justia.com/regulations/fedreg/2005/05/04/05-9019.html Wed, 04 May 2005 00:00:00 -0700 05-9019 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/05-9019.pdf Notice - Order Making Fiscal Year 2006 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b) and 31(c) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2005/05/04/05-8916.html https://regulations.justia.com/regulations/fedreg/2005/05/04/05-8916.html Wed, 04 May 2005 00:00:00 -0700 05-8916 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/05-8916.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected From the Intermarket Options Linkage https://regulations.justia.com/regulations/fedreg/2005/05/03/Z5-1878.html https://regulations.justia.com/regulations/fedreg/2005/05/03/Z5-1878.html Tue, 03 May 2005 00:00:00 -0700 Z5-1878 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/Z5-1878.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Board Options Exchange, Incorporated Relating to Customer Portfolio and Cross-Margining Requirements https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2127.html https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2127.html Tue, 03 May 2005 00:00:00 -0700 E5-2127 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2127.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade ETFs Based on the Dow Jones STOXX 50 and the Dow Jones EURO STOXX 50 Indexes Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2126.html https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2126.html Tue, 03 May 2005 00:00:00 -0700 E5-2126 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2126.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto By the American Stock Exchange LLC Relating to When Floor Official Approval for a Transaction in a High-Priced Security Is Necessary https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2125.html https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2125.html Tue, 03 May 2005 00:00:00 -0700 E5-2125 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2125.pdf Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change By the Boston Stock Exchange, Inc. Relating to Remote Floor Brokers https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2120.html https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2120.html Tue, 03 May 2005 00:00:00 -0700 E5-2120 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2120.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the International Securities Exchange, Inc. To List and Trade Options on Various Russell Indexes https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2114.html https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2114.html Tue, 03 May 2005 00:00:00 -0700 E5-2114 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2114.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendment to Rule G-41, on Anti-Money Laundering Compliance Programs https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2105.html https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2105.html Tue, 03 May 2005 00:00:00 -0700 E5-2105 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2105.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto by the New York Stock Exchange, Inc. Relating to Customer Portfolio and Cross-Margining Requirements https://regulations.justia.com/regulations/fedreg/2005/05/03/05-8774.html https://regulations.justia.com/regulations/fedreg/2005/05/03/05-8774.html Tue, 03 May 2005 00:00:00 -0700 05-8774 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/05-8774.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2087.html https://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2087.html Mon, 02 May 2005 00:00:00 -0700 E5-2087 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-02/pdf/E5-2087.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2086.html https://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2086.html Mon, 02 May 2005 00:00:00 -0700 E5-2086 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-02/pdf/E5-2086.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Eliminate the Requirement That a Floor Official Approve Certain Transactions on the Exchange's Automated Bond System https://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2083.html https://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2083.html Mon, 02 May 2005 00:00:00 -0700 E5-2083 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-02/pdf/E5-2083.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to Corporate Governance Standards for Listed Companies https://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2082.html https://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2082.html Mon, 02 May 2005 00:00:00 -0700 E5-2082 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-02/pdf/E5-2082.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise PCX Rule 6.88 To Eliminate the Prohibition on Computer Generated Orders https://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2080.html https://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2080.html Mon, 02 May 2005 00:00:00 -0700 E5-2080 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-02/pdf/E5-2080.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to TRACE Market Data Fees https://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2079.html https://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2079.html Mon, 02 May 2005 00:00:00 -0700 E5-2079 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-02/pdf/E5-2079.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Create a Uniform Pricing Structure for the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2078.html https://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2078.html Mon, 02 May 2005 00:00:00 -0700 E5-2078 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-02/pdf/E5-2078.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Compliance Meetings https://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2065.html https://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2065.html Mon, 02 May 2005 00:00:00 -0700 E5-2065 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-02/pdf/E5-2065.pdf