Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/05?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-08T05:29:34-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2005/05/31/E5-2728.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Making Certain Administrative Changes to the PCX Rules2005-05-31T00:00:00-07:002005-05-31T00:00:00-07:00E5-2728Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-31/pdf/E5-2728.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/31/E5-2725.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-05-31T00:00:00-07:002005-05-31T00:00:00-07:00E5-2725Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-31/pdf/E5-2725.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/31/E5-2724.htmlNotice - Advisory Committee on Smaller Public Companies.2005-05-31T00:00:00-07:002005-05-31T00:00:00-07:00E5-2724Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-31/pdf/E5-2724.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/31/E5-2723.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Member Organization Increases in Arbitration Filing Fees and Member Organization Surcharges in Arbitration Claims Filed by Customers2005-05-31T00:00:00-07:002005-05-31T00:00:00-07:00E5-2723Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-31/pdf/E5-2723.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/31/E5-2717.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change as Amended By Amendment Nos. 1, 2, and 3 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation and an Amendment to Rule 3.16(b)2005-05-31T00:00:00-07:002005-05-31T00:00:00-07:00E5-2717Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-31/pdf/E5-2717.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/31/05-10791.htmlNotice - Sunshine Act Meeting2005-05-31T00:00:00-07:002005-05-31T00:00:00-07:0005-10791Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-31/pdf/05-10791.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/31/05-10713.htmlRule - Adoption of Updated EDGAR Filer Manual2005-05-31T00:00:00-07:002005-05-31T00:00:00-07:0005-10713Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-31/pdf/05-10713.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/27/E5-2686.htmlNotice - The Korea Fund; Notice of Application2005-05-27T00:00:00-07:002005-05-27T00:00:00-07:00E5-2686Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-27/pdf/E5-2686.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/26/E5-2675.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-05-26T00:00:00-07:002005-05-26T00:00:00-07:00E5-2675Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-26/pdf/E5-2675.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/26/E5-2674.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto by the National Association of Securities Dealers, Inc. To Modify Nasdaq's Clearly Erroneous Rule2005-05-26T00:00:00-07:002005-05-26T00:00:00-07:00E5-2674Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-26/pdf/E5-2674.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/26/E5-2673.htmlNotice - Joint Industry Plan; Order Approving Joint Amendment No. 14 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to the Limitation in Liability for Filling Satisfaction Orders Sent Through the Linkage at the End of the Trading Day2005-05-26T00:00:00-07:002005-05-26T00:00:00-07:00E5-2673Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-26/pdf/E5-2673.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/26/E5-2656.htmlNotice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Clarify How the Requirements of the OPRA Plan Pertaining to Vendors Apply to Persons Who Redistribute OPRA Data Over the Internet2005-05-26T00:00:00-07:002005-05-26T00:00:00-07:00E5-2656Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-26/pdf/E5-2656.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2637.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Backup Trading Arrangements2005-05-25T00:00:00-07:002005-05-25T00:00:00-07:00E5-2637Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-25/pdf/E5-2637.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2636.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Increased Class Quoting Limits in AAPL, GOOG, MNX, QQQQ2005-05-25T00:00:00-07:002005-05-25T00:00:00-07:00E5-2636Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-25/pdf/E5-2636.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2635.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to the Matching of Certain Incoming Orders With Certain Phlx Existing Orders Through the PACE System2005-05-25T00:00:00-07:002005-05-25T00:00:00-07:00E5-2635Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-25/pdf/E5-2635.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2634.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 4 and 5 Relating to Back-Up Trading Arrangements2005-05-25T00:00:00-07:002005-05-25T00:00:00-07:00E5-2634Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-25/pdf/E5-2634.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2605.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Seeking to Modify the Nasdaq Market Center Execution Service To Add an Optional Routing Feature2005-05-25T00:00:00-07:002005-05-25T00:00:00-07:00E5-2605Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-25/pdf/E5-2605.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2604.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Listing of PIESSM2005-05-25T00:00:00-07:002005-05-25T00:00:00-07:00E5-2604Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-25/pdf/E5-2604.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2603.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Eliminating the Remote Market-Maker Inactivity Fee2005-05-25T00:00:00-07:002005-05-25T00:00:00-07:00E5-2603Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-25/pdf/E5-2603.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/25/E5-2602.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the Composition of the Exchange's Modified Trading System Appointments Committee2005-05-25T00:00:00-07:002005-05-25T00:00:00-07:00E5-2602Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-25/pdf/E5-2602.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/24/Z5-2383.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Seek Permanent Approval of the Pilot Relating to the Allocation Policy for Trading of Exchange-Traded Funds on an Unlisted Trading Privileges Basis (NYSE Rule 103B)2005-05-24T00:00:00-07:002005-05-24T00:00:00-07:00Z5-2383Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-24/pdf/Z5-2383.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/24/Z5-2382.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Disclaimer of Warranties by SIG Indices, LLLP and by Standard and Poor's2005-05-24T00:00:00-07:002005-05-24T00:00:00-07:00Z5-2382Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-24/pdf/Z5-2382.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/24/Z5-2380.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LCC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 918-ANTE(a)(4) Regarding Closing Rotations2005-05-24T00:00:00-07:002005-05-24T00:00:00-07:00Z5-2380Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-24/pdf/Z5-2380.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/24/E5-2585.htmlNotice - Touchstone Investment Trust, et al.; Notice of Application2005-05-24T00:00:00-07:002005-05-24T00:00:00-07:00E5-2585Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-24/pdf/E5-2585.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/23/E5-2563.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Reduction of Transaction Fees for Exchange-Listed Exchange Traded Funds2005-05-23T00:00:00-07:002005-05-23T00:00:00-07:00E5-2563Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-23/pdf/E5-2563.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/20/E5-2525.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to a Pilot Rule Extension of a Waiver of California Arbitrator Disclosure Standards2005-05-20T00:00:00-07:002005-05-20T00:00:00-07:00E5-2525Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-20/pdf/E5-2525.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/20/05-10173.htmlNotice - Sunshine Act Meetings2005-05-20T00:00:00-07:002005-05-20T00:00:00-07:0005-10173Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-20/pdf/05-10173.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/20/05-10172.htmlNotice - Reinstatement; Comment Request2005-05-20T00:00:00-07:002005-05-20T00:00:00-07:0005-10172Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-20/pdf/05-10172.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/19/05-9970.htmlNotice - Mutual Fund Redemption Fees2005-05-19T00:00:00-07:002005-05-19T00:00:00-07:0005-9970Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/05-9970.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/19/05-10091.htmlNotice - In Sino Silver Corp.; Order of Suspension of Trading2005-05-19T00:00:00-07:002005-05-19T00:00:00-07:0005-10091Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/05-10091.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2506.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Honorarium for Arbitrators Deciding Discovery-Related Motions2005-05-19T00:00:00-07:002005-05-19T00:00:00-07:00E5-2506Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2506.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2505.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation Date of Revisions to the Series 4 Examination Program2005-05-19T00:00:00-07:002005-05-19T00:00:00-07:00E5-2505Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2505.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2504.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, To Clarify That Specialists May Not Charge Commissions With Respect to the Execution of CHXpress Orders2005-05-19T00:00:00-07:002005-05-19T00:00:00-07:00E5-2504Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2504.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2503.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change Relating to Corporate Governance of Listed Issuers2005-05-19T00:00:00-07:002005-05-19T00:00:00-07:00E5-2503Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2503.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2502.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Implementation Date of Revisions to the Series 4 Examination Program2005-05-19T00:00:00-07:002005-05-19T00:00:00-07:00E5-2502Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2502.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2501.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program2005-05-19T00:00:00-07:002005-05-19T00:00:00-07:00E5-2501Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2501.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2500.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Waiver of May 2005 Member Dues for CBOE Market-Makers2005-05-19T00:00:00-07:002005-05-19T00:00:00-07:00E5-2500Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2500.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/18/E5-2481.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Marketing Fee for Options on SPDRs2005-05-18T00:00:00-07:002005-05-18T00:00:00-07:00E5-2481Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-18/pdf/E5-2481.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/18/E5-2480.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Assignment of RAES Orders to Logged-In Market-Makers Participating on RAES2005-05-18T00:00:00-07:002005-05-18T00:00:00-07:00E5-2480Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-18/pdf/E5-2480.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/17/E5-2463.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and No. 2 Relating to Trading Options on Reduced Values of the NYSE U.S. 100 Index, the NYSE International 100 Index, the NYSE World Leaders Index, and the NYSE TMT Index, Including Long-Term Options2005-05-17T00:00:00-07:002005-05-17T00:00:00-07:00E5-2463Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-17/pdf/E5-2463.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/17/E5-2462.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Incorporate the Brut System Book Feed Into the TotalView Entitlement2005-05-17T00:00:00-07:002005-05-17T00:00:00-07:00E5-2462Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-17/pdf/E5-2462.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/17/E5-2444.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Amend Section 1101 of the Amex Company Guide To Make Clarifying and Simplifying Changes Relating To Filing and Notice Requirements Applicable to Amex Listed Issuers2005-05-17T00:00:00-07:002005-05-17T00:00:00-07:00E5-2444Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-17/pdf/E5-2444.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/17/E5-2443.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Exchange Fees and Charges2005-05-17T00:00:00-07:002005-05-17T00:00:00-07:00E5-2443Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-17/pdf/E5-2443.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/17/E5-2442.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to the Hybrid Opening System2005-05-17T00:00:00-07:002005-05-17T00:00:00-07:00E5-2442Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-17/pdf/E5-2442.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/17/E5-2441.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Trading Rules on the Hybrid System for Index Options and Options on ETFs2005-05-17T00:00:00-07:002005-05-17T00:00:00-07:00E5-2441Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-17/pdf/E5-2441.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/16/E5-2411.htmlNotice - Issuer Delisting; Notice of Application of Sears Roebuck Acceptance Corp. To Withdraw Its 7% Notes (Due 2042), 7.4% Notes (Due 2043), and 6.75% Notes (Due September 2005), From Listing and Registration on the New York Stock Exchange, Inc. File No. 1-040402005-05-16T00:00:00-07:002005-05-16T00:00:00-07:00E5-2411Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-16/pdf/E5-2411.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/16/E5-2410.htmlNotice - Issuer Delisting; Notice of Application of Avnet, Inc. To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Pacific Exchange, Inc. File No. 1-042242005-05-16T00:00:00-07:002005-05-16T00:00:00-07:00E5-2410Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-16/pdf/E5-2410.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/16/E5-2408.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Change the Minimum Margin Deficiency Call Amount for Participants in Its Mortgage-Backed Securities Division2005-05-16T00:00:00-07:002005-05-16T00:00:00-07:00E5-2408Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-16/pdf/E5-2408.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/16/E5-2399.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, National Association of Securities Dealers, Inc. Eliminating the Directed Order Process in The Nasdaq Market Center2005-05-16T00:00:00-07:002005-05-16T00:00:00-07:00E5-2399Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-16/pdf/E5-2399.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2384.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Approval to a Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Clearly Erroneous Executions on the Archipelago Exchange2005-05-13T00:00:00-07:002005-05-13T00:00:00-07:00E5-2384Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2384.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2383.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Seek Permanent Approval of the Pilot Relating to the Allocation Policy for Trading of Exchange-Traded Funds on an Unlisted Trading Privileges Basis (NYSE Rule 103B)2005-05-13T00:00:00-07:002005-05-13T00:00:00-07:00E5-2383Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2383.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2382.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Disclaimer of Warranties by SIG Indices, LLLP and by Standard and Poor's2005-05-13T00:00:00-07:002005-05-13T00:00:00-07:00E5-2382Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2382.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2381.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Order Granting Accelerated Approval of Amendment Nos. 2, 3, 4, and 5 Thereto Relating to the Pricing of Block and Facilitation Trades2005-05-13T00:00:00-07:002005-05-13T00:00:00-07:00E5-2381Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2381.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2380.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 918-ANTE(a)(4) Regarding Closing Rotations2005-05-13T00:00:00-07:002005-05-13T00:00:00-07:00E5-2380Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2380.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2376.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to the Collection of Fees for Services Provided by Other Entities2005-05-13T00:00:00-07:002005-05-13T00:00:00-07:00E5-2376Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2376.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2375.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities2005-05-13T00:00:00-07:002005-05-13T00:00:00-07:00E5-2375Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2375.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2374.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Establish a Comprehensive Standard of Care and Limitation of Liability to Its Members2005-05-13T00:00:00-07:002005-05-13T00:00:00-07:00E5-2374Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2374.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/13/05-9678.htmlNotice - Sunshine Act Meeting2005-05-13T00:00:00-07:002005-05-13T00:00:00-07:0005-9678Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/05-9678.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/12/E5-2352.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating To Establishing a Sponsored Membership Program2005-05-12T00:00:00-07:002005-05-12T00:00:00-07:00E5-2352Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-12/pdf/E5-2352.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/12/E5-2350.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Procedures for the Allocation of Options on Index-Based Products2005-05-12T00:00:00-07:002005-05-12T00:00:00-07:00E5-2350Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-12/pdf/E5-2350.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/11/E5-2307.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the New York Stock Exchange, Inc. Relating to Elimination of Exchange Rules 499 and 501A2005-05-11T00:00:00-07:002005-05-11T00:00:00-07:00E5-2307Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-11/pdf/E5-2307.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/11/E5-2306.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and No. 2 Relating to a Dividend Spread Transaction Fee Cap2005-05-11T00:00:00-07:002005-05-11T00:00:00-07:00E5-2306Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-11/pdf/E5-2306.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/11/E5-2298.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Price Improvement Period Under the Rules of the Boston Options Exchange Facility2005-05-11T00:00:00-07:002005-05-11T00:00:00-07:00E5-2298Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-11/pdf/E5-2298.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/11/05-9388.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of Proposed Rule Change Relating to Taping Rule “Opt Out” and Exemption Provisions2005-05-11T00:00:00-07:002005-05-11T00:00:00-07:0005-9388Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-11/pdf/05-9388.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/10/E5-2269.htmlNotice - Issuer Delisting; Notice of Application of Centrue Financial Corporation To Withdraw Its Common Stock, $.01 Par Value, and Preferred Share Purchase Rights, From Listing and Registration on the American Stock Exchange LLC File No. 1-150252005-05-10T00:00:00-07:002005-05-10T00:00:00-07:00E5-2269Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-10/pdf/E5-2269.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/10/E5-2266.htmlNotice - Self-Regulatory Organizations; Notice of Application of Equitable Resources, Inc. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the Philadelphia Stock Exchange, Inc. File No. 1-035512005-05-10T00:00:00-07:002005-05-10T00:00:00-07:00E5-2266Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-10/pdf/E5-2266.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/10/E5-2240.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Timely Notification of Significant Events That Effect a Change in Control of a Member or Could Have a Substantial Impact on a Member's Business or Financial Condition2005-05-10T00:00:00-07:002005-05-10T00:00:00-07:00E5-2240Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-10/pdf/E5-2240.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/10/E5-2239.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Amending Its Marketing Fee Relating to Remote Market-Makers2005-05-10T00:00:00-07:002005-05-10T00:00:00-07:00E5-2239Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-10/pdf/E5-2239.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/10/E5-2238.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change To Establish a Confirmation and Matching Service for Over-The-Counter U.S. Equity Options Transactions2005-05-10T00:00:00-07:002005-05-10T00:00:00-07:00E5-2238Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-10/pdf/E5-2238.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/09/E5-2223.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Exchange Fees and Charges2005-05-09T00:00:00-07:002005-05-09T00:00:00-07:00E5-2223Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-09/pdf/E5-2223.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/09/05-9257.htmlNotice - Sunshine Act Meeting2005-05-09T00:00:00-07:002005-05-09T00:00:00-07:0005-9257Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-09/pdf/05-9257.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2213.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P 500 BuyWrite Index(sm)2005-05-06T00:00:00-07:002005-05-06T00:00:00-07:00E5-2213Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2213.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2212.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes by the New York Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. Relating to an Exemption from the Research Analyst Qualification Examination for Certain Associated Persons Employed by Non-Member Foreign Affiliates Who Contribute to the Preparation of Member Research Reports2005-05-06T00:00:00-07:002005-05-06T00:00:00-07:00E5-2212Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2212.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2211.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges2005-05-06T00:00:00-07:002005-05-06T00:00:00-07:00E5-2211Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2211.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2210.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Revisions to the Implementation Date of the ANTE System2005-05-06T00:00:00-07:002005-05-06T00:00:00-07:00E5-2210Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2210.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2205.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Chicago Stock Exchange, Inc. Relating to Participant Fees and Credits2005-05-06T00:00:00-07:002005-05-06T00:00:00-07:00E5-2205Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2205.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2203.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc; Notice of Filing of a Proposed Rule Change To Remove Incorrect Reference in Its Rule Relating to Failure To Honor an Arbitration Award2005-05-06T00:00:00-07:002005-05-06T00:00:00-07:00E5-2203Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2203.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2202.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402005-05-06T00:00:00-07:002005-05-06T00:00:00-07:00E5-2202Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2202.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2201.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the National Association of Securities Dealers, Inc. To Modify the Pricing for Non-NASD Members Using Nasdaq's Brut Facility2005-05-06T00:00:00-07:002005-05-06T00:00:00-07:00E5-2201Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2201.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2200.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, by the Philadelphia Stock Exchange, Inc. Relating to the Elimination of the Prohibition Against the Entry of Multiple Orders in an Option Within Any 15-Second Period for an Account or Accounts of the Same Beneficial Owner2005-05-06T00:00:00-07:002005-05-06T00:00:00-07:00E5-2200Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2200.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2199.htmlNotice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Pacific Exchange, Inc. Relating to the Deletion of Obsolete or Unnecessary Rules2005-05-06T00:00:00-07:002005-05-06T00:00:00-07:00E5-2199Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2199.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2198.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-05-06T00:00:00-07:002005-05-06T00:00:00-07:00E5-2198Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2198.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2197.htmlNotice - Issuer Delisting; Notice of Application of Top Image Systems Ltd. To Withdraw Its Ordinary Shares, .04 NIS Par Value, From Listing and Registration on the Boston Stock Exchange, Inc., File No. 1-145522005-05-06T00:00:00-07:002005-05-06T00:00:00-07:00E5-2197Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2197.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/05/05-9076.htmlNotice - Sunshine Act Meeting2005-05-05T00:00:00-07:002005-05-05T00:00:00-07:0005-9076Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-05/pdf/05-9076.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/04/Z5-1973.htmlNotice - UBS Supplementary Trust, et al.; Notice of Application2005-05-04T00:00:00-07:002005-05-04T00:00:00-07:00Z5-1973Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/Z5-1973.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2170.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected From the Intermarket Option Linkage2005-05-04T00:00:00-07:002005-05-04T00:00:00-07:00E5-2170Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/E5-2170.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2169.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Its Original Financial Listing Standards Pilot Program2005-05-04T00:00:00-07:002005-05-04T00:00:00-07:00E5-2169Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/E5-2169.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2167.htmlNotice - Edward D. Jones & Co., L.P.; Notice of Application2005-05-04T00:00:00-07:002005-05-04T00:00:00-07:00E5-2167Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/E5-2167.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2166.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Certain Amendments to the Restated Certificate of Incorporation and the By-Laws of The Nasdaq Stock Market, Inc.2005-05-04T00:00:00-07:002005-05-04T00:00:00-07:00E5-2166Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/E5-2166.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2165.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Modify the Assessment Process for Late Submissions of Collateral Made Through the GCF Repo Service and To Increase the Types of Securities Available To Satisfy Collateral Allocation Obligations2005-05-04T00:00:00-07:002005-05-04T00:00:00-07:00E5-2165Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/E5-2165.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2148.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-05-04T00:00:00-07:002005-05-04T00:00:00-07:00E5-2148Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/E5-2148.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/04/C5-8371.htmlProposed Rule - Regulations for the Safe Transport of Radioactive Material; Solicitation of Comments on Proposed Changes2005-05-04T00:00:00-07:002005-05-04T00:00:00-07:00C5-8371Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/C5-8371.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/04/05-9019.htmlNotice - Sunshine Act Meeting2005-05-04T00:00:00-07:002005-05-04T00:00:00-07:0005-9019Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/05-9019.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/04/05-8916.htmlNotice - Order Making Fiscal Year 2006 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b) and 31(c) of the Securities Exchange Act of 19342005-05-04T00:00:00-07:002005-05-04T00:00:00-07:0005-8916Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/05-8916.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/03/Z5-1878.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected From the Intermarket Options Linkage2005-05-03T00:00:00-07:002005-05-03T00:00:00-07:00Z5-1878Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/Z5-1878.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2127.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Board Options Exchange, Incorporated Relating to Customer Portfolio and Cross-Margining Requirements2005-05-03T00:00:00-07:002005-05-03T00:00:00-07:00E5-2127Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2127.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2126.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade ETFs Based on the Dow Jones STOXX 50 and the Dow Jones EURO STOXX 50 Indexes Pursuant to Unlisted Trading Privileges2005-05-03T00:00:00-07:002005-05-03T00:00:00-07:00E5-2126Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2126.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2125.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto By the American Stock Exchange LLC Relating to When Floor Official Approval for a Transaction in a High-Priced Security Is Necessary2005-05-03T00:00:00-07:002005-05-03T00:00:00-07:00E5-2125Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2125.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2120.htmlNotice - Self-Regulatory Organizations; Order Approving Proposed Rule Change By the Boston Stock Exchange, Inc. Relating to Remote Floor Brokers2005-05-03T00:00:00-07:002005-05-03T00:00:00-07:00E5-2120Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2120.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2114.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the International Securities Exchange, Inc. To List and Trade Options on Various Russell Indexes2005-05-03T00:00:00-07:002005-05-03T00:00:00-07:00E5-2114Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2114.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2105.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendment to Rule G-41, on Anti-Money Laundering Compliance Programs2005-05-03T00:00:00-07:002005-05-03T00:00:00-07:00E5-2105Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2105.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/03/05-8774.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto by the New York Stock Exchange, Inc. Relating to Customer Portfolio and Cross-Margining Requirements2005-05-03T00:00:00-07:002005-05-03T00:00:00-07:0005-8774Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/05-8774.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2087.htmlNotice - Proposed Collection; Comment Request2005-05-02T00:00:00-07:002005-05-02T00:00:00-07:00E5-2087Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-02/pdf/E5-2087.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2086.htmlNotice - Proposed Collection; Comment Request2005-05-02T00:00:00-07:002005-05-02T00:00:00-07:00E5-2086Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-02/pdf/E5-2086.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2083.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Eliminate the Requirement That a Floor Official Approve Certain Transactions on the Exchange's Automated Bond System2005-05-02T00:00:00-07:002005-05-02T00:00:00-07:00E5-2083Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-02/pdf/E5-2083.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2082.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to Corporate Governance Standards for Listed Companies2005-05-02T00:00:00-07:002005-05-02T00:00:00-07:00E5-2082Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-02/pdf/E5-2082.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2080.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise PCX Rule 6.88 To Eliminate the Prohibition on Computer Generated Orders2005-05-02T00:00:00-07:002005-05-02T00:00:00-07:00E5-2080Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-02/pdf/E5-2080.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2079.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to TRACE Market Data Fees2005-05-02T00:00:00-07:002005-05-02T00:00:00-07:00E5-2079Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-02/pdf/E5-2079.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2078.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Create a Uniform Pricing Structure for the Nasdaq Market Center2005-05-02T00:00:00-07:002005-05-02T00:00:00-07:00E5-2078Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-02/pdf/E5-2078.pdfhttps://regulations.justia.com/regulations/fedreg/2005/05/02/E5-2065.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Compliance Meetings2005-05-02T00:00:00-07:002005-05-02T00:00:00-07:00E5-2065Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-02/pdf/E5-2065.pdf