<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/05/06?registers=between Sun, 16 Feb 2025 04:29:21 -0800 Sun, 16 Feb 2025 04:29:21 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/05/06?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P 500 BuyWrite Index(sm) https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2213.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2213.html Fri, 06 May 2005 00:00:00 -0700 E5-2213 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2213.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes by the New York Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. Relating to an Exemption from the Research Analyst Qualification Examination for Certain Associated Persons Employed by Non-Member Foreign Affiliates Who Contribute to the Preparation of Member Research Reports https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2212.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2212.html Fri, 06 May 2005 00:00:00 -0700 E5-2212 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2212.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2211.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2211.html Fri, 06 May 2005 00:00:00 -0700 E5-2211 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2211.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Revisions to the Implementation Date of the ANTE System https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2210.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2210.html Fri, 06 May 2005 00:00:00 -0700 E5-2210 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2210.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Chicago Stock Exchange, Inc. Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2205.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2205.html Fri, 06 May 2005 00:00:00 -0700 E5-2205 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2205.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc; Notice of Filing of a Proposed Rule Change To Remove Incorrect Reference in Its Rule Relating to Failure To Honor an Arbitration Award https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2203.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2203.html Fri, 06 May 2005 00:00:00 -0700 E5-2203 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2203.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2202.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2202.html Fri, 06 May 2005 00:00:00 -0700 E5-2202 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2202.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the National Association of Securities Dealers, Inc. To Modify the Pricing for Non-NASD Members Using Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2201.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2201.html Fri, 06 May 2005 00:00:00 -0700 E5-2201 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2201.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, by the Philadelphia Stock Exchange, Inc. Relating to the Elimination of the Prohibition Against the Entry of Multiple Orders in an Option Within Any 15-Second Period for an Account or Accounts of the Same Beneficial Owner https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2200.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2200.html Fri, 06 May 2005 00:00:00 -0700 E5-2200 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2200.pdf Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Pacific Exchange, Inc. Relating to the Deletion of Obsolete or Unnecessary Rules https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2199.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2199.html Fri, 06 May 2005 00:00:00 -0700 E5-2199 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2199.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2198.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2198.html Fri, 06 May 2005 00:00:00 -0700 E5-2198 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2198.pdf Notice - Issuer Delisting; Notice of Application of Top Image Systems Ltd. To Withdraw Its Ordinary Shares, .04 NIS Par Value, From Listing and Registration on the Boston Stock Exchange, Inc., File No. 1-14552 https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2197.html https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2197.html Fri, 06 May 2005 00:00:00 -0700 E5-2197 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2197.pdf