<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/05/13?registers=between Fri, 22 Nov 2024 16:43:03 -0800 Fri, 22 Nov 2024 16:43:03 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/05/13?registers=between Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Approval to a Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Clearly Erroneous Executions on the Archipelago Exchange https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2384.html https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2384.html Fri, 13 May 2005 00:00:00 -0700 E5-2384 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2384.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Seek Permanent Approval of the Pilot Relating to the Allocation Policy for Trading of Exchange-Traded Funds on an Unlisted Trading Privileges Basis (NYSE Rule 103B) https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2383.html https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2383.html Fri, 13 May 2005 00:00:00 -0700 E5-2383 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2383.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Disclaimer of Warranties by SIG Indices, LLLP and by Standard and Poor's https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2382.html https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2382.html Fri, 13 May 2005 00:00:00 -0700 E5-2382 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2382.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Order Granting Accelerated Approval of Amendment Nos. 2, 3, 4, and 5 Thereto Relating to the Pricing of Block and Facilitation Trades https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2381.html https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2381.html Fri, 13 May 2005 00:00:00 -0700 E5-2381 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2381.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 918-ANTE(a)(4) Regarding Closing Rotations https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2380.html https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2380.html Fri, 13 May 2005 00:00:00 -0700 E5-2380 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2380.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to the Collection of Fees for Services Provided by Other Entities https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2376.html https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2376.html Fri, 13 May 2005 00:00:00 -0700 E5-2376 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2376.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2375.html https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2375.html Fri, 13 May 2005 00:00:00 -0700 E5-2375 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2375.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Establish a Comprehensive Standard of Care and Limitation of Liability to Its Members https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2374.html https://regulations.justia.com/regulations/fedreg/2005/05/13/E5-2374.html Fri, 13 May 2005 00:00:00 -0700 E5-2374 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/E5-2374.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/05/13/05-9678.html https://regulations.justia.com/regulations/fedreg/2005/05/13/05-9678.html Fri, 13 May 2005 00:00:00 -0700 05-9678 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-13/pdf/05-9678.pdf